- Amended Statement of Beneficial Ownership (SC 13D/A)
December 22 2010 - 12:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
RAM Energy Resources, Inc.
Common Stock, $0.0001 par value
(Title of Class of Securities)
75130P109000
(CUSIP Number)
Roland T. Kelly
11100 Santa Monica Blvd., 12
th
Floor
Los Angeles, CA 90025
(310) 914-1373
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 20, 2010
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box
o
.
Note:
Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Continued on following pages
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
Jefferies & Company, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES OF COMMON STOCK
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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17,198,367
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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17,198,367
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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17,198,367
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES OF COMMON STOCK (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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21.9%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO, BD
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
Jefferies Group, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES OF COMMON STOCK
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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17,198,367
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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17,198,367
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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17,198,367
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES OF COMMON STOCK (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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21.9%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO, HC
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
Jefferies High Yield Trading, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES OF COMMON STOCK
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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14,954,053
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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14,954,053
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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14,954,053
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES OF COMMON STOCK (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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19%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO, BD
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
Jefferies High Yield Holdings, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
þ
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES OF COMMON STOCK
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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14,954,053
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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14,954,053
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|
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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14,954,053
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES OF COMMON STOCK (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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19%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO, HC
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6 of 9 Pages
Item 1. Security and Interest
This Schedule 13D Amendment No. 4 amends the Schedule 13D filed by Jefferies & Company, Inc.
(Jefferies), Jefferies Group, Inc. (Jefferies Group), Jefferies High Yield Trading, LLC
(Trading) and Jefferies High Yield Holdings, LLC (Holdings and together with Jefferies,
Jefferies Group, and Trading, the Reporting Persons) on December 10, 2007, as amended by
Amendment No. 1, Amendment No. 2 and Amendment No. 3 to the Schedule 13D and relates to the common
stock of RAM Energy Resources, Inc. (the Issuer), par value $0.0001 per share (the Common
Stock), and is being filed on behalf of the Reporting Persons. The address of the principal
executive offices of the Issuer is 5100 East Skelly Drive, Suite 650, Tulsa, Oklahoma 74135.
Item 2. Identity and Background
Item 3. Source and Amount of Funds or Other Consideration
Item 4. Purpose of Transaction
On December 20, 2010, ING Furman Selz Investors III L.P. and FS Private Investments III LLC
made pro rate distributions of Common Stock to its partners and members for no consideration.
Pursuant to these distributions, Jefferies received an aggregate of 73,369 shares of Common Stock.
Item 5. Interest in Securities of the Issuer
(a) Amount and Percentage of Class Beneficially Owned.
Jefferies has a service agreement with Trading, pursuant to which Trading has granted to
Jefferies the power to vote or direct the vote, and to dispose or to direct the disposition of, the
shares of Common Stock reported herein and held for the account of Trading, and, accordingly,
Jefferies may be deemed to beneficially own the shares of Common Stock reported herein which are
held for the account of Trading. Holdings is the sole owner of Trading, and, in such capacity, may
be deemed to beneficially own the shares of Common Stock reported herein which are held for the
account of Trading. Jefferies Group is the sole owner of Jefferies and a member of Holdings, and,
in such capacities, may be deemed to beneficially own the shares of Common Stock reported herein
which are held for the accounts of Jefferies and Holdings.
The filing of this amendment shall not be construed as an admission that Jefferies, Trading,
Holdings, or Jefferies Group is, for purposes of Section 13 of the Act, the beneficial owner of any
shares not held directly for the account of each such Reporting Person covered by this Schedule
13D.
Brian P. Friedman who beneficially owns shares of Common Stock may be considered an affiliate
of the Reporting Persons for purposes of Section 13 of the Act and the Reporting Persons may be
deemed to beneficially own the shares of Common Stock beneficially owned by Mr. Friedman. Mr.
Friedman and each of the Reporting Persons may coordinate their decisions or actions relating to
the holding, voting and/or disposition of the shares of Common Stock beneficially owned by each
such person.
Each of the Reporting Persons expressly disclaims (a) beneficial ownership of the shares
7 of 9 Pages
of
Common Stock beneficially owned by Mr. Friedman and (b) that the Reporting Persons and Mr. Friedman
constitute a group or person for purposes of Section 13 of the Act.
