TIDMBARC TIDMTLW

RNS Number : 3387W

Barclays PLC

17 August 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE 
  BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
  ("RI") STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                       Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                         KEY INFORMATION 
 (a)      Name of exempt principal trader:                           BARCLAYS CAPITAL 
                                                                      SECURITIES LTD 
         --------------------------------------------------------- 
 (b)      Name of offeror/offeree in relation to whose               TULLOW OIL PLC 
                                                                    ------------------------- 
          relevant securities this form relates: 
-------  ---------------------------------------------------------  ------------  -----   --- 
 (c)      Name of the party to the offer with which                  Tullow Oil plc 
           exempt 
                                                                    ------------------------- 
          principal trader is connected 
-------  ---------------------------------------------------------  ------------  -----   --- 
 (d)      Date position held/dealing undertaken:                     16 August 2022 
-------  ---------------------------------------------------------  ------------------------- 
 (e)      In addition to the company in 1(b) above,                         YES: 
           is the exempt principal 
          trader making disclosures in respect of                    CAPRICORN ENERGY 
           any other party to the offer?                              PLC 
-------  ---------------------------------------------------------  ------------------------- 
 2.                                                         POSITIONS OF THE EXEMPT 
                                                             PRINCIPAL TRADER 
 (a)      Interests and short positions in the relevant securities 
           of the offeror or offeree 
          to which the disclosure relates following the dealing (if 
           any) 
 Class of relevant security:              10p ordinary 
                                         -------------------------  -------------------- 
                                                 Interests             Short Positions 
                                         -------------------------  -------------------- 
                                              Number         (%)       Number       (%) 
---------------------------------------  ----------------  -------  ------------  ------ 
 (1)      Relevant securities 
           owned 
  and/or controlled:                         2,185,541      0.15%    10,621,533    0.74% 
 
 (2)      Cash-settled derivatives: 
                                             8,476,845      0.59%      333,030     0.02% 
 
 (3)      Stock-settled derivatives 
           (including options) 
  and agreements 
   to purchase/sell:                             0          0.00%         0        0.00% 
 
 
  TOTAL:                                    10,662,386      0.74%    10,954,563    0.76% 
 
 (b)      Rights to subscribe for new securities (including directors 
           and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                           ------- 
 which subscription right exists 
---------------------------------------------------------  ---------------------------------- 
 Details, including nature of the rights 
                                                           ------- 
 concerned and relevant percentages: 
---------------------------------------------------------  ---------------------------------- 
 
 
 
 3.                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                     TRADER 
 (a)            Purchases and sales 
-------------  ----------------------------------    --------------  -------------- 
   Class of       Purchase/sale     Total number      Highest price   Lowest price 
   relevant                               of             per unit        per unit 
   security                          securities       paid/received   paid/received 
-------------    --------------    --------------    --------------  -------------- 
  10p ordinary       Purchase           493,251          0.5125 GBP      0.5045 GBP 
                 ----------------  ----------------  --------------  -------------- 
  10p ordinary         Sale             428,849          0.5130 GBP       0.503 GBP 
                 ----------------  ----------------  --------------  -------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  -----------------------------------------------  ----------- 
   Class of          Product        Nature of        Number      Price per 
                                      dealing           of 
   relevant        description                      reference       unit 
   security                                        securities 
-------------    --------------    -----------    ------------  ----------- 
  10p ordinary          CFD          Decreasing        528       0.5064 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Decreasing       3,530      0.5065 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Decreasing       4,115      0.5095 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          CFD          Decreasing      18,533      0.5043 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          CFD          Decreasing      31,194      0.5068 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Decreasing      42,470      0.5110 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          CFD          Decreasing      66,539      0.5048 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Decreasing       9,796      0.5058 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing        15        0.5125 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing        63        0.5089 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing        195       0.5076 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing       2,262      0.5094 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing       5,902      0.5091 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      15,768      0.5056 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      17,766      0.5066 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      26,509      0.5114 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      66,850      0.5065 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      70,787      0.5073 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      71,098      0.5067 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
  10p ordinary          SWAP         Increasing      84,171      0.5064 GBP 
                                        Long 
                 ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,        Number        Exercise      Type     Expiry        Option 
      of         description     purchasing,        of            price                 date         money 
 relevant                         selling,      securities      per unit                             paid/ 
 security                          varying          to                                              received 
                                     etc           which 
                                                  option                                            per unit 
                                                  relates 
                -------------  --------------  ------------  --------------  -----  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description               Exercising/        Number        Exercise 
                                                                exercised against     of            price per 
   security                                                                          securities       unit 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                           Details             Price 
  of relevant                    of Dealings                                           per unit 
                                                                                         (if 
   security                                                                          applicable) 
--------------  -------------  --------------  ------------                         ------------  ----------- 
 
 4.                                                           OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may be 
  an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader 
  making the disclosure and any party 
 to the offer or any person acting in concert with a party to the 
  offer: 
------------------------------------------------------------------------------------------------------------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating to options 
                  or derivatives 
 Details of any agreement, arrangement or understanding, formal or 
  informal, between 
 the exempt principal trader making the disclosure and any other person 
  relating to: 
 (i) the voting rights of any relevant securities under any option; 
  or 
 (ii) the voting rights of future acquisition or disposal of any relevant 
  securities to which 
 any derivative is referenced: 
---------------------------------------------------------------------------  -----  ------------  ----------- 
                                                     NONE 
------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open                                                     NO 
  Positions) attached? 
                                                             ------------------------------------------------ 
 Date of disclosure:                                          17 Aug 2022 
 Contact name:                                                Large Holdings Regulatory Operations 
 Telephone number:                                            020 3134 7213 
                                                             ---------------------  ------------  ----------- 
 

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END

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