Current Report Filing (8-k)
March 15 2023 - 4:35PM
Edgar (US Regulatory)
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2023-03-15
2023-03-15
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of Earliest Event Reported): March 15, 2023
Petrolia
Energy Corporation
(Exact
name of registrant as specified in its charter)
Texas |
|
000-52690 |
|
86-1061005 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
710
N. Post Oak Road, Suite 400, Houston, Texas |
|
77024 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (832) 723-1266
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act: None.
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐
Item
7.01. Regulation FD Disclosure
On
March 15, 2023, Petrolia Energy Corporation (the “Company”) issued a press release including a letter to shareholders
from management.
A
copy of the press release (which includes the letter to stockholders) is furnished hereto as Exhibit 99.1.
The
information in Item 7.01 of this Form 8-K and Exhibit 99.1 attached hereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject
to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933,
as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing. The furnishing of this Report
is not intended to constitute a determination by the Company that the information is material or that the dissemination of the information
is required by Regulation FD.
The
press release furnished as Exhibit 99.1 to this Current Report on Form 8-K, contains forward-looking statements and, as such,
may involve known and unknown risks, uncertainties and assumptions. These forward-looking statements relate to the Company’s current
expectations and are subject to the limitations and qualifications set forth in the press release as well as in the Company’s other
filings with the Securities and Exchange Commission, including, without limitation, that actual events and/or results may differ materially
from those projected in such forward-looking statements. These statements also involve known and unknown risks, which may cause the results
of the Company, its divisions and concepts to be materially different than those expressed or implied in such statements. Accordingly,
readers should not place undue reliance on any forward-looking statements. Forward-looking statements may include comments as to the
Company’s beliefs and expectations as to future financial performance, events and trends affecting its business and are necessarily
subject to uncertainties, many of which are outside the Company’s control. More information on potential factors that could affect
the Company’s financial results is included from time to time in the “Forward-Looking Statements,” “Risk
Factors” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations”
sections of the Company’s periodic and current filings with the SEC, including the Form 10-Qs and Form 10-Ks, filed with the SEC
and available at www.sec.gov. Forward-looking statements speak only as of the date they are made. The Company undertakes no obligation
to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise that
occur after that date, except as otherwise provided by law.
Item
9.01. Financial Statements and Exhibits
(d)
Exhibits.
* Furnished herewith.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
Petrolia
Energy Corporation |
|
|
|
/s/
Mark M. Allen |
|
Mark
M. Allen |
|
Chief
Executive Officer |
|
|
|
Date:
March 15, 2023 |
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