Statement of Changes in Beneficial Ownership (4)
May 20 2022 - 7:09PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Marnell Anthony A. III |
2. Issuer Name and Ticker or Trading Symbol
GOLDEN ENTERTAINMENT, INC.
[
GDEN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
6595 S JONES BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/18/2022 |
(Street)
LAS VEGAS, NV 89118-3337
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/18/2022 | | J(1) | | 200000 | D | $42.61 | 451611 | I | By AM3 2012 Trust (2) |
Common Stock | 5/18/2022 | | J(1) | | 10000 | D | $42.61 | 23995 | I | By Lyndy Marnell 2003 Trust (3) |
Common Stock | | | | | | | | 53418 | I | By Alisa Marnell Trust (4) |
Common Stock | | | | | | | | 148511 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares repurchased under the Company's share repurchase program authorized on May 3, 2022. |
(2) | The AM3 2012 Trust (the "Trust") is an irrevocable trust for the benefit of certain family members of the reporting person. The reporting person is a co-trustee of the Trust and holds sole voting and dispositive power over the shares held by the Trust. The reporting person disclaims any beneficial ownership of these shares. |
(3) | The Lyndy Marnell 2003 Trust (the "Trust") is an irrevocable trust for the benefit of certain family members of the the reporting person, and the reporting person is the spouse of the trustee of the Trust. The reporting person disclaims any beneficial ownership of these shares. |
(4) | The Alisa Marnell Trust (the "Trust") is an irrevocable trust for the benefit of certain family members of the reporting person. The reporting person is the sole trustee of the Trust and holds sole voting and dispositive power over shares held by the Trust. The reporting person disclaims any beneficial ownership of these shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Marnell Anthony A. III 6595 S JONES BLVD LAS VEGAS, NV 89118-3337 | X |
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Signatures
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/s/ Charles H. Protell, attorney-in-fact | | 5/20/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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