Aurora Oil & Gas Corp - Amended Quarterly Report of Financial Condition (10QSB/A)
December 19 2007 - 9:26AM
Edgar (US Regulatory)
UNITED
STATES SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
10-QSB/A
Amendment
No. 3
x
|
QUARTERLY
REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
for the quarterly period ended June 30,
2006.
|
o
|
TRANSITION
REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE
ACT
|
|
For
the transition period from:
|
|
Commission
file number: 000-25170
|
Aurora
Oil & Gas Corporation
|
(Exact
name of small business issuer as specified in its charter)
Utah
|
(State
or other jurisdiction of incorporation or organization)
87-0306609
|
(IRS
Employer Identification No.)
4110
Copper Ridge Drive, Suite 100, Traverse City, MI 49684
|
(Address
of principal executive offices)
(231)
941-0073
|
(Issuer’s
telephone number)
Cadence
Resources Corporation
|
(Former
name, former address and former fiscal year, if changed since last
report)
|
Check
whether the issuer (1) filed all reports required to be filed by Section 13
or
15(d) of the Exchange Act during the past 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has been subject
to such filing requirements for the past 90 days. Yes
x
No
o
Indicate
by check mark whether the registrant is a shell company (as defined in Rule
12b-2 of the Exchange Act). Yes
o
No
x
State
the
number of shares outstanding of each of the issuer’s classes of common equity,
as of the latest practicable date: 82,025,017.
Transitional
Small Business Disclosure Format (Check one): Yes
o
No
x
EXPLANATORY
NOTE
This
Quarterly Report on Form 10-QSB/A is being filed as Amendment No. 3 (“Amendment
No. 3”) to the Quarterly Report on Form 10-QSB of Aurora Oil & Gas
Corporation for the quarterly period ended June 30, 2006, which was filed with
the Securities and Exchange Commission (the “SEC”) on August 7, 2006 (the
“Original Form 10-QSB”). This Amendment No. 3 is being filed solely for the
purpose of filing in redacted form Exhibit 10.11 to the Original Form
10-QSB.
Except
as
described above, no other changes have been made to the Original Form 10-QSB
as
previously amended by Amendment Nos. 1 and 2, and this Amendment No. 3 does
not
otherwise attempt to update the information set forth in the Original Form
10-QSB as previously amended.
PART
II
ITEM
6
.
EXHIBITS
|
3.1
(2)
|
Restated
Articles of Incorporation of Aurora Oil & Gas Corporation.
|
|
3.2
(2)
|
Bylaws
of Aurora Oil & Gas
Corporation.
|
|
4.1
|
Articles
of Amendment to Articles of Incorporation, relating to the Class
A
Preferred Stock. (Filed as an exhibit to our Form 10-KSB for the
fiscal
year ended September 30, 2003, filed with the SEC on January 13,
2004.)
|
|
10.1
|
Securities
Purchase Agreement between Cadence Resources Corporation and the
investors
signatory thereto, dated April 2, 2004. (Filed as an exhibit to our
Current Report on Form 8-K filed with the SEC on April 5,
2004.)
|
|
10.2
|
Agreement
and Plan of Merger dated as of January 31, 2005 between Cadence Resources
Corporation, Aurora Acquisition Corp. and Aurora Energy, Ltd. (Filed
as an
exhibit to our Form S-4 Registration Statement filed with the SEC
on May
13, 2005.)
|
|
10.3
(1)
|
Asset
Purchase Agreement with Nor Am Energy, L.L.C., Provins Family, L.L.C.
and
O.I.L. Energy Corp. dated January 10, 2006.
|
|
10.4
(1)
|
First
Amendment to First Amended and Restated Note Purchase Agreement between
Aurora Antrim North, L.L.C., et al., and TCW Asset Management Company,
dated January 31, 2006.
|
|
10.5
(1)
|
Credit
Agreement among Aurora Antrim North, L.L.C., et al. and BNP Paribas,
et
al., dated January 31, 2006.
|
|
10.6
(1)
|
Intercreditor
and Subordination Agreement among BNP Paribas, et al., TCW Asset
Management Company, and Aurora Antrim North, L.L.C., dated January
31,
2006.
|
|
10.7
(1)
|
Promissory
Note from Aurora Energy, Ltd. to Northwestern Bank dated January
31,
2006.
|
|
10.8
(1)
|
Confirmation
from BNP Paribas to Aurora Antrim North, L.L.C., dated February 22,
2006
relating to gas sale commitment.
|
|
10.9
|
2006
Stock Incentive Plan. (Filed as an exhibit to our Form S-8 Registration
Statement filed with the SEC on May 16,
2006.)
|
|
10.10
(2)
|
Employment
Agreement with Ronald E. Huff dated June 19,
2006.
|
|
10.11
(3)
|
Letter
Agreement with Bach Enterprises dated July 10,
2006.
|
|
10.12
(2)
|
First
Amendment to Credit Agreement between Aurora Antrim North, L.L.C.,
et al.
and BNP Paribas dated July 14,
2006.
|
|
10.13
(2)
|
The
Denthorn Trust Commercial Guaranty of obligations to Northwestern
Bank.
|
|
10.14
(2)
|
William
W. Deneau Commercial Guaranty of obligations to Northwestern Bank.
|
|
10.15
(2)
|
White
Pine Land Services, Inc. Commercial Pledge Agreement to Northwestern
Bank.
|
|
10.16
(2)
|
The
Denthorn Trust Commercial Pledge Agreement to Northwestern Bank.
|
|
15
(2)
|
Awareness
letter from Rachlin Cohen & Holtz,
LLP
|
|
31.1**
|
Rule
13a-14(a) Certification of Principal Executive Officer.
|
|
31.2**
|
Rule
13a-14(a) Certification of Principal Financial and Accounting Officer.
|
|
32.1**
|
Section
1350 Certification of Principal Executive Officer.
|
|
32.2**
|
Section
1350 Certification of Principal Financial and Accounting Officer.
|
(1)
Filed as
an exhibit to our Form 10-KSB for the fiscal year ended December 31, 2005,
filed
with the SEC on March 31, 2006.
(2)
Filed
on
August 7, 2006 with our initial Form 10-QSB for the quarter ended June 30,
2006.
(3)
Portions
of this Exhibit were omitted and have been filed separately with the Secretary
of the SEC pursuant to the Company’s Amended Application for Confidential
Treatment under Rule 24b-2 of the Securities Exchange Act of 1934, as
amended.
**
Filed
with this report.
SIGNATURES
In
accordance with the requirements of the Securities Exchange Act, the registrant
caused this amended report to be signed on its behalf by the undersigned duly
authorized.
|
AURORA
OIL & GAS CORPORATION
|
|
|
|
|
|
|
Date:
December 19, 2007
|
By:
|
/s/
William W. Deneau
|
|
|
William
W. Deneau, Chief Executive Officer
|
|
|
(Principal
Executive Officer)
|
|
|
|
|
|
|
|
By:
|
/s/
Ronald E. Huff
|
|
|
Ronald
E. Huff, President and Chief Financial Officer
|
|
|
(Principal
Financial Officer and
|
|
|
Principal
Accounting Officer)
|
Aurora Oil & Gas Corp. (AMEX:AOG)
Historical Stock Chart
From Jun 2024 to Jul 2024
Aurora Oil & Gas Corp. (AMEX:AOG)
Historical Stock Chart
From Jul 2023 to Jul 2024