- Current report filing (8-K)
February 23 2010 - 4:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of
earliest event reported):
February 23, 2010
AXT, INC.
(Exact name of registrant as specified in its charter)
Delaware
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000-24085
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94-3031310
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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4281 Technology Drive
Fremont, California 94538
(Address of principal
executive offices) (Zip Code)
Registrants telephone number, including area code:
(510) 683-5900
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.
below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 2.02
Results of Operations and
Financial Condition
On
February 23, 2010, AXT, Inc. issued a press release announcing its
financial results for the quarter and year ended December 31, 2009. A copy of the Companys press release,
announcing the results, is attached hereto as Exhibit 99.1 and
incorporated herein by reference.
The information in Exhibit 99.1
hereto discussing the Companys results of operations and financial condition
for the quarter and year ended December 31, 2009, is being furnished in
accordance with General Instruction B.2 of Form 8-K and shall not be
deemed to be filed for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the Exchange Act), or otherwise subject to the
liabilities of that section, or Sections 11 and 12(a)(2) of the Securities
Act of 1933, as amended. The information
contained herein and in the accompanying exhibit shall not be incorporated by
reference into any filing of the Registrant, whether made before or after the
date hereof, regardless of any general incorporation language in such filing,
unless expressly incorporated by specific reference to such filing.
Item 9.01
Financial Statements and Exhibits
(d)
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Exhibits
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99.1
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Press
release dated February 23, 2010, regarding the financial results of AXT, Inc.
for the quarter and year ended December 31, 2009.
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2
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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AXT, INC.
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Date: February 23,
2010
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By:
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/s/ RAYMOND A. LOW
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Raymond A. Low
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Chief Financial Officer
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EXHIBIT INDEX
Exhibit
Number
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Description
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99.1
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Press
release dated February 23, 2010, regarding the financial results of
AXT, Inc. for the quarter and year ended December 31, 2009.
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4
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