TIDMBARC TIDMNLOK TIDMAVST

RNS Number : 5005W

Barclays PLC

18 August 2022

 
 FORM 8.3 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR 
 MORE 
                                      Rule 8.3 of the Takeover Code (the "Code") 
 1.                                                                 KEY INFORMATION 
 (a)              Full name of discloser:                                           Barclays PLC. 
                 ------------------------------------------------ 
 (b)              Owner or controller of interest and short 
                  positions disclosed, if different from 1(a): 
---------------  ---------------------------------------------------------------- 
 (c)              Name of offeror/offeree in relation to whose                      NORTONLIFELOCK INC 
                  relevant securities this form relates: 
---------------  ---------------------------------------------------------------- 
 (d)              If an exempt fund manager connected with an 
                  offeror/offeree, state this and specify identity of 
                  offeror/offeree: 
---------------  ---------------------------------------------------------------- 
 (e)              Date position held/dealing undertaken:                            17 Aug 2022 
---------------  ---------------------------------------------------------------- 
 (f)              In addition to the company in 1(c) above, is the discloser        YES: 
                  making 
                  disclosures in respect of any other party to the offer?           AVAST PLC 
---------------  ----------------------------------------------------------------  ----------------------  ----------- 
2.                                                                 POSITIONS OF THE PERSON MAKING 
                                                                    THE DISCLOSURE 
 (a)              Interests and short positions in the relevant securities of the offeror or offeree 
                  to which the disclosure relates following the dealing(if any) 
 Class of relevant security:                                        USD 0.01 common 
                                                                           Interests               Short Positions 
                                                                   -------------------------  ------------------------ 
                                                                       Number         (%)        Number        (%) 
                                                                   --------------             -----------  ----------- 
 (1)              Relevant securities owned 
  and/or controlled:                                                  1,277,129      0.22%     1,411,807      0.25% 
 ---------------------------------  --------------  -------------  --------------  ---------  -----------  ----------- 
 (2)              Cash-settled derivatives: 
  and/or controlled:                                                  1,509,373      0.26%     3,757,122      0.66% 
 ---------------------------------  --------------  -------------  --------------  ---------  -----------  ----------- 
 (3)              Stock-settled derivatives (including options) 
  and agreements to purchase/sell:                                     73,200        0.01%      150,000       0.03% 
 ---------------------------------  --------------  -------------  --------------  ---------  -----------  ----------- 
 
  TOTAL:                                                              2,859,702      0.50%     5,318,929      0.93% 
 ---------------------------------  --------------  -------------  --------------  ---------  -----------  ----------- 
 (b)              Rights to subscribe for new securities (including directors and other executive 
                  options) 
 Class of relevant security in relation to 
 which subscription right exists 
                                                                   --------------  ---------  -----------  ----------- 
 Details, including nature of the rights 
 concerned and relevant percentages: 
                                                                   --------------  ---------  -----------  ----------- 
3.                                                                 DEALINGS (IF ANY) BY THE EXEMPT 
                                                                    PRINCIPAL TRADER 
 (a)              Purchases and sales 
        Class of relevant                   Purchase/sale                  Number of               Price per unit 
             security                                                      securities 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                         34                    23.7900 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                         68                    23.7700 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                         68                    23.7775 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        100                    23.8600 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        101                    23.8200 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        136                    23.7750 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        200                    23.7300 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        212                    23.7833 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        234                    23.7950 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        278                    23.7816 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        300                    23.8400 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                        452                    23.7731 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       1,043                   23.7673 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       1,313                   23.7717 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       1,392                   23.7917 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       1,662                   23.7759 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       1,672                   23.7882 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       2,085                   23.7684 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       2,379                   23.7710 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       2,404                   23.8303 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       3,134                   23.7800 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       3,181                   23.8026 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       3,394                   23.7747 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       6,144                   23.7692 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       6,484                   23.7616 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       7,276                   23.7989 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       9,331                   23.7793 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       9,355                   23.8000 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       15,574                  23.7947 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       17,135                  23.7537 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       18,543                  23.8153 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       24,354                  23.7640 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       39,440                  23.7738 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       41,853                  23.7828 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       49,958                  23.7992 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                       97,188                  23.7999 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                      Purchase                      219,973                  23.7584 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           1                     23.7700 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           2                     23.7950 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           3                     23.7666 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           5                     23.7920 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           5                     23.7720 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           7                     23.7921 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           9                     23.7833 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           15                    23.7853 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           16                    23.7856 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           16                    23.7887 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                           68                    23.7500 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          146                    23.6500 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          149                    23.6995 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          300                    23.8400 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          300                    23.6716 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          395                    23.8056 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          397                    23.7398 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          421                    23.7426 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          489                    23.6886 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          500                    23.8600 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          664                    23.7773 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          770                    23.7626 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          790                    23.7355 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          794                    23.7442 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                          863                    24.0400 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,018                   23.7397 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,143                   23.7620 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,401                   23.7423 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,468                   23.7384 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,667                   23.7821 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         1,700                   23.6991 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         2,946                   23.7324 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         3,686                   23.7800 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         4,944                   23.7898 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         7,536                   23.7145 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         8,567                   23.8000 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         10,314                  23.7501 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         10,664                  23.7986 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         10,943                  23.7923 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         11,432                  23.7872 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         32,022                  23.8011 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         49,795                  23.7995 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         51,259                  23.7922 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                         97,109                  23.7999 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                        121,253                  23.7468 USD 
                                   ------------------------------  -------------------------  ------------------------ 
         USD 0.01 common                        Sale                        149,770                  23.7712 USD 
                                   ------------------------------  -------------------------  ------------------------ 
 
