Hmg Courtland Properties Inc - Statement of Ownership (SC 13G)
January 14 2008 - 10:03AM
Edgar (US Regulatory)
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UNITED
STATES
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OMB APPROVAL
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SECURITIES
AND EXCHANGE COMMISSION
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OMB Number:
3235-0145
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Washington, D.C. 20549
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Expires:
December 31, 2005
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SCHEDULE
13G
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Estimated
average burden hours per response. . 11
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Under the Securities Exchange Act of 1934
(Amendment No. )*
HMG
Courtland Properties, Inc.
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
ý
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Rule
13d-1(b)
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o
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Rule
13d-1(c)
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o
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Rule
13d-1(d)
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*The remainder
of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be filed for the purpose of Section 18 of the Securities Exchange Act of 1934
(Act) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of Information contained in this
form are not required to respond unless the form displays a currently valid OMB
control number.
CUSIP No. 404232100
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1.
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Names of Reporting Persons. I.R.S. Identification Nos. of above
persons (entities only)
Comprehensive Financial Planning, Inc.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
Georgia
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
73,800
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6.
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Shared Voting Power
none
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7.
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Sole Dispositive Power
none
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8.
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Shared
Dispositive Power
75,500
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
75,500
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
o
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11.
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Percent of Class Represented by Amount in Row (9)
7.4%
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12.
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Type of Reporting Person (See Instructions)
IA
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2
Item 1.
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(a)
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Name of Issuer
HMG Courtland Properties, Inc.
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(b)
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Address of Issuers Principal Executive Offices
1870 S. Bayshore Drive
Cocount Grove, Florida 33133
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Item 2.
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(a)
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Name of Person Filing
Comprehensive Financial Planning, Inc.
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(b)
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Address of Principal Business Office or, if none, Residence
3883 Rogers Bridge Road Suite 303-A Duluth, GA 30097
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(c)
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Citizenship
Georgia
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
404232100
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b)
or (c), check whether the person filing is a:
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(a)
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o
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Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o).
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(b)
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o
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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o
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Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
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(d)
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o
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Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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ý
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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o
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A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
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(j)
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o
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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3
Item 4.
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Ownership
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Provide the following
information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned:
75,500
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(b)
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Percent of class:
7.4 %
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
73,800
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(ii)
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Shared power to vote or to direct the vote
none
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(iii)
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Sole power to dispose or to direct the disposition of
none
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(iv)
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Shared power to dispose or to direct the disposition of
75,500
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Instruction.
For computations
regarding securities which represent a right to acquire an underlying
security
see
§240.
13d-3(d)(1).
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following
o
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Not
Applicable
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Instruction:
Dissolution of a group requires a response to this item.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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If any other person is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds from the sale
of, such securities, a statement to that effect should be included in
response to this item and, if such interest relates to more than five percent
of the class, such person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the
beneficiaries of employee benefit plan, pension fund or endowment fund is not
required.
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All of the shares of Common Stock set forth in Item 4 are owned by
various investment advisory clients of Comprehensive Financial Planning,
Inc., which is deemed to be a beneficial owner of those shares pursuant to
Rule 13d-3 under the Securities Exchange Act of 1934, due to its
discretionary power to make investment decisions over such shares for its
clients and its ability to vote such shares.
In all cases, persons other than Comprehensive Financial Planning,
Inc. have the right to receive, or the power to direct the receipt of,
dividends from, or the proceeds from the sale of the shares. No individual client holds more than five
percent of the class.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or Control
Person
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If a parent holding company has filed this schedule, pursuant to Rule
13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit starting
the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit
stating the identification of the relevant subsidiary.
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Not
Applicable
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Item 8.
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Identification and Classification of Members of the Group
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If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under
Item 3(j) and attach an exhibit stating the identity and Item 3
classification of each member of the group.
If a group has filed this schedule pursuant to §240.13d-1(c) or
§240.13d-1(d), attach an exhibit stating the identity of each member of the
group.
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Not
Applicable
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Item 9.
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Notice of Dissolution of Group
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Notice of dissolution of a group may be furnished as an exhibit
stating the date of the dissolution and that all further filings with respect
to transactions in the security reported on will be filed, if required, by
members of the group, in their individual capacity. See Item 5.
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Not
Applicable
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4
Item 10.
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Certification
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(a)
The following
certification shall be included if the statement is filed pursuant to §240.13d-1(b):
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
(b)
The following
certification shall be included if the statement is filed pursuant to §240.13d-1(c):
By signing below I certify that, to the best to my knowledge and
belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or
effect.
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5
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
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January 14, 2008
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Date
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/s/ Raymond L. Howe
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Signature
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Raymond L Howe, President
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Name/Title
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The original
statement shall be signed by each person on whose behalf the statement is filed
or his authorized representative. If the
statement is signed on behalf of a person by his authorized representative
other than an executive officer or general partner of the filing person,
evidence of the representatives authority to sign on behalf of such person
shall be filed with the statement, provided, however, that a power of attorney
for this purpose which is already on file with the Commission may be
incorporated by reference. The name and
any title of each person who signs the statement shall be typed or printed
beneath his signature.
NOTE
: Schedules filed in paper format shall include
a signed original and five copies of the schedule, including all exhibits.
See
§240.13d-7
for other parties for whom copies are to be sent.
Attention: Intentional misstatements or
omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
6
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