JPMorgan Securities Plc Form 8.5 (EPT/RI)-LondonStock Exchnge Grpplc AMEND (1651P)
October 08 2019 - 7:19AM
UK Regulatory
TIDMLSE
RNS Number : 1651P
JPMorgan Securities Plc
08 October 2019
AMMENT
INCREASED EQUITY PURCHASES BY 373 TO 138,733
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant London Stock Exchange Group plc
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------
(c) Name of the party to the offer with which exempt principal Defence Advisor to London Stock Exchange Group plc
trader is connected:
---------------------------------------------------
(d) Date dealing undertaken: 3 October 2019
---------------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt Yes, Hong Kong Exchanges and Clearing Limited
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
(GBP) (GBP)
Ordinary Share Purchase 138,733 71.6832 70.2200
Sale 124,266 71.6800 70.0200
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Ordinary Share Equity Swap Long 200 70.3562 GBP
25 70.8597 GBP
281 70.9036 GBP
289 70.9558 GBP
5,122 70.9661 GBP
54 70.9800 GBP
89 70.9846 GBP
500 70.9986 GBP
864 71.0155 GBP
174 71.0279 GBP
1,343 71.0608 GBP
261 71.0647 GBP
1,730 71.1023 GBP
3,137 71.1143 GBP
430 71.1637 GBP
1,747 71.1909 GBP
6,602 71.1960 GBP
841 71.2081 GBP
420 71.2197 GBP
438 71.2644 GBP
425 71.2822 GBP
14,660 71.3595 GBP
62 71.5775 GBP
361 71.6728 GBP
84 71.6743 GBP
5,475 71.6786 GBP
19,708 71.6796 GBP
Short 46 70.2221 GBP
1 70.2700 GBP
96 70.3738 GBP
48 70.3752 GBP
24 70.3925 GBP
220 70.5709 GBP
172 70.7148 GBP
86 70.7183 GBP
27 70.7382 GBP
1,333 70.7754 GBP
30 70.7804 GBP
487 70.8602 GBP
4,291 70.8613 GBP
191 70.9082 GBP
329 70.9086 GBP
6,448 70.9268 GBP
1 70.9400 GBP
15 70.9420 GBP
1,016 70.9527 GBP
4,057 70.9600 GBP
181 71.0622 GBP
194 71.0628 GBP
624 71.0637 GBP
487 71.1059 GBP
5,468 71.1530 GBP
109 71.1606 GBP
234 71.2001 GBP
41,039 71.2098 GBP
4,791 71.2544 GBP
3,070 71.2747 GBP
2,087 71.2860 GBP
117 71.3045 GBP
35 71.3221 GBP
58 71.5856 GBP
3,606 71.6800 GBP
8,908 71.6804 GBP
1,139 71.6832 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
Ordinary
Share
------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 8 October 2019
Contact name: Alwyn Basch
---------------
Telephone number: 020 7742 7407
---------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERBBBDGLBGBGCI
(END) Dow Jones Newswires
October 08, 2019 07:19 ET (11:19 GMT)
London Stock Exchange (LSE:LSEG)
Historical Stock Chart
From Mar 2024 to Apr 2024
London Stock Exchange (LSE:LSEG)
Historical Stock Chart
From Apr 2023 to Apr 2024
