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Portfolio of Investments (Unaudited)
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Nuveen New York Select Quality Municipal Fund, Inc. (NVN)
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|
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December 31, 2010
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Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
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Value
|
|
|
Education and Civic Organizations – 23.4% (15.2% of Total Investments)
|
|
|
|
$ 2,500
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
No Opt. Call
|
AA–
|
$ 2,648,925
|
|
|
Series 2001-1, 5.500%, 7/01/40 – AMBAC Insured
|
|
|
|
1,235
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
1,125,616
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
695
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Fordham University,
|
7/12 at 100.00
|
A2
|
712,834
|
|
|
Series 2002, 5.000%, 7/01/18 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, New York University,
|
|
|
|
|
|
Series 2001-2:
|
|
|
|
1,350
|
|
5.500%, 7/01/18 – AMBAC Insured
|
7/11 at 100.00
|
AA–
|
1,374,273
|
800
|
|
5.500%, 7/01/20 – AMBAC Insured
|
7/11 at 100.00
|
AA–
|
816,120
|
600
|
|
5.500%, 7/01/21 – AMBAC Insured
|
7/11 at 100.00
|
AA–
|
612,090
|
2,125
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Yeshiva University,
|
7/11 at 100.00
|
Aa3
|
2,140,088
|
|
|
Series 2001, 5.000%, 7/01/19 – AMBAC Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
2,145,320
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
1,835
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
1,869,755
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
2,790
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
2,796,640
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
6,215
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/19 at 100.00
|
Aa2
|
6,210,339
|
|
|
Facilities, Series 2009A, 5.000%, 7/01/39
|
|
|
|
735
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A,
|
7/17 at 100.00
|
BBB
|
713,986
|
|
|
5.000%, 7/01/37 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Canisius College, Series 2000:
|
|
|
|
1,000
|
|
5.100%, 7/01/20 – NPFG Insured
|
7/11 at 101.00
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Baa1
|
1,009,770
|
2,875
|
|
5.250%, 7/01/30 – NPFG Insured
|
7/11 at 101.00
|
Baa1
|
2,694,968
|
995
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
999,657
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University,
|
|
|
|
|
|
Series 2009A:
|
|
|
|
3,300
|
|
5.250%, 7/01/34
|
7/19 at 100.00
|
AA–
|
3,364,581
|
3,890
|
|
5.000%, 7/01/39
|
7/19 at 100.00
|
AA–
|
3,887,083
|
3,750
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
3,747,188
|
|
|
2009B, 5.000%, 7/01/39
|
|
|
|
1,600
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
1,615,056
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|
|
University, Series 2008C, 5.000%, 7/01/37
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of
|
|
|
|
|
|
Technology, Series 2006A:
|
|
|
|
775
|
|
5.250%, 7/01/20 – AMBAC Insured
|
No Opt. Call
|
A1
|
849,338
|
620
|
|
5.250%, 7/01/21 – AMBAC Insured
|
No Opt. Call
|
A1
|
672,626
|
3,545
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
3,574,991
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|
|
University, Tender Option Bond Trust 3127, 12.656%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
1,000
|
|
Nassau County Industrial Development Agency, New York, Revenue Refunding Bonds, Hofstra
|
1/11 at 100.00
|
A
|
1,000,110
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|
|
University, Series 1998, 5.000%, 7/01/23 – NPFG Insured
|
|
|
|
7,250
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|
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Horace
|
1/11 at 100.00
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Baa1
|
7,137,915
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|
|
Mann School, Series 1998, 5.000%, 7/01/28 – NPFG Insured
|
|
|
|
800
|
|
New York City Industrial Development Agency, New York, Payment in Lieu of Taxes Revenue Bonds,
|
1/19 at 100.00
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AA+
|
846,672
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|
|
Queens Baseball Stadium Project, Series 2009, 6.375%, 1/01/39 – AGC Insured
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|
