DHFT Diamond Hill Finl (MM)

SCHEDULE 13D/A

DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
12/19/12

1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management, Phillip Goldstein and Andrew Dakos

2. CHECK THE BOX IF MEMBER OF A GROUP a[X]

b[]

3. SEC USE ONLY

4. SOURCE OF FUNDS WC

5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) []

7. SOLE VOTING POWER 1,005,504

8. SHARED VOTING POWER 12,000

10. SHARED DISPOSITIVE POWER

0

11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 1,017,504

12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES

13. PERCENT OF CLASS REPRESENTED BY ROW 11 25.64%

14. TYPE OF REPORTING PERSON

Item 1. SECURITY AND ISSUER

This statement constitutes Amendment #11 to the schedule 13d filed January 13, 2012. Except as specifically set forth herein, the Schedule 13d remains unmodified.

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the N-CSRS filed on September 7, 2011 there were 3,968,124 shares of common stock outstanding as of 06/30/2011 The percentage set forth in item 5 was derived using such number. Bulldog Investors, Brooklyn Capital Management, Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 1,017,504 shares of DHFT or 25.64% of the outstanding shares.Power to dispose of and vote securities resides either with Mr. Goldstein, Mr. Dakos or with clients.

c) During the last 60 days the following shares of DHFT were purchased:

Date:                   Shares:         Price:
10/24/12                1,200           11.6008
10/26/12                500             11.5700
11/09/12                4,400           11.2936
11/12/12                100             11.3000
11/13/12                200             11.2700
11/14/12                500             11.0500
11/15/12                100             10.9800
11/19/12                14,311          11.1065
11/20/12                401             11.1000
11/21/12                1,500           11.1213
11/27/12                1,200           11.2567
11/30/12                800             11.3325
12/07/12                3,702           11.4956
12/12/12                2,800           11.9321
12/17/12                1,038           11.9476
12/19/12                8,304           11.5000
12/20/12                3,100           11.4897
12/21/12                3,000           11.4083

d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds.

e) NA

ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER.
None.

ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: 12/26/2012

By: /s/ Phillip Goldstein
Name:   Phillip Goldstein

By: /S/ Andrew Dakos
Name:   Andrew Dakos

Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
From Apr 2024 to May 2024

Diamond Hill Finl (MM) (NASDAQ:DHFT)
Historical Stock Chart
From May 2023 to May 2024