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See cover pages Items 5-11.
The approximate percentages of Common Stock reported as beneficially owned by the Reporting Persons are based upon 131,004,630 shares of Common Stock outstanding as of the date hereof. The Issuer reported 117,293,478 shares of Common Stock outstanding as of October 12, 2016, as reported in the Issuers quarterly report on Form 10-Q for the fiscal quarter ended September 30, 2016 filed on November 2, 2016. On February 8, 2017, the Issuer filed a report on Form 8-K announcing that, pursuant to a PIPE Stock Purchase Agreement entered into by the Issuer with Terawatt Holdings, LP, a Delaware limited partnership affiliated with Energy Capital Partners III, LLC (together,
Terawatt
), the Issuer sold and issued to Terawatt 13,711,152 shares of Common Stock on February 7, 2017, thereby increasing the Issuers number of shares of Common Stock outstanding as of the date hereof to 131,004,630.
Collectively, the securities reported in this Schedule 13G/A are held by Avenue Special Opportunities Fund II, L.P., a Delaware limited partnership, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership, and Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the
Avenue Funds
). Avenue Capital Management II, L.P., a Delaware limited partnership, is an investment adviser to each of the Avenue Funds. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management II, L.P. Marc Lasry is the managing member or member of Avenue Capital Management II GenPar, LLC. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission by the Reporting Persons that they have formed a group.
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