Amended Annual Report (10-k/a)
May 12 2020 - 4:33PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-K/A
(Amendment
No. 1)
ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
For
the fiscal year ended December 31, 2019
Commission
file number: 000-55098
Synergy
CHC Corp.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
99-0379440
|
(State
or other jurisdiction of
incorporation
or organization)
|
|
(I.R.S.
Employer
Identification
No.)
|
865
Spring St.
Westbrook,
MA 04092
(Address
of Principal Executive Offices) (Zip Code)
Registrant’s
telephone number, including area code: 615-939-9004
Securities
registered pursuant to Section 12(b) of the Act: None
Securities
registered pursuant to Section 12(g) of the Act: Common Stock, par value $0.00001 per share
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [ ]
No [X]
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes [ ]
No [X]
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant
to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that
the registrant was required to submit such files). Yes [X] No [ ]
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer [ ]
|
Accelerated
filer [ ]
|
Non-accelerated
filer [X]
|
Smaller
reporting company [X]
|
Emerging
growth company [ ]
|
|
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.[ ]
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes [ ] No [X]
The
aggregate market value of the registrant’s common stock held by non-affiliates as of June 30, 2019 was approximately $5.4
million based upon the closing price of the common stock as quoted by the Over-the-Counter Bulletin Board (the “OTC Bulletin
Board”)
As
of April 7, 2020, there were 89,889,074 shares of the registrant’s common stock, par value $0.00001 per share, outstanding.
EXPLANATORY
NOTE
On
March 30, 2020 (the “Original Due Date”), Synergy CHC Corp. (the “Company”) filed a Current Report on
Form 8-K, and is filing this Annual Report on Form 10-K (the “Annual Report”), in reliance on the Order of the Securities
and Exchange Commission (the “SEC”), dated March 25, 2020, pursuant to Section 36 of the Securities Exchange Act of
1934 modifying exemptions from the reporting and proxy delivery requirements for public companies (Release No. 34-88465).
The
COVID-19 pandemic has required the Company’s management to focus their attention primarily on responding to the challenges
presented by the pandemic, including closing its offices, ensuring continuous operations, and adjusting the Company’s operations
to address changes in the consumer products industry. This has, in turn, impacted the Company’s ability to complete its
audit and file this Annual Report by the Original Due Date.
In
addition, as required by Rule 12b-15 under the Exchange Act, the Company is including in this Amendment certifications from its
Chief Executive Officer and Chief Financial Officer as required by Rule 13a-14(a) or Rule 15d-14(a) of the Exchange Act as exhibits
to this Amendment. Because no financial statements have been included in this Amendment and this Amendment does not contain or
amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4 and 5 of the certifications have been
omitted. We are not including the certifications under Section 906 of the Sarbanes-Oxley Act of 2002 as no financial statements
are being filed with this Amendment.
Except
as described above, this Amendment does not modify or update disclosures in, or exhibits to, the Original Form 10-K. Furthermore,
this Amendment does not change any previously reported financial results, nor does it reflect events occurring after the filing
of the Original Form 10-K. Accordingly, this Amendment should be read in conjunction with the Original Form 10-K and the Company’s
filings with the SEC subsequent to the filing of the Original Form 10-K.
ITEM
15. EXHIBITS FINANCIAL STATEMENT SCHEDULES.
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Exchange Act, the registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
SYNERGY
CHC CORP.
|
|
|
|
Date:
May 12, 2020
|
By:
|
/s/
Jack Ross
|
|
|
Chief
Executive Officer
|
Pursuant
to the requirements of the Exchange Act, this report has been signed below by the following persons on behalf of the registrant
and in the capacities and on the dates indicated.
SIGNATURE
|
|
TITLE
|
|
DATE
|
|
|
|
|
|
/s/
Jack Ross
|
|
Chief
Executive Officer
|
|
May
12, 2020
|
Jack
Ross
|
|
(principal
executive officer)
|
|
|
|
|
|
|
|
/s/
Stephen Fryer
|
|
Director
|
|
May
12, 2020
|
Stephen
Fryer
|
|
|
|
|
|
|
|
|
|
/s/
Paul SoRelle
|
|
Director
|
|
May
12, 2020
|
Paul
SoRelle
|
|
|
|
|
|
|
|
|
|
/s/
Gale Bensussen
|
|
Director
|
|
May
12, 2020
|
Gale
Bensussen
|
|
|
|
|
Synergy CHC (CE) (USOTC:SNYR)
Historical Stock Chart
From May 2024 to Jun 2024
Synergy CHC (CE) (USOTC:SNYR)
Historical Stock Chart
From Jun 2023 to Jun 2024