- Amended Statement of Ownership (SC 13G/A)
February 10 2012 - 4:07PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, DC 20549
SCHEDULE 13G/A
(Rule 13d-102)
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO
RULE 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
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The Pep Boys Manny, Moe & Jack
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(Name of Issuer)
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Common Stock, $1.00 par value
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(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
1
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CUSIP No. 713278109
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13G/A
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Page 2 of 11
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1
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NAME OF REPORTING PERSONS
North Run Capital, LP
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
4,050,000**
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
4,050,000**
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,050,000**
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
7.7%**
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12
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TYPE OF REPORTING
PERSON*
PN
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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2
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CUSIP No. 713278109
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13G/A
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Page 3 of 11
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1
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NAME OF REPORTING PERSONS
North Run GP, LP
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|
6
|
|
SHARED VOTING POWER
4,050,000**
|
|
7
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SOLE DISPOSITIVE POWER
0
|
|
8
|
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SHARED DISPOSITIVE POWER
4,050,000**
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,050,000**
|
10
|
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
7.7%**
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12
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TYPE OF REPORTING
PERSON*
PN
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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3
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CUSIP No. 713278109
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13G/A
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Page 4 of 11
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1
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NAME OF REPORTING PERSONS
North Run Advisors, LLC
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3
|
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SEC USE ONLY
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|
6
|
|
SHARED VOTING POWER
4,050,000**
|
|
7
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|
SOLE DISPOSITIVE POWER
0
|
|
8
|
|
SHARED DISPOSITIVE POWER
4,050,000**
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,050,000**
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
|
11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
7.7%**
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12
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TYPE OF REPORTING
PERSON*
OO
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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4
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CUSIP No. 713278109
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13G/A
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Page 5 of 11
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1
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NAME OF REPORTING PERSONS
Todd B. Hammer
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3
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SEC USE ONLY
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|
6
|
|
SHARED VOTING POWER
4,050,000**
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
|
SHARED DISPOSITIVE POWER
4,050,000**
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,050,000**
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
|
11
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
7.7%**
|
12
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TYPE OF REPORTING
PERSON*
IN
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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5
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CUSIP No. 713278109
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13G/A
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Page 6 of 11
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1
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NAME OF REPORTING PERSONS
Thomas B. Ellis
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a)
¨
(b)
¨
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3
|
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SEC USE ONLY
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
|
6
|
|
SHARED VOTING POWER
4,050,000**
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
|
SHARED DISPOSITIVE POWER
4,050,000**
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,050,000**
|
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
|
11
|
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
7.7%**
|
12
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TYPE OF REPORTING
PERSON*
IN
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*
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SEE INSTRUCTIONS BEFORE FILLING OUT
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6
SCHEDULE 13G/A
This Amendment No. 1 to Schedule 13G (this Schedule 13G) is being filed on behalf of North Run Advisors, LLC, a Delaware
limited liability company (North Run), North Run GP, LP, a Delaware limited partnership (the GP), North Run Capital, LP, a Delaware limited partnership (the Investment Manager), Todd B. Hammer and Thomas B. Ellis
(collectively, the Reporting Persons). Todd B. Hammer and Thomas B. Ellis are the principals and sole members of North Run. North Run is the general partner of both the GP and the Investment Manager. The GP is the general partner of each
of North Run Capital Partners, LP, a Delaware limited partnership (the Fund), North Run Qualified Partners, LP, a Delaware limited partnership (the QP Fund), and North Run Master Fund, LP, a Cayman Islands exempted limited
partnership (the Master Fund). The Fund, the QP Fund and North Run Offshore Partners, Ltd., a Cayman Islands exempted company (the Offshore Fund), are also general partners of the Master Fund. This Schedule 13G relates to
shares of Common Stock, $1.00 par value (the Common Stock), of The Pep Boys Manny, Moe & Jack, a Pennsylvania corporation (the Issuer) held by the Master Fund.
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(a)
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North Run, the GP, the Investment Manager, Todd B. Hammer and Thomas B. Ellis may be deemed the beneficial owners of 4,050,000 shares of Common Stock.
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(b)
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North Run, the GP, the Investment Manager, Todd B. Hammer and Thomas B. Ellis may be deemed the beneficial owners of 7.7% of the outstanding shares of Common Stock.
This percentage was determined by dividing 4,050,000 by 52,720,713, which is the number of shares of Common Stock outstanding as of November 25, 2011, according to the Issuers Form 10-Q filed on December 6, 2011 with the Securities
and Exchange Commission.
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(c)
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North Run, the GP, the Investment Manager, Todd B. Hammer and Thomas B. Ellis have the shared power to vote and dispose of the 4,050,000 shares of Common Stock
beneficially owned.
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By
signing below, each Reporting Person certifies that, to the best of such Reporting Persons knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Power of Attorney of Thomas B. Ellis, dated December 11, 2009.
7
Exhibit 24-2
Power of Attorney of Todd B. Hammer, dated December 11, 2009.
Exhibit 99-1
Joint Filing Agreement, dated February 10, 2012, between North Run, GP, the Investment Manager, Todd B. Hammer and Thomas B. Ellis.
8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 10, 2012
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NORTH RUN CAPITAL, LP
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By:
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North Run Advisors, LLC
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its general partner
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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NORTH RUN GP, LP
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By:
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North Run Advisors, LLC
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its general partner
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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9
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NORTH RUN ADVISORS, LLC
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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*
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Thomas B. Ellis
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*
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Todd B. Hammer
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* By
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/s/ SARAH L. FILION
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Sarah L. Filion, Attorney-in-Fact
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Pursuant to Powers of Attorney filed as
exhibits hereto
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