 (b)              Cash-settled derivative transactions 
             Class of                          Product                 Nature of dealing       Number of    Price per 
             relevant                        description                                       reference       unit 
             security                                                                          securities 
---------------------------------  ------------------------------  -------------------------               ----------- 
 
 
 (c)              Stock-settled derivative transactions (including options) 
 (i)              Writing, selling, purchasing or varying 
     Class            Product          Writing,         Number        Exercise        Type       Expiry       Option 
       of           description      purchasing,          of            price                     date        money 
    relevant                           selling,       securities      per unit                                paid/ 
    security                         varying etc       to which                                              received 
                                                        option                                               per unit 
                                                       relates 
                 ----------------  ---------------  -------------  --------------  ---------  -----------  ----------- 
 
 
 (ii)             Exercising 
        Class of relevant                Product description         Exercising/ exercised     Number of     Exercise 
                                                                            against                          price per 
             security                                                                          securities      unit 
---------------------------------  ------------------------------  -------------------------               ----------- 
 
 
 (d)              Other dealings (including subscribing for new securities) 
        Class of relevant                Nature of Dealings                 Details                Price per unit 
                                                                                                         (if 
             security                                                                                applicable) 
                                   ------------------------------  -------------------------  ------------------------ 
 
4.                                                                 OTHER INFORMATION 
 (a)              Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement or understanding, 
 formal or informal, relating to relevant securities which may be an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader making the disclosure 
  and any party 
 to the offer or any person acting in concert with a party to the offer: 
---------------------------------------------------------------------------------  ---------  -----------  ----------- 
                                                         NONE 
 (b)              Agreements, arrangements or understandings relating to options or derivatives 
 Details of any agreement, arrangement or understanding, formal or informal, between 
 the person making the disclosure and any other person relating to: 
 (i) the voting rights of any relevant securities under any option; or 
 (ii) the voting rights of future acquisition or disposal of any relevant securities to 
 which 
 any derivative is referenced: 
---------------------------------  ---------------  -------------  --------------  ---------  -----------  ----------- 
                                                         NONE 
 (c)              Attachments 
 Is a Supplemental Form 8 (Open Positions) attached?                                       YES 
 Date of disclosure:                                                                   18 Aug 2022 
                                                                   --------------------------------------------------- 
 Contact name:                                                             Large Holdings Regulatory Operations 
                                                                   --------------------------------------------------- 
 Telephone number:                                                                    020 3134 7213 
                                                                   --------------------------------------------------- 
 
 
 
                            DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO 
                                                 PURCHASE OR SELL ETC. 
                                 Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                                 KEY INFORMATION 
 Identity of the person whose positions/dealings                    Barclays PLC. 
 are being disclosed: 
 Name of offeror/offeree in relation to whose                       NORTONLIFELOCK INC 
                                                                   --------------------------------------------------- 
 relevant securities this from relates: 
                                                                   --------------  ---------  -----------  ----------- 
 
 2.                                                                 OPTIONS AND DERIVATIVES 
    Class of          Product          Writing,       Number of       Exercise        Type           Expiry date 
    relevant        description      purchasing,      securities      price per 
    security                           selling,        to which         unit 
                                     varying etc        option 
                                                       relates 
    USD 0.01 
     common        Call Options       Purchased         56,100         25.0000      American         19 Aug 2022 
                 ----------------  ---------------  -------------  --------------  ---------  ------------------------ 
    USD 0.01 
     common        Call Options        Written         -112,200        28.0000      American         19 Aug 2022 
                 ----------------  ---------------  -------------  --------------  ---------  ------------------------ 
    USD 0.01 
     common        Call Options        Written         -20,700         27.0000      American         19 Aug 2022 
                 ----------------  ---------------  -------------  --------------  ---------  ------------------------ 
    USD 0.01 
     common        Call Options        Written         -17,100         27.0000      American         16 Sep 2022 
                 ----------------  ---------------  -------------  --------------  ---------  ------------------------ 
    USD 0.01 
     common         Put Options        Written          17,100         25.0000      American         16 Sep 2022 
                 ----------------  ---------------  -------------  --------------  ---------  ------------------------ 
 
 3.                                                                 AGREEMENTS TO PURCHASE OR SELL 
                                                                     ETC. 
 Full details should be given so that the nature of the interest or position 
  can be fully understood: 
 
 
 
 

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August 18, 2022 06:52 ET (10:52 GMT)

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