|
|
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New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
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|
|
|
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|
Stadium Project, Series 2006:
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|
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2,000
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|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
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BB+
|
1,673,740
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3,200
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
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BB+
|
2,594,080
|
1,905
|
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA+
|
2,098,548
|
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|
|
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
1,195
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
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BBB–
|
1,139,444
|
9,735
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
Baa1
|
8,883,772
|
5,830
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB–
|
4,827,357
|
2,000
|
|
New York City Trust for Cultural Resources, New York, Revenue Bonds, American Museum of
|
7/14 at 100.00
|
AA
|
1,987,160
|
|
|
Natural History, Series 2004A, 5.000%, 7/01/36 – NPFG Insured
|
|
|
|
1,100
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A
|
1,046,078
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
81,245
|
|
Total Education and Civic Organizations
|
|
|
78,816,120
|
|
|
Health Care – 15.6% (10.1% of Total Investments)
|
|
|
|
810
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AAA
|
872,807
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
5,730
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
2/11 at 100.50
|
N/R
|
5,733,266
|
|
|
Montefiore Medical Center, Series 1999, 5.500%, 8/01/38 – AMBAC Insured
|
|
|
|
2,305
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA+
|
2,358,315
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
2,655
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,601,396
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,021,190
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
6,430
|
|
Dormitory Authority of the State of New York, Hospital Revenue Bonds, Catholic Health Services
|
1/11 at 100.50
|
A3
|
6,440,674
|
|
|
of Long Island Obligated Group – St. Francis Hospital, Series 1999A, 5.500%, 7/01/24 –
|
|
|
|
|
|
NPFG Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc.,
|
|
|
|
|
|
Series 2007B:
|
|
|
|
955
|
|
5.250%, 7/01/27 – AGC Insured
|
7/17 at 100.00
|
AA+
|
979,018
|
825
|
|
5.125%, 7/01/37 – AGC Insured
|
7/17 at 100.00
|
AA+
|
802,857
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
|
|
|
|
|
Center, Series 2003-1:
|
|
|
|
2,500
|
|
5.000%, 7/01/21 – NPFG Insured
|
7/13 at 100.00
|
AA
|
2,580,125
|
3,210
|
|
5.000%, 7/01/22 – NPFG Insured
|
7/13 at 100.00
|
AA
|
3,317,310
|
2,740
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA+
|
2,954,131
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
2,120
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA+
|
2,067,551
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 – AGM Insured
|
|
|
|
12,020
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Winthrop South Nassau University
|
7/11 at 101.00
|
N/R
|
11,593,891
|
|
|
Health System Obligated Group, Series 2001A, 5.250%, 7/01/26 – AMBAC Insured
|
|
|
|
2,025
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Winthrop South Nassau University
|
7/11 at 101.00
|
Baa1
|
1,897,061
|
|
|
Health System Obligated Group, Series 2001B, 5.250%, 7/01/31 – AMBAC Insured
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
2,800
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
2,874,536
|
3,065
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
3,149,931
|
1,320
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,301,903
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
52,510
|
|
Total Health Care
|
|
|
52,545,962
|
|
|
Housing/Multifamily – 4.1% (2.7% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
1,470
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA+
|
1,608,709
|
1,470
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA+
|
1,611,708
|
5,445
|
|
5.000%, 7/01/25 – NPFG Insured (UB)
