Barclays PLC Form 8.3 - NortonLifeLock Inc. (3608W)
August 17 2022 - 8:05AM
UK Regulatory
TIDMBARC TIDMNLOK TIDMAVST
RNS Number : 3608W
Barclays PLC
17 August 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
------------------------------------------------
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
--------------- ----------------------------------------------------------------
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
--------------- ----------------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
--------------- ----------------------------------------------------------------
(e) Date position held/dealing undertaken: 16 Aug 2022
--------------- ----------------------------------------------------------------
(f) In addition to the company in 1(c) above, is the discloser YES:
making
disclosures in respect of any other party to the offer? AVAST PLC
--------------- ---------------------------------------------------------------- ---------------------- -----------
2. POSITIONS OF THE PERSON MAKING
THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
------------------------- ------------------------
Number (%) Number (%)
-------------- ----------- -----------
(1) Relevant securities owned
and/or controlled: 1,279,328 0.22% 1,318,154 0.23%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(2) Cash-settled derivatives:
and/or controlled: 1,627,373 0.28% 3,757,122 0.66%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 73,200 0.01% 150,000 0.03%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
TOTAL: 2,979,901 0.52% 5,225,276 0.91%
--------------------------------- -------------- ------------- -------------- --------- ----------- -----------
(b) Rights to subscribe for new securities (including directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
-------------- --------- ----------- -----------
Details, including nature of the rights
concerned and relevant percentages:
-------------- --------- ----------- -----------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 4 24.1450 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 8 24.1500 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 18 24.1525 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 31 23.9900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 32 24.1050 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 52 24.0703 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 74 24.0300 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 100 24.1000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 100 24.0200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 200 24.0000 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 200 24.0500 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 350 24.1543 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 494 24.1800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 506 24.1750 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 533 24.1798 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 535 24.1620 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 567 24.1942 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 768 24.1749 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 814 24.1870 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 882 24.1797 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,041 24.1110 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,132 24.1756 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,337 24.2210 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,366 24.2094 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,549 24.0756 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,600 24.1900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,858 24.2137 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 1,930 24.1676 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,374 24.1568 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 3,511 24.1689 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 6,103 24.0184 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 9,217 24.1315 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 12,722 24.1359 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 14,472 24.1616 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 29,118 24.2100 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 29,981 24.0887 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 37,388 24.1587 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Purchase 63,073 24.0808 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1 24.0800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1 24.0200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1 23.9100 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2 24.1475 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2 24.1300 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2 24.1450 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 2 24.0250 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 7 24.1100 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 11 24.0590 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 15 23.8850 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 48 24.1150 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 62 23.9900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 67 24.0300 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 98 24.0342 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 101 24.1200 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 101 24.1247 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 101 24.1301 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 167 23.9310 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 205 24.1182 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 215 23.9500 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 301 24.1800 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 450 23.9705 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 460 24.0693 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 499 24.1401 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 700 23.9157 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 785 24.1010 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 870 24.0451 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 881 24.2036 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,000 24.0195 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,329 24.0795 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,344 24.0987 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,554 24.1230 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 1,600 24.1900 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 3,335 24.0874 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 4,009 24.0591 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 4,375 24.1491 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 5,532 24.0596 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 5,948 24.1372 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 6,492 24.1328 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 10,305 24.1306 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 21,034 24.2001 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 21,677 24.1957 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 33,708 24.2100 USD
------------------------------ ------------------------- ------------------------
USD 0.01 common Sale 107,710 24.0864 USD
------------------------------ ------------------------- ------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
--------------------------------- ------------------------------ ------------------------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
---------------- --------------- ------------- -------------- --------- ----------- -----------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number of Exercise
against price per
security securities unit
--------------------------------- ------------------------------ ------------------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit
(if
security applicable)
------------------------------ ------------------------- ------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party
to the offer or any person acting in concert with a party to the offer:
--------------------------------------------------------------------------------- --------- ----------- -----------
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to
which
any derivative is referenced:
--------------------------------- --------------- ------------- -------------- --------- ----------- -----------
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Aug 2022
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Contact name: Large Holdings Regulatory Operations
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Telephone number: 020 3134 7213
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
---------------------------------------------------
relevant securities this from relates:
-------------- --------- ----------- -----------
2. OPTIONS AND DERIVATIVES
Class of Product Writing, Number of Exercise Type Expiry date
relevant description purchasing, securities price per
security selling, to which unit
varying etc option
relates
USD 0.01
common Call Options Purchased 56,100 25.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -112,200 28.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -20,700 27.0000 American 19 Aug 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Call Options Written -17,100 27.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
USD 0.01
common Put Options Written 17,100 25.0000 American 16 Sep 2022
---------------- --------------- ------------- -------------- --------- ------------------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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