- Statement of Changes in Beneficial Ownership (4)
February 03 2010 - 2:12PM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Hamm Harold
|
2. Issuer Name
and
Ticker or Trading Symbol
Complete Production Services, Inc.
[
CPX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
|
(Last)
(First)
(Middle)
11700 KATY FREEWAY, SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/29/2010
|
|
(Street)
HOUSTON, TX 77079
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Common Stock
|
8/19/2009
|
|
G
|
V
|
159925
|
D
|
$0.00
|
3794696
|
I
|
See footnotes.
(1)
(2)
|
|
Common Stock
|
8/19/2009
|
|
G
|
V
|
159925
|
D
|
$0.00
|
3634771
|
I
|
See footnotes.
(1)
(3)
|
|
Common Stock
|
8/19/2009
|
|
G
|
V
|
159925
|
D
|
$0.00
|
3474846
|
I
|
See footnotes.
(1)
(4)
|
|
Common Stock
|
8/19/2009
|
|
G
|
V
|
159924
|
D
|
$0.00
|
3314922
|
I
|
See footnotes.
(1)
(5)
|
|
Common Stock
|
8/19/2009
|
|
G
|
V
|
159924
|
D
|
$0.00
|
2532562
|
I
(6)
|
By Harold G. Hamm GRAT 6 and Harold G. Hamm GRAT 8.
(1)
(7)
|
|
Common Stock
(8)
|
1/29/2010
|
|
A
|
|
5716
|
A
|
$0.00
|
469662
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
820391
|
I
(9)
|
By Revocable Inter Vivos Trust of Harold G. Hamm
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Stock Option (Right to Buy)
|
$12.53
|
1/29/2010
|
|
A
|
|
5000
|
|
(10)
|
1/29/2020
|
Common Stock
|
5000
|
$0.00
|
5000
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
An aggregate of 799,623 shares were gifted to five irrevocable trusts for the benefit of the reporting person's adult children (individually, Child #1 to Child #5 2005 Irrevocable Trust reported as separate line items herein, and collectively, the "2005 Irrevocable Trusts"). Mr. Hamm does not have a pecuniary or beneficial interest in the shares held by the 2005 Irrevocable Trusts.
|
|
(
2)
|
Transfer of shares from GRAT 4 to Child #1 2005 Irrevocable Trust.
|
|
(
3)
|
Transfer of shares from GRAT 4 to Child #2 2005 Irrevocable Trust.
|
|
(
4)
|
Transfer of shares from GRAT 4 to Child #3 2005 Irrevocable Trust.
|
|
(
5)
|
Transfer of shares from GRAT 4 to Child #4 2005 Irrevocable Trust.
|
|
(
6)
|
Represents aggregate shares held indirectly by Harold G. Hamm GRAT 6 and Harold G. Hamm GRAT 8 (the "GRATs") after: (i) the transfer of an aggregate of 799,623 shares to the 2005 Irrevocable Trusts as reported herein, and (ii) the transfer of an aggregate of 622,436 shares (452,322 from GRAT 4 and 170,114 from GRAT 6) transferred to the Revocable Inter Vivos Trust of Harold G. Hamm (the "Revocable Trust"). The transfer of 622,436 shares to the Revocable Trust was a change in form of beneficial ownership only. The reporting person is the trustee of the GRATs and is the trustee of the Revocable Trust.
|
|
(
7)
|
Transfer of shares from GRAT 4 to Child #5 2005 Irrevocable Trust.
|
|
(
8)
|
Restricted stock; vests in full on January 29, 2011, the first anniversary of the grant date, subject to continued service with the Company.
|
|
(
9)
|
Represents aggregate shares held through the Revocable Trust, and includes the transfer of an aggregate of 622,436 shares (452,322 from GRAT 4 and 170,114 from GRAT 6) to the Revocable Trust. The transfer of 622,436 shares to the Revocable Trust was a change in form of beneficial ownership only. The reporting person is the trustee of the GRATs and is the trustee of the Revocable Trust.
|
|
(
10)
|
Options vest in three (3) equal annual installments commencing January 29, 2011, subject to continued service with the Company.
|
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Hamm Harold
11700 KATY FREEWAY, SUITE 300
HOUSTON, TX 77079
|
X
|
|
|
|
Signatures
|
|
J. F. Maroney III, Attorney-in-Fact for Harold Hamm
|
|
2/3/2010
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Complete Production Services Complete Production Services Common Stock (NYSE:CPX)
Historical Stock Chart
From Jun 2024 to Jul 2024
Complete Production Services Complete Production Services Common Stock (NYSE:CPX)
Historical Stock Chart
From Jul 2023 to Jul 2024