|
7/15 at 100.00
|
AA+
|
5,530,432
|
1,458
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
1/11 at 105.00
|
N/R
|
1,534,076
|
|
|
Pass-Through Certificates, Series 1991C, 6.500%, 2/20/19 – AMBAC Insured
|
|
|
|
540
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
1/17 at 100.00
|
AAA
|
483,430
|
|
|
Seaview Towers, Series 2006A, 4.750%, 7/15/39 – AMBAC Insured (Alternative Minimum Tax)
|
|
|
|
3,000
|
|
New York State Housing Finance Agency, Affordable Housing Revenue Bonds, Series 2007B,
|
11/17 at 100.00
|
Aa2
|
2,827,980
|
|
|
5.300%, 11/01/37 (Alternative Minimum Tax)
|
|
|
|
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
|
|
|
|
|
Series 1996A:
|
|
|
|
55
|
|
6.100%, 11/01/15 – AGM Insured
|
5/11 at 100.00
|
AA+
|
55,226
|
200
|
|
6.125%, 11/01/20 – AGM Insured
|
5/11 at 100.00
|
AA+
|
200,180
|
13,638
|
|
Total Housing/Multifamily
|
|
|
13,851,741
|
|
|
Long-Term Care – 1.8% (1.2% of Total Investments)
|
|
|
|
|
|
Dormitory Authority of the State of New York, FHA-Insured Nursing Home Mortgage Revenue Bonds,
|
|
|
|
|
|
Norwegian Christian Home and Health Center, Series 2001:
|
|
|
|
5,240
|
|
5.200%, 8/01/36 – NPFG Insured
|
8/11 at 101.00
|
Baa1
|
5,109,524
|
1,000
|
|
6.100%, 8/01/41 – NPFG Insured
|
8/11 at 105.00
|
Baa1
|
1,035,730
|
6,240
|
|
Total Long-Term Care
|
|
|
6,145,254
|
|
|
Tax Obligation/General – 8.4% (5.5% of Total Investments)
|
|
|
|
1,500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
1,595,250
|
745
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
797,701
|
2,000
|
|
Erie County, New York, General Obligation Bonds, Series 2005A, 5.000%, 12/01/18 –
|
12/15 at 100.00
|
A2
|
2,123,320
|
|
|
NPFG Insured
|
|
|
|
600
|
|
New York City, New York, General Obligation Bonds, Fiscal 2009 Series E, 5.000%, 8/01/28
|
8/19 at 100.00
|
AA
|
611,508
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 1998H:
|
|
|
|
85
|
|
5.125%, 8/01/25 – NPFG Insured
|
2/11 at 100.00
|
AA
|
85,216
|
70
|
|
5.375%, 8/01/27 – NPFG Insured
|
2/11 at 100.00
|
AA
|
70,164
|
2,900
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
3,129,477
|
|
|
FGIC Insured
|
|
|
|
|
|
New York City, New York, General Obligation Bonds:
|
|
|
|
3,250
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA+
|
3,470,578
|
1,650
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA+
|
1,748,010
|
|
|
Rensselaer County, New York, General Obligation Bonds, Series 1991:
|
|
|
|
960
|
|
6.700%, 2/15/16 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,176,451
|
960
|
|
6.700%, 2/15/17 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,181,347
|
960
|
|
6.700%, 2/15/18 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,190,602
|
960
|
|
6.700%, 2/15/19 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,202,746
|
960
|
|
6.700%, 2/15/20 – AMBAC Insured
|
No Opt. Call
|
AA–
|
1,200,048
|
747
|
|
6.700%, 2/15/21 – AMBAC Insured
|
No Opt. Call
|
AA–
|
938,695
|
|
|
Rochester, New York, General Obligation Bonds, Series 1999:
|
|
|
|
735
|
|
5.250%, 10/01/20 – NPFG Insured
|
No Opt. Call
|
Aa3
|
820,289
|
735
|
|
5.250%, 10/01/21 – NPFG Insured
|
No Opt. Call
|
Aa3
|
814,387
|
730
|
|
5.250%, 10/01/22 – NPFG Insured
|
No Opt. Call
|
Aa3
|
804,029
|
730
|
|
5.250%, 10/01/23 – NPFG Insured
|
No Opt. Call
|
Aa3
|
797,846
|
730
|
|
5.250%, 10/01/24 – NPFG Insured
|
No Opt. Call
|
Aa3
|
793,218
|
730
|
|
5.250%, 10/01/25 – NPFG Insured
|
No Opt. Call
|
Aa3
|
787,276
|
725
|
|
5.250%, 10/01/26 – NPFG Insured
|
No Opt. Call
|
Aa3
|
776,917
|
2,190
|
|
Yonkers, New York, General Obligation Bonds, Series 2005B, 5.000%, 8/01/19 – NPFG Insured
|
8/15 at 100.00
|
A2
|
2,270,220
|
25,652
|
|
Total Tax Obligation/General
|
|
|
28,385,295
|
|
|
Tax Obligation/Limited – 52.1% (33.8% of Total Investments)
|
|
|
|
7,145
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Special Act School
|
1/11 at 100.50
|
Baa1
|
7,203,518
|
|
|
District Program, Series 1999, 5.750%, 7/01/19 – NPFG Insured
|
|
|
|
3,610
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series
|
7/14 at 100.00
|
AA–
|
3,791,186
|
|
|
2004-2, 5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
670
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
743,445
|
1,715
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
1,758,321
|
7,925
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing
|
10/12 at 100.00
|
A+
|
8,166,316
|
|
|
