Current Report Filing (8-k)
January 25 2021 - 5:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of Report (date of earliest event reported): January 25, 2021
Qumu
Corporation
(Exact
name of Registrant as Specified in its Charter)
Minnesota
(State
Or Other Jurisdiction Of Incorporation)
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000-20728
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41-1577970
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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400
S. 4th Street, Suite 401-412
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Minneapolis,
MN
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55415
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(Address
Of Principal Executive Offices)
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(Zip
Code)
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(612)
638-9100
Registrant’s
Telephone Number, Including Area Code
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
stock, par value $0.01
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QUMU
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The
Nasdaq Stock Market LLC
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Items
under Sections 1 and 3 through 8 are not applicable and therefore omitted.
ITEM
2.02
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RESULTS
OF OPERATIONS AND FINANCIAL CONDITION.
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On
January 25, 2021, Qumu Corporation (the “Company”) issued a press release announcing its preliminary financial results
for the fourth quarter and year ended December 31, 2020. The preliminary results for the fourth quarter and full year 2020 are
subject to the Company’s management review and independent auditors’ customary annual audit procedures. The press
release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
This
information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or
the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
ITEM
9.01
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FINANCIAL
STATEMENTS AND EXHIBITS.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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QUMU
CORPORATION
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By:
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/s/
David G. Ristow
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David
G. Ristow
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Chief
Financial Officer
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Date:
January 25, 2021
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