Amount Beneficially Owned:
As of the date hereof:
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1.
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Jefferies may be deemed to be the beneficial owner of 17,198,367 shares of
Common Stock. This number consists of 2,244,314 shares of Common Stock held for its
own account, and 14,954,053 shares of Common Stock held for the account of Trading.
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2.
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Jefferies Group may be deemed to be the beneficial owner of 17,198,367 shares
of Common Stock. This number consists of 2,244,314 shares of Common Stock held the
account of Jefferies, and 14,954,053 shares of Common Stock held for the account of
Trading.
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3.
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Trading may be deemed to be the beneficial owner of 14,954,053 shares of
Common Stock. This number consists of 14,954,053 shares of Common Stock held for its
own account.
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4.
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Holdings may be deemed to be the beneficial owner of 14,954,053 shares of
Common Stock. This number consists of 14,954,053 shares of Common Stock held for the
account of Trading.
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Percentage of Class:
The calculations set forth herein are based on 78,636,524 shares of Common Stock outstanding.
This number was reported as outstanding on November 8, 2010 on the Issuers Form 10-Q filed on
November 8, 2010.
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1.
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Jefferies may be deemed to be the beneficial owner of approximately 21.9% of
the total number of shares of Common Stock outstanding, calculated in accordance with
Rule 13d-3(d)(1)(i) under the Act.
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2.
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Jefferies Group may be deemed to be the beneficial owner of approximately
21.9% of the total number of shares of Common Stock outstanding, calculated in
accordance with Rule 13d-3(d)(1)(i) under the Act.
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3.
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Trading may be deemed to be the beneficial owner of approximately 19% of the
total number of shares of Common Stock outstanding, calculated in accordance with Rule
13d-3(d)(1)(i) under the Act.
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4.
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Holdings may be deemed to be the beneficial owner of approximately 19% of the
total number of shares of Common Stock outstanding, calculated in accordance with Rule
13d-3(d)(1)(i) under the Act.
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(b) Number of shares as to which such person has:
8 of 9 Pages
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1.
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Jefferies
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Sole power to vote or to direct the vote: 0
Shared power to vote or to direct the vote: 17,198,367
Sole power to dispose or to direct the disposition of: 0
Shared power to dispose or to direct the disposition of: 17,198,367
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2.
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Jefferies Group
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Sole power to vote or to direct the vote: 0
Shared power to vote or to direct the vote: 17,198,367
Sole power to dispose or to direct the disposition of: 0
Shared power to dispose or to direct the disposition of: 17,198,367
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3.
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Trading
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Sole power to vote or to direct the vote: 0
Shared power to vote or to direct the vote: 14,954,053
Sole power to dispose or to direct the disposition of: 0
Shared power to dispose or to direct the disposition of: 14,954,053
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4.
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Holdings
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Sole power to vote or to direct the vote: 0
Shared power to vote or to direct the vote: 14,954,053
Sole power to dispose or to direct the disposition of: 0
Shared power to dispose or to direct the disposition of: 14,954,053
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(c) Recent Transactions
On December 20, 2010, ING Furman Selz Investors III L.P. and FS Private Investments III LLC
made pro rate distributions of Common Stock to its partners and members for no consideration.
Pursuant to these distributions, Jefferies received an aggregate of 73,369 shares of Common Stock.
(d) Not Applicable.
(e) Not Applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the
Issuer
Item 7. Material to be Filed as Exhibits
9 of 9 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies
that the information set forth in this Schedule 13D is true, complete and correct.
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Date: December 21, 2010
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JEFFERIES & COMPANY, INC.
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By:
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/s/ Roland T. Kelly
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Name:
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Roland T. Kelly
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Title:
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Managing Director and
Associate General Counsel
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JEFFERIES GROUP, INC.
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By:
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/s/ Roland T. Kelly
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Name:
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Roland T. Kelly
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Title:
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Assistant Secretary
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JEFFERIES HIGH YIELD TRADING, LLC
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By:
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/s/ Robert J. Welch
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Name:
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Robert J. Welch
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Title:
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Chief Financial Officer
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JEFFERIES HIGH YIELD HOLDING, LLC
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By:
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/s/ Robert J. Welch
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Name:
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Robert J. Welch
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Title:
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Chief Financial Officer
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Ram Energy Resources, Inc. (MM) (NASDAQ:RAME)
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