Program, Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
1,090
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
1,144,010
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
2,390
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA+
|
2,594,106
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
3,300
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
No Opt. Call
|
AA–
|
3,278,946
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
|
|
|
|
|
City School District, Series 2003:
|
|
|
|
1,230
|
|
5.750%, 5/01/20 – AGM Insured
|
5/12 at 100.00
|
AA+
|
1,287,072
|
1,225
|
|
5.750%, 5/01/22 – AGM Insured
|
5/12 at 100.00
|
AA+
|
1,277,173
|
1,700
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA+
|
1,745,594
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 – AGM Insured (UB)
|
|
|
|
7,545
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/17 at 100.00
|
AA+
|
8,112,988
|
|
|
City School District, Series 2007A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
14,405
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 5.000%,
|
2/17 at 100.00
|
A
|
13,029,467
|
|
|
2/15/47 – FGIC Insured
|
|
|
|
7,500
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2002A,
|
11/12 at 100.00
|
AA+
|
7,659,075
|
|
|
5.250%, 11/15/25 – AGM Insured
|
|
|
|
4,600
|
|
Metropolitan Transportation Authority, New York, State Service Contract Bonds, Series 2002B,
|
7/12 at 100.00
|
AA–
|
4,859,578
|
|
|
5.500%, 7/01/18 – NPFG Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
2,000
|
|
5.750%, 7/01/18 – AGM Insured (UB)
|
No Opt. Call
|
AA+
|
2,338,540
|
3,000
|
|
5.500%, 1/01/19 – NPFG Insured
|
7/12 at 100.00
|
AA–
|
3,164,910
|
5,000
|
|
5.500%, 1/01/20 – NPFG Insured
|
7/12 at 100.00
|
AA–
|
5,270,650
|
2,375
|
|
5.000%, 7/01/25 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
2,378,396
|
4,050
|
|
5.000%, 7/01/30 – AMBAC Insured
|
7/12 at 100.00
|
AA–
|
3,975,804
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
4,000
|
|
5.000%, 11/15/18 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
4,306,400
|
1,560
|
|
4.750%, 11/15/21 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,614,725
|
1,560
|
|
4.750%, 11/15/22 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,607,658
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
3,640
|
|
5.000%, 10/15/25 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
3,759,101
|
1,960
|
|
5.000%, 10/15/26 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
2,008,882
|
5,420
|
|
5.000%, 10/15/29 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
5,482,005
|
1,500
|
|
5.000%, 10/15/32 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
1,504,245
|
5,600
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
5,671,176
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
3,160
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/13 at 100.00
|
AAA
|
3,356,362
|
|
|
Series 2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
2,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
2/14 at 100.00
|
AAA
|
2,178,200
|
|
|
Series 2004C, 5.000%, 2/01/19 – SYNCORA GTY Insured
|
|
|
|
3,800
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
5/17 at 100.00
|
AAA
|
3,885,614
|
|
|
Series 2007B, 5.000%, 11/01/30
|
|
|
|
3,500
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Refunding Bonds,
|
2/13 at 100.00
|
AAA
|
3,692,395
|
|
|
Fiscal Series 2003D, 5.000%, 2/01/22 – NPFG Insured
|
|
|
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
835
|
|
13.179%, 11/15/30 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
875,431
|
3,955
|
|
13.165%, 11/15/44 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
3,944,677
|
|
|
New York State Municipal Bond Bank Agency, Buffalo, Special Program Revenue Bonds,
|
|
|
|
|
|
Series 2001A:
|
|
|
|
875
|
|
5.125%, 5/15/19 – AMBAC Insured
|
5/11 at 100.00
|
A1
|
884,713
|
920
|
|
5.125%, 5/15/20 – AMBAC Insured
|
5/11 at 100.00
|
A1
|
929,688
|
965
|
|
5.250%, 5/15/21 – AMBAC Insured
|
5/11 at 100.00
|
A1
|
978,549
|
1,015
|
|
5.250%, 5/15/22 – AMBAC Insured
|
5/11 at 100.00
|
A1
|
1,026,490
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second Genera1 Series
|
4/14 at 100.00
|
AA
|
1,060,050
|
|
|
2004A, 5.000%, 4/01/22 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
8,455
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
9,730,437
|
1,500
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
1,574,280
