UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 20, 2010
ALLIANCE FIBER OPTIC PRODUCTS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or Other Jurisdiction of Incorporation)
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0-31857
(Commission File Number)
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77-0554122
(I.R.S. Employer
Identification No.)
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275 Gibraltar Drive
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Sunnyvale, CA
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94089
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(Address of principal executive offices)
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(Zip Code)
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(408) 736-6900
(Registrant's telephone number,
including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240-13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Special Meeting of Stockholders of Alliance Fiber Optic Products, Inc. (the "Company") held on August 20, 2010, the following actions were taken:
Proposal 1: Approval of the amendment to the Company's Amended and Restated Certificate of Incorporation to effect a 1-for-5 reverse split of the issued and outstanding shares of Common Stock:
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For
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Against
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Abstain
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29,434,803
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6,163,589
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208,590
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Proposal 2: Approval of the amendment to the Company's Amended and Restated Certificate of Incorporation to effect a 1-f or-8 reverse split of the issued and outstanding shares of Common Stock:
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For
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Against
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Abstain
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28,196,479
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7,373,930
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236,573
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Proposal 3: Approval of the amendment to the Company's Amended and Restated Certificate of Incorporation to effect a 1-for-10 reverse split of the issued and outstanding shares of Common Stock:
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For
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Against
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Abstain
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28,133,644
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7,437,070
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236,267
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Item 8.01 Other Events.
On August 20, 2010, the Board of Directors of the Company approved a 1-for-5 reverse split of the outstanding Common Stock, which reverse split will be effective at 5:00 p.m. Eastern Time on Friday, August 27, 2010. A press release announcing the reverse stock split is furnished as Exhibit 99.1
Item 9.01 Financial Statement and Exhibits.
Exhibit
Description
99.1 Press Release dated August 23, 2010.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 23, 2010
ALLIANCE FIBER OPTIC PRODUCTS, INC.
By:
/s/ Anita K. Ho
Anita K. Ho
Acting Chief Financial Officer
EXHIBIT INDEX
Exhibit
Number
Description
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99.1
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Press release dated August 23, 2010.
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