- Statement of Ownership (SC 13G)
February 12 2010 - 11:37AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
MOD-PAC CORP.
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(Name of Issuer)
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COMMON STOCK
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(Title of Class of Securities)
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December 31, 2009
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
o
Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.: 607495108
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1.
Name of Reporting Persons
S.S. or I.R.S. Identification No. of above person
Aegis Financial Corporation
54-1712996
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2.
Check the Appropriate Box if a Member of Group*
(a)
¨
(b)
x
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3. SEC
Use Only
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4.
Citizenship or Place of Organization
Delaware
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Number of shares
beneficially
owned
by each reporting
person with
:
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5.
Sole Voting Power
186,727
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6.
Shared Voting Power
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7.
Sole Dispositive Power
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8.
Shared Dispositive Power
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9.
Aggregate Amount Beneficially Owned by Each Reporting Person
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10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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o
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11.
Percent of Class Represented by Amount in Row (9)
6.7%
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12.
Type of Reporting Person
IA
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CUSIP No.:
607495108
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1.
Name of Reporting Persons
S.S. or I.R.S. Identification No. of above person
Scott L. Barbee
N/A
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2.
Check the Appropriate Box if a Member of Group*
(a)
¨
(b)
x
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3. SEC
Use Only
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4.
Citizenship or Place of Organization
United States
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Number of shares
beneficially
owned
by each reporting
person with
:
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5.
Sole Voting Power
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6.
Shared Voting Power
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7.
Sole Dispositive Power
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8.
Shared Dispositive Power
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9.
Aggregate Amount Beneficially Owned by Each Reporting Person
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10.
Check box if the Aggregate Amount in Row (9) Excludes Certain Shares
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o
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11.
Percent of Class Represented by Amount in Row (9)
6.7%
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12.
Type of Reporting Person
IN
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CUSIP No.:
607495108
Schedule 13G Additional Information
Item 1.
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(a)
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Name of Issuer
Mod-Pac Corp.
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(b)
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Address of Issuer’s Principal Executive Offices
1801 Elmwood Avenue
Buffalo, New York 14207
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Item 2.
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(a)
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Name of Persons Filing
(i) Aegis Financial Corporation ("AFC")
(ii) Scott L. Barbee ("BARBEE")
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(b)
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Address of Principal Business Office for Each of the Above
1100 North Glebe Road
Suite 1040
Arlington, VA 22201
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(c)
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Citizenship
(i) AFC: Delaware
(ii) BARBEE: United States
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP
Number
607495108
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c). The person filing is a:
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(a)
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¨
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Broker or Dealer registered under section 15 of the Act;
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act;
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(c)
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¨
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Insurance Company as defined in section 3(a)(6) of the Act;
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(d)
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¨
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Investment Company registered under section 8 of the Investment Company Act;
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(e)
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x
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Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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¨
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Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund;
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(g)
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¨
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Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G);
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(h)
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¨
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Savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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¨
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Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act;
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(j)
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¨
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned
(i) AFC:
186,727
(ii) BARBEE:
186,727
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(b)
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Percent of class
(i) AFC: 6.7%
(ii) BARBEE: 6.7%
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(c)
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Number of shares as to which the person has:
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(1)
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Sole power to vote or to direct the vote
(i) AFC:
186,727
(ii) BARBEE:
186,727
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(2)
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Shared power to vote or to direct the vote
(i) AFC: 0
(ii) BARBEE: 0
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(3)
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Sole power to dispose or to direct the disposition of
(i) AFC:
186,727
(ii) BARBEE:
186,727
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(4)
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Shared power to dispose or to direct the disposition of
(i) AFC: 0
(ii) BARBEE: 0
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Item 5.
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Ownership of Five Percent or Less of a Class
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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The clients of Aegis Financial Corporation, a registered investment adviser, including two investment companies registered under the Investment Company Act of 1940 and other managed accounts, have the right to receive or the power to direct the receipt of dividends and proceeds from the sale of shares included on this Schedule. The
Aegis Value Fund, a registered investment company, owns 159,725 shares or 5.72% of the class of securities reported herein. To the best of Aegis Financial Corp's knowledge, no other account owns more than 5% of the outstanding stock.
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Item 7.
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Item 9.
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Notice of Dissolution of Group
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Item 10.
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Certification
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By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
In accordance with Rule 13d-4 of the Securities Exchange Act of 1934, each of the persons filing this statement expressly disclaim the beneficial ownership of the securities covered by this statement and the filing of this report shall not be construed as an admission by such persons that they are the beneficial owners of
such securities.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Aegis Financial Corporation
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Date: February 12, 2010
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By:
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Name:
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Scott L. Barbee
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Title:
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Managing Director
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Scott L. Barbee
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Date: February 12, 2010
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By:
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Name:
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Scott L. Barbee
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