Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
November 14 2022 - 9:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16
OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
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For the month of November, 2022
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Commission File Number 001-39684
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CI Financial Corp.
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(Translation of registrant’s name into English)
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15 York St.
Second Floor
Toronto, Ontario, Canada M5J 0A3
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(Address of principal executive offices)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
DOCUMENTS INCLUDED AS PART OF THIS REPORT
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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CI Financial Corp.
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(Registrant)
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Date:
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November 14, 2022
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By:
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/s/ Edward Kelterborn
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Name:
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Edward Kelterborn
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Title:
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Chief Legal Officer
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