- Current report filing (8-K)
October 26 2009 - 6:05AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington
D.C. 20549
FORM
8-K
Current
Report
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): October 23, 2009
ETHAN
ALLEN INTERIORS INC.
(Exact
name of registrant as specified in its charter)
Delaware
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1-11692
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06-1275288
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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Ethan Allen Drive
Danbury, CT
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06811
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(203)
743-8000
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Not Applicable
|
|
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(Former name or former address, if changed since last report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
INFORMATION TO BE INCLUDED IN REPORT
SECTION 1 – REGISTRANT’S BUSINESS AND OPERATIONS
ITEM 1.01 Entry into a Material Definitive Agreement.
On October 23, 2009, Ethan Allen Interiors Inc. and its subsidiaries
(collectively, “Ethan Allen” or the “Company”) amended its three-year,
$40 million senior secured asset-based revolving credit facility with
J.P. Morgan Chase Bank N.A. and certain other lenders (the “Amended
Facility”).
The Amended Facility increased the credit financing by $20 million, with
total borrowing under the agreement (subject to borrowing base
availability) of up to $60 million. The Amended Facility is secured by
all property owned, leased or operated by the Company in the United
States excluding any real property owned by the Company, and removes the
exclusion for intellectual property assets which previously was subject
to availability being less than or equal to $17.5 million.
ITEM 2.03 Creation of a Direct Financial Obligation or an
Obligation under an Off-Balance Sheet Arrangement of a Registrant.
The disclosure required by this item is included in Item 1.01 and is
incorporated herein by reference.
SECTION 7 – REGULATION FD
Item 7.01 Regulation FD Disclosure
On October 23, 2009, Ethan Allen Interiors Inc. (“Ethan Allen” or the
“Company”) issued a press release setting forth comments its operating
results for the three months ended September 30, 2009. A copy of the
press release is attached hereto as Exhibit 99.1 and hereby incorporated
by reference.
SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit
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Description
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99.1
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Press release dated October 23, 2009
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SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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ETHAN ALLEN INTERIORS INC.
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Date:
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October 23, 2009
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By:
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/s/ David R. Callen
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David R. Callen
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Vice President, Finance and
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Treasurer
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EXHIBIT INDEX
Exhibit
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Description
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99.1
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Press release dated October 23, 2009
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