|
1,000
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
1,044,260
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
1,600
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AAA
|
1,646,384
|
|
|
5.000%, 3/15/29
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
11,100
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
11,817,171
|
1,000
|
|
5.250%, 6/01/21 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,037,790
|
4,565
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
4,702,361
|
500
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
504,775
|
|
|
2005B, 5.000%, 3/15/30 – AGM Insured
|
|
|
|
4,000
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds, Series
|
No Opt. Call
|
AA+
|
4,418,200
|
|
|
2002E, 5.500%, 7/01/18 – AGM Insured
|
|
|
|
2,500
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
AA+
|
2,388,475
|
|
|
2010A, 5.000%, 8/01/40 – AGM Insured
|
|
|
|
1,175
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA+
|
1,140,079
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
3,715
|
|
Syracuse Industrial Development Authority, New York, PILOT Mortgage Revenue Bonds, Carousel
|
1/17 at 100.00
|
BBB–
|
2,804,045
|
|
|
Center Project, Series 2007A, 5.000%, 1/01/36 – SYNCORA GTY Insured (Alternative Minimum Tax)
|
|
|
|
170,850
|
|
Total Tax Obligation/Limited
|
|
|
175,353,713
|
|
|
Transportation – 11.0% (7.1% of Total Investments)
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
1,900
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA+
|
1,847,237
|
4,000
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
3,833,400
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
6,000
|
|
5.500%, 11/15/18 – AMBAC Insured
|
11/12 at 100.00
|
A
|
6,375,180
|
2,000
|
|
5.125%, 11/15/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
2,033,880
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002E:
|
|
|
|
1,335
|
|
5.500%, 11/15/21 – NPFG Insured
|
11/12 at 100.00
|
A
|
1,423,818
|
4,575
|
|
5.000%, 11/15/25 – NPFG Insured
|
11/12 at 100.00
|
A
|
4,577,974
|
955
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
979,076
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
2,625
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,726,168
|
425
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
424,741
|
1,650
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA+
|
1,672,209
|
|
|
AGM Insured (UB)
|
|
|
|
2,500
|
|
Niagara Frontier Airport Authority, New York, Airport Revenue Bonds, Buffalo Niagara
|
4/11 at 100.00
|
Baa1
|
2,411,375
|
|
|
International Airport, Series 1999A, 5.625%, 4/01/29 – NPFG Insured (Alternative Minimum Tax)
|
|
|
|
1,675
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
6/15 at 101.00
|
Aa2
|
1,680,863
|
|
|
Series 2005, 5.000%, 12/01/31 – SYNCORA GTY Insured
|
|
|
|
1,170
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
AA+
|
1,160,546
|
|
|
Eighth Series 2008, Trust 2920, 16.944%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
1,570
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
Aa3
|
1,814,229
|
3,800
|
|
5.250%, 11/15/22 – NPFG Insured
|
11/12 at 100.00
|
Aa3
|
3,948,276
|
36,180
|
|
Total Transportation
|
|
|
36,908,972
|
|
|
U.S. Guaranteed – 12.7% (8.3% of Total Investments) (4)
|
|
|
|
505
|
|
Dormitory Authority of the State of New York, Suffolk County, Lease Revenue Bonds, Judicial
|
4/11 at 104.42
|
Baa1 (4)
|
625,150
|
|
|
Facilities, Series 1991A, 9.500%, 4/15/14 – FGIC Insured (ETM)
|
|
|
|
|
|
Longwood Central School District, Suffolk County, New York, Series 2000:
|
|
|
|
1,000
|
|
5.750%, 6/15/19 (Pre-refunded 6/15/11) – FGIC Insured
|
6/11 at 101.00
|
A1 (4)
|
1,032,870
|
1,000
|
|
5.750%, 6/15/20 (Pre-refunded 6/15/11) – FGIC Insured
|
6/11 at 101.00
|
A1 (4)
|
1,032,870
|
4,695
|
|
Metropolitan Transportation Authority, New York, Commuter Facilities Revenue Bonds, Series
|
7/11 at 100.00
|
N/R (4)
|
4,812,093
|
|
|
1998A, 5.250%, 7/01/28 (Pre-refunded 7/01/11) – FGIC Insured
|
|
|
|
11,000
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1998A,
|
10/15 at 100.00
|
AAA
|
12,630,200
|
|
|
4.750%, 4/01/28 (Pre-refunded 10/01/15) – FGIC Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A:
|
|
|
|
4,000
|
|
5.000%, 4/01/17 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AAA
|
4,554,880
|
3,250
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AAA
|
3,700,840
