- Current report filing (8-K)
February 02 2010 - 9:00AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of
earliest event reported):
January 29, 2010
AXT, INC.
(Exact name of registrant as specified in its charter)
Delaware
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000-24085
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94-3031310
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(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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4281 Technology Drive
Fremont, California 94538
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code:
(510) 683-5900
Not Applicable
(Former name or former
address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement
On January 29, 2010, AXT, Inc., (
AXT
or
the Company
)
entered into a supply agreement with AZUR SPACE Solar Power GmbH (AZUR SPACE).
Under the terms of the Agreements, AZUR SPACE shall
purchase from AXT germanium substrates over a period of five years.
The Agreement is filed as
Exhibits
10.31
to this Form 8-K.
As the Company has applied for confidential treatment from the
Securities and Exchange Commission with respect to certain commercially
sensitive pricing terms contained in the Agreements, such terms have been
redacted from
Exhibit 10.31
and have
been replaced by the symbol ***.
A copy of the press release announcing this production
order is attached hereto as
Exhibit 99.1
and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(d)
Exhibits
10.31
Supply
Agreement signed January 29, 2010 between AXT, Inc. and AZUR SPACE
Solar Power GmbH. *
99.1
Press Release
announcing entry into Supply Agreement with AZUR SPACE dated February 2,
2010.
* Confidential treatment has been requested of
the Securities and Exchange Commission for portions of this exhibit.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
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AXT, INC.
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Date: February 2,
2010
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By:
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/s/ Raymond A. Low
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Raymond A. Low
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Chief Financial Officer
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EXHIBIT INDEX
Exhibit
Number
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Description
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10.31
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Supply
Agreement signed January 29, 2010 between AXT, Inc. and AZUR SPACE
Solar Power GmbH.*
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99.1
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Press
Release announcing entry into Supply Agreement with AZUR SPACE Solar Power
GmbH dated February 2, 2010.
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*
Confidential treatment has been requested of the Securities and Exchange
Commission for portions of this exhibit.
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4
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