Wsb Financial Group, Inc. - Current report filing (8-K)
November 21 2007 - 5:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report: November 20, 2007
WSB Financial Group, Inc.
(Exact name of registrant as specified in its charter)
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Washington
(State of incorporation or organization)
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001-33188
(Commission File Number)
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20-3153598
(I.R.S. Employer Identification No.)
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607 Pacific Avenue
Bremerton, Washington
(Address of principal executive offices)
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98337
(Zip Code)
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Registrant’s telephone number, including area code: (
360) 405-1200
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01
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Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
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On November 20, 2007, WSB Financial Group, Inc. (the “Company”) received a NASDAQ Staff
Determination notice stating that the Company is not in compliance with NASDAQ Marketplace Rule
4310(c)(14) because it has not timely filed its quarterly report on Form 10-Q for the quarter ended
September 30, 2007. The Company’s securities are subject to delisting from the NASDAQ Global Select
Market as a result of the Company’s failure to file such quarterly report. The Company will request
a hearing before a NASDAQ Listing Qualifications Panel and intends to promptly take all necessary
actions to regain compliance with the NASDAQ requirements by filing its Form 10-Q as soon as
reasonably practicable. A copy of the news release issued on November 21, 2007, announcing the
Company’s receipt of this notice, is attached as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
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99.1
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Press release dated November 21, 2007.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly
authorized.
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WSB FINANCIAL GROUP, INC.
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(Registrant)
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November 21, 2007
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/s/ David K. Johnson
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(Date)
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David K. Johnson
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Chief Executive Officer
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Exhibit Index
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99.1
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Press release dated November 21, 2007.
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