- Statement of Changes in Beneficial Ownership (4)
March 15 2012 - 5:33PM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Pinto John J
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2. Issuer Name
and
Ticker or Trading Symbol
NEW YORK COMMUNITY BANCORP INC
[
NYB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP & Chief Accounting Officer
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(Last)
(First)
(Middle)
615 MERRICK AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2012
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(Street)
WESTBURY, NY 11590
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/13/2012
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A
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46155.0000
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A
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$
0
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46155.0000
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I
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By Stock Award VI
(1)
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Common Stock
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84808.0000
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D
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Common Stock
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26509.0000
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I
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By 401(k)
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Common Stock
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29704.0000
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I
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By ESOP
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Common Stock
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8000.0000
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I
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By Stock Award II
(2)
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Common Stock
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18000.0000
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I
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By Stock Award III
(3)
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Common Stock
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20000.0000
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I
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By Stock Award IV
(4)
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Common Stock
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28000.0000
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I
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By Stock Award V
(5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (right to buy)
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$16.0575
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1/21/2004
(6)
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1/21/2013
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Common Stock
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14222.0000
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14222.0000
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D
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Stock Option (right to buy)
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$13.845
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7/24/2003
(7)
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7/24/2012
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Common Stock
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42667.0000
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42667.0000
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D
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Stock Option (right to buy)
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$23.4975
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9/16/2004
(8)
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9/16/2013
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Common Stock
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24000.0000
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24000.0000
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D
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Stock Option (right to buy)
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$16.0575
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12/30/2005
(9)
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1/21/2013
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Common Stock
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7111.0000
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7111.0000
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D
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Stock Option (right to buy)
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$18.17
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12/30/2005
(10)
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4/5/2015
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Common Stock
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20000.0000
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20000.0000
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D
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Stock Option (right to buy)
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$23.4975
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12/30/2005
(10)
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9/16/2013
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Common Stock
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12000.0000
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12000.0000
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D
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Explanation of Responses:
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(
1)
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Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on March 13, 2013.
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(
2)
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Stock awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in two equal annual installments commencing on April 4, 2012.
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(
3)
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Stock awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in three equal annual installments commencing on April 28, 2012.
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(
4)
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Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in four equal annual installments commencing on March 31, 2012.
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(
5)
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Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on March 25, 2012.
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(
6)
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Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on January 21, 2004 and were fully vested and exercisable as of January 21, 2005.
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(
7)
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Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.
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(
8)
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Stock Options granted pursuant to the New York Community Bancorp, Inc. 1993 Stock Option Plan are fully exercisable.
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(
9)
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Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan are fully vested and exercisable as of December 30, 2005.
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(
10)
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Stock Options granted pursuant to the Richmond County Financial Corp. 1998 Stock Option Plan were fully exercisable as of December 30, 2005.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Pinto John J
615 MERRICK AVENUE
WESTBURY, NY 11590
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EVP & Chief Accounting Officer
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Signatures
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/s/ Ilene A. Angarola, Power of Attorney
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3/15/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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