- Amended Current report filing (8-K/A)
March 09 2012 - 5:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported): January 19, 2012
Codexis, Inc.
(Exact name of Registrant as Specified in its Charter)
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Delaware
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001-34705
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71-0872999
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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200 Penobscot Drive Redwood City, CA 94063
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94063
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(Address of Principal Executive Offices)
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(Zip Code)
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(650) 421-8100
(Registrants telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Explanatory Note
Codexis, Inc. (the Company) is filing this Amendment No. 1 to its Current Report on Form 8-K filed with the Securities and Exchange Commission (the SEC) on January 24,
2012 (the Original 8-K) to update certain disclosures included therein under Item 5.02.
Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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As reported in the Original 8-K, Robert Lawson notified the Company of his intent to resign from his
position as Senior Vice President and Chief Financial Officer of the Company on January 19, 2012. At the time the Original 8-K was filed, the effective date of Mr. Lawsons resignation from the Company had not been determined. The
Company is filing this Amendment No. 1 to report that the effective date of Mr. Lawsons resignation was March 7, 2012. Mr. Lawson resigned to accept a position as chief financial officer of a privately held software
company.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 9, 2012
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CODEXIS, INC.
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By:
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/s/ Douglas T. Sheehy
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Name:
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Douglas T. Sheehy
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Title:
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Senior Vice President, General Counsel and Secretary
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