JPMorgan Securities Plc Form 8.5 (EPT/RI) - Shaftesbury plc (2615M)
January 10 2023 - 5:53AM
UK Regulatory
TIDMSHB
RNS Number : 2615M
JPMorgan Securities Plc
10 January 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury plc
form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Shaftesbury plc
connected:
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(d) Date dealing undertaken: 9 January 2023
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(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Capital & Counties Properties plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 64,956 3.6340 GBP 3.6049 GBP
Sale 87,639 3.6374 GBP 3.5680 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Equity Swap Decrease Long 3,695 3.6141 GBP
6,100 3.6247 GBP
Decrease Short 427 3.6109 GBP
446 3.6129 GBP
Increase Long 31,640 3.6060 GBP
846 3.6123 GBP
Increase Short 1 3.6200 GBP
2 3.6250 GBP
Opening a Long Position 4,618 3.6058 GBP
4,304 3.6060 GBP
736 3.6340 GBP
418 3.6433 GBP
Opening a Short Position 384 3.6074 GBP
476 3.6080 GBP
456 3.6098 GBP
1,733 3.6104 GBP
645 3.6105 GBP
851 3.6151 GBP
885 3.6164 GBP
4,646 3.6204 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 10 January 2023
Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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