- Statement of Changes in Beneficial Ownership (4)
January 05 2012 - 12:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FELDENKREIS OSCAR
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2. Issuer Name
and
Ticker or Trading Symbol
PERRY ELLIS INTERNATIONAL INC
[
PERY
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and COO
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(Last)
(First)
(Middle)
3000 N.W. 107TH AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/3/2012
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(Street)
MIAMI, FL 33172
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/3/2012
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M
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225000
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A
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$9.5
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600000
(1)
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D
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Common Stock
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4350
(2)
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I
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See Footnote
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Common Stock
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842686
(3)
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I
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See Footnote
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Options
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$9.50
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1/3/2012
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M
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225000
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12/5/2002
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12/4/2012
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Common Stock
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225000
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$
0
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0
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D
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Stock Appreciation Right
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$28.38
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4/11/2012
(4)
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4/10/2018
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Common Stock
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57894
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57894
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D
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Stock Appreciation Right
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$24.93
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4/19/2011
(5)
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4/18/2017
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Common Stock
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70674
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70674
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D
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Stock Options
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$4.63
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3/18/2010
(6)
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3/17/2019
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Common Stock
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250000
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250000
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D
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Stock Options
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$16.593
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3/4/2004
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3/3/2014
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Common Stock
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67500
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67500
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D
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Explanation of Responses:
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(
1)
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Includes 375,000 restricted shares of the Company's common stock, which generally vest 100% on Mr. Feldenkreis' 60th birthday, provided that he is still an employee of the Company on such date, and the Company has met certain performance criteria.
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(
2)
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Owned by the Oscar Feldenkreis Revocable Trust UAD 05/06/11, of which the Reporting Person is Trustee.
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(
3)
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Owned by a limited partnership of which the Reporting Person is the sole shareholder of the general partner and the sole limited partner.
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(
4)
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The shares subject to the stock appreciation right shall vest and become exercisable as follows: 19,298 shares on April 11, 2012; 19,298 shares on April 11, 2013; and 19,298 shares on April 11, 2014.
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(
5)
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The shares subject to the stock appreciation right shall vest and become exercisable as follows: 23,558 shares on April 19, 2011; 23,558 shares on April 19, 2012; and 23,558 shares on April 19, 2013.
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(
6)
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The shares subject to the option shall vest and become exercisable as follows: 125,000 shares on March 18, 2011 and 125,000 shares on March 18, 2012.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FELDENKREIS OSCAR
3000 N.W. 107TH AVENUE
MIAMI, FL 33172
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X
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X
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President and COO
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Signatures
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/s/ Oscar Feldenkreis
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1/5/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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