Current Report Filing (8-k)
November 14 2016 - 4:56PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of Report
(Date of earliest event reported):
November
14, 2016
(
November
14, 2016
)
DGSE COMPANIES, INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
1-11048
|
88-0097334
|
|
|
|
(State or Other
Jurisdiction of
Incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
|
15850 Dallas Parkway, Suite 140
Dallas, Texas 75248
(Address
of Principal Executive Offices) (Zip Code)
(972) 587-4049
(Registrant’s telephone number,
including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (
see
General Instruction A.2. below):
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 14, 2016, DGSE Companies, Inc. (the “
Registrant
”)
issued a press release disclosing its financial results for the fiscal
quarter ended September 30, 2016 (the “
Press Release
”). The
Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press
Release on November 14, 2016 at 3:30 p.m. Central Time (4:30 p.m.
Eastern Time) to discuss the Registrant’s financial results for the
quarter ended September 30, 2016. To participate in the teleconference,
please dial +877-407-9039 for U.S. callers and +201-689-8470 for
international callers and reference the “DGSE conference call” when
prompted. A replay will be available after completion of the call
through November 21, 2016. To access the replay, please dial
+844-512-2921 (U.S. callers) or +412-317-6671 (international callers)
and reference passcode 13649985. The webcast and archived replay can
also be accessed on the internet at
http://public.viavid.com/index.php?id=121965.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable
.
(b) Not applicable
.
(c) Not applicable
.
(d) Exhibits
.
The following exhibit is furnished as part of this report:
|
Exhibit
|
|
|
Number
|
Description of Exhibit
|
|
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99.1
|
Press Release, dated November 14, 2016.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the Registrant has duly caused this Report to be signed on its
behalf by the undersigned hereunto duly authorized.
|
DGSE COMPANIES, INC.
(Registrant)
|
|
|
|
|
Date: November 14, 2016
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By:
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/s/ MATTHEW M. PEAKES
|
|
|
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Matthew M. Peakes
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|
|
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Chief Executive Officer
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|
|
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(Principal Executive Officer)
|
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EXHIBIT INDEX
Exhibit
|
|
Number
|
Description of Exhibit
|
|
99.1
|
Press Release, dated November 14, 2016
|
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