Holding(s) in Company
June 01 2010 - 5:04AM
UK Regulatory
TIDMCDG
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer Conroy Diamonds and Gold
of existing shares to which voting rights are P.l.c.
attached:ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights are
attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the SF T1ps Smaller Companies
notification obligation:iii Gold Fund
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or 19th May 2010
reached: v
6. Date on which issuer notified: 28th May 2010
7. Threshold(s) that is/are crossed or 5%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/ Situation previous Resulting situation after the triggering transaction
type of to the triggering
shares transaction
if Number Number Number Number of voting % of voting rights
possible of of of shares rights x
using Shares Voting
the ISIN Rights
CODE Direct Direct xi Indirect xii Direct Indirect
7,142,857 7,142,857
2,857,143 2,857,143 3.75
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting rights % of voting
financial date xvii Conversion instrument refers to rights xix, xx
instrument period
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
7,142,857
3.75
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name: Terry Franks
15. Contact telephone number: 07500 804045
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities) SF T1ps Smaller Companies Gold Fund
Contact address Oxford House
(registered office for legal entities) Oxford Road
Aylesbury
Buckinghamshire
HP21 8SZ
Phone number & email 07500 804045
Terry.Franks@rivingtonstreetholdings.com
Other useful information
(at least legal representative for legal
persons)
B: Identity of the notifier, if applicable
Full name
Terry Franks
Contact address T1ps Investment Management Limited
44-46 New Inn Yard
London EC2A 3EY
Phone number & email 07500 804045
Terry.Franks@rivingtonstreetholdings.com
Other useful information
(e.g. functional relationship with the person Fund Manager
or legal entity subject to the notification
obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
END
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