TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 July 2021
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to the AVAST PLC
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 2,006,087 0.35% 305,978 0.05%
Cash-settled
(2) derivatives:
82,539 0.01% 1,279,498 0.22%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 2,089,126 0.36% 1,587,576 0.27%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 128,000 0.02% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 128,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 48 24.6300 USD
USD 0.01 common Purchase 48 24.8533 USD
USD 0.01 common Purchase 75 25.0400 USD
USD 0.01 common Purchase 84 24.9000 USD
USD 0.01 common Purchase 87 24.6487 USD
USD 0.01 common Purchase 97 24.8055 USD
USD 0.01 common Purchase 100 25.0350 USD
USD 0.01 common Purchase 100 24.7100 USD
USD 0.01 common Purchase 113 25.0355 USD
USD 0.01 common Purchase 116 24.8524 USD
USD 0.01 common Purchase 118 24.6922 USD
USD 0.01 common Purchase 166 24.6332 USD
USD 0.01 common Purchase 177 24.7381 USD
USD 0.01 common Purchase 210 24.7838 USD
USD 0.01 common Purchase 255 24.9594 USD
USD 0.01 common Purchase 290 24.7342 USD
USD 0.01 common Purchase 503 25.0865 USD
USD 0.01 common Purchase 600 24.9200 USD
USD 0.01 common Purchase 1,345 24.6875 USD
USD 0.01 common Purchase 1,366 24.7812 USD
USD 0