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
|
|
|
|
|
Series 2002B:
|
|
|
|
2,820
|
|
5.250%, 5/01/16 (Pre-refunded 11/01/11) – NPFG Insured
|
11/11 at 101.00
|
AAA
|
2,962,382
|
1,000
|
|
5.250%, 5/01/17 (Pre-refunded 11/01/11) – NPFG Insured
|
11/11 at 101.00
|
Aaa
|
1,050,490
|
6,750
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal
|
8/12 at 100.00
|
AAA
|
7,233,705
|
|
|
Series 2003C, 5.250%, 8/01/21 (Pre-refunded 8/01/12) – AMBAC Insured
|
|
|
|
3,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Series 2002A, 5.250%,
|
4/12 at 100.00
|
AAA
|
3,168,180
|
|
|
4/01/19 (Pre-refunded 4/01/12) – AGM Insured
|
|
|
|
39,020
|
|
Total U.S. Guaranteed
|
|
|
42,803,660
|
|
|
Utilities – 13.5% (8.7% of Total Investments)
|
|
|
|
900
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA+
|
830,178
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|
|
|
4,000
|
|
0.000%, 6/01/24 – AGM Insured
|
No Opt. Call
|
AA+
|
2,235,480
|
4,000
|
|
0.000%, 6/01/25 – AGM Insured
|
No Opt. Call
|
AA+
|
2,094,040
|
15,000
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA+
|
7,351,200
|
3,000
|
|
0.000%, 6/01/27 – AGM Insured
|
No Opt. Call
|
AA+
|
1,377,030
|
4,500
|
|
0.000%, 6/01/28 – AGM Insured
|
No Opt. Call
|
AA+
|
1,926,765
|
3,000
|
|
0.000%, 6/01/29 – AGM Insured
|
No Opt. Call
|
AA+
|
1,201,680
|
3,000
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2001A,
|
9/11 at 100.00
|
AA+
|
2,996,430
|
|
|
5.000%, 9/01/27 – AGM Insured
|
|
|
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
6,010
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A–
|
6,140,056
|
7,735
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A–
|
7,815,057
|
4,000
|
|
5.000%, 12/01/26 – AGC Insured
|
6/16 at 100.00
|
AA+
|
4,035,720
|
750
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A–
|
707,183
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
6,000
|
|
New York State Energy Research and Development Authority, Pollution Control Revenue Bonds,
|
3/11 at 100.00
|
Baa1
|
5,818,080
|
|
|
Rochester Gas and Electric Corporation, Series 1998A, 5.950%, 9/01/33 – NPFG Insured
|
|
|
|
|
|
(Alternative Minimum Tax)
|
|
|
|
650
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
694,025
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
62,545
|
|
Total Utilities
|
|
|
45,222,924
|
|
|
Water and Sewer – 9.8% (6.4% of Total Investments)
|
|
|
|
3,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/14 at 100.00
|
AAA
|
2,985,239
|
|
|
Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
5,920
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/15 at 100.00
|
AAA
|
6,047,279
|
|
|
Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/19 at 100.00
|
AA+
|
5,179,449
|
|
|
Bonds, Second Generation Resolution, Fiscal 2010 Series 2009BB, 5.000%, 6/15/27
|
|
|
|
2,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/17 at 100.00
|
AA+
|
1,986,879
|
|
|
Bonds, Second Generation Resolution, Series 2007AA, 5.000%, 6/15/37
|
|
|
|
3,455
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
3,432,749
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue
|
6/13 at 100.00
|
AAA
|
4,982,749
|
|
|
Refunding Bonds, Fiscal Series 2003E, 5.000%, 6/15/34
|
|
|
|
7,100
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
7,239,088
|
|
|
6/01/28 – NPFG Insured
|
|
|
|
2,230
|
|
Upper Mohawk Valley Regional Water Finance Authority, New York, Water System Revenue Bonds,
|
No Opt. Call
|
A1
|
1,237,604
|
|
|
Series 2000, 0.000%, 4/01/23 – AMBAC Insured
|
|
|
|
33,705
|
|
Total Water and Sewer
|
|
|
33,091,036
|
$ 521,585
|
|
Total Long-Term Investments (cost $502,625,295) – 152.4% (99.0% of Total Investments)
|
|
|
513,124,677
|
|
|
Short-Term Investments – 1.5% (1.0% of Total Investments)
|
|
|
|
|
|
Tax Obligation/Limited – 1.5% (1.0% of Total Investments)
|
|
|
|
$ 4,950
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Variable Rate
|
1/11 at 100.00
|
A–1
|
4,950,000
|
|
|
Demand Revenue Obligations, Series 2008A, 0.360%, 11/01/31 – AGM Insured (5)
|
|
|
|
|
|
Total Short-Term Investments (cost $4,950,000)
|
|
|
4,950,000
|
|
|
Total Investments (cost $507,575,295) – 153.9%
|
|
|
518,074,677
|
|
|
Floating Rate Obligations – (10.0)%
|
|
|
(33,510,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (48.9)% (6)
|
|
|
(164,800,000)
|
|
|
Other Assets Less Liabilities – 5.0%
|
|
|
16,964,591
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 336,729,268
|