Form 8-K - Current report
May 15 2024 - 9:00AM
Edgar (US Regulatory)
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2024-05-14
2024-05-14
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 14, 2024
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-33624 |
|
84-1375299 |
(State
or other jurisdiction
of
incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
1885
West 2100 South
Salt
Lake City, UT 84119
(Address
of principal executive offices, including Zip Code)
Registrant’s
telephone number, including area code: (801) 839-3500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class: |
|
Trading
Symbol(s): |
|
Name
of each exchange on which registered: |
Common
Stock, par value $0.01 per share |
|
SINT |
|
The
NASDAQ Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07 Submission of Matters to a Vote of Security Holders.
On
May 14, 2024, SINTX Technologies, Inc. (the “Company”) held its previously announced Special Meeting of Stockholders (the
“Special Meeting”). At the Special Meeting, the Company’s stockholders voted on the proposals listed below, each of
which was described in the Company’s definitive proxy statement for the Special Meeting, filed with the Securities and Exchange
Commission on April 16, 2024 (the “Proxy Statement”).
A
total of 24,134,268 shares of common stock, par value $0.01 per share, out of a total of 51,080,139 shares of common stock issued and
outstanding and entitled to vote at the Special Meeting as of March 26, 2024, the record date for the Special Meeting, were present in
person or represented by proxy at the Special Meeting, constituting a quorum.
The
matters submitted for a vote and the related results are set forth below:
Proposal
No. 1 - Approval of the Amendment to the Company’s Amended and Restated Certificate of Incorporation to Effect a
Reverse Stock Split: The amendment to the Company’s Amended and Restated Certificate of Incorporation to effect, at the discretion
of the board of directors of the Company (the “Board”), a reverse stock split of all of the Company’s issued and outstanding
shares of common stock at a ratio of not less than 1-for-100 and not greater than 1-for-300, such ratio to be determined by the Board
at any time within twelve months, without further approval or authorization of the Company’s stockholders, was approved.
Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-votes |
|
|
|
|
|
|
|
20,689,236 |
|
3,294,971 |
|
150,061 |
|
- |
Proposal
No. 2 - Approval of the Adjournment of the Special Meeting: The adjournment of the Special Meeting to another place, or a
later date or dates, if necessary or appropriate, to solicit additional proxies in favor of the proposal listed above at the time of
the Special Meeting.
Votes
For |
|
Votes
Against |
|
Abstentions |
|
Broker
Non-votes |
|
|
|
|
|
|
|
20,618,388 |
|
3,386,227 |
|
129,653 |
|
- |
The
results reported above are final voting results. Due to the approval of Proposal 1, there was no need to adjourn the Special Meeting.
No other matters were considered or voted upon at the Special Meeting.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
|
|
SINTX
Technologies, Inc. |
|
|
|
|
|
Date: |
May 15, 2024 |
|
By: |
/s/
B. Sonny Bal |
|
|
|
|
B.
Sonny Bal, M.D. |
|
|
|
|
Chief
Executive Officer |
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