Fbr Capital Markets Corp - Current report filing (8-K)
September 19 2008 - 4:13PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
September 16, 2008
FBR CAPITAL MARKETS CORPORATION
(Exact name of Registrant as specified in its
charter)
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Virginia
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20-5164223
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001-33518
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(State or Other Jurisdiction
of Incorporation or
Organization)
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(I.R.S. Employer Identification
No.)
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(Commission File Number)
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1001 Nineteenth Street North
Arlington, VA 22209
(Address of principal executive offices) (Zip
code)
(703) 312-9500
(Registrant’s telephone number including area
code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
¨
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02.
Departure of Director or Certain Officers; Election of
Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain
Officers
Effective as of September 16,
2008, J. Rock Tonkel, Jr. will no longer serve as an executive officer of FBR Capital
Markets Corporation (the “Company”) and will be solely dedicated to Friedman,
Billings, Ramsey Group, Inc. (“FBR Group”), which beneficially owns a majority
of the issued and outstanding shares of the Company’s common stock, as that
company’s President and Chief Operating Officer.
Effective as of September 16, 2008, William J. Ginivan, the
Company’s Executive Vice President and General Counsel, and Robert J. Kiernan, the
Company’s Senior
Vice President, Controller and
Chief Accounting Officer
,
will
no longer serve as
executive officers of FBR Group and will
be solely
dedicated to
the Company. The Company will
a
ssume
full
responsibility for
the
payment of Mr. Ginivan’s
and Mr. Kiernan’s
2008 base
salar
ies
, which
remain unchanged
, and for all other future
compensation payable to Messrs. Ginivan and
Kiernan
.
SIGNATURE
Pursuant to the requirements of
the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed
on its behalf by the undersigned hereunto duly authorized.
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F
BR
CAPITAL MARKETS CORPORATION
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Date: September 19, 2008
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By:
/s/ Eric F. Billings
Eric F. Billings
Chairman and Chief Executive Officer
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