UBS AG (EPT) Form 8.5 (EPT/RI) - Shaftesbury - amendment (1626Q)
February 16 2023 - 5:35AM
UK Regulatory
TIDMSHB
RNS Number : 1626Q
UBS AG (EPT)
16 February 2023
This announcement replaces the previous RNS announcement 0338Q
released at 11:31 on the 15(th) February 2023. Amendments to
sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury Plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Shaftesbury Plc
connected:
---------------------------------------
(d) Date dealing undertaken: 14 February 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Buy 384986 4.25400 GBP 4.20000 GBP
----------------- ------------------------ ----------------------- -----------------------
25p ordinary Sell 432824 4.28800 GBP 4.20000 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position,
increasing/reducing a
long/short position
25p ordinary CFD Long 100 4.248 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 320236 4.2 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 388 4.243361 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 10342 4.288 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 1123 4.268394 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 8364 4.24862 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 3739 4.251968 GBP
-------------------- ---------------------- ---------------------- ---------------------
25p ordinary CFD Long 4 4.2385 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 1877 4.287828 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 8781 4.24939186880765 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 1652 4.23927088 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 23272 4.26345 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 69 4.254 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 285692 4.2 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 4 4.245 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 2818 4.247336 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 3186 4.25271023 GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Short 58895 4.27120
GBP
-------------------- ---------------------- ---------------------- -----------------------
25p ordinary CFD Long 58895 4.27120
GBP
-------------------- ---------------------- ---------------------- -----------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 February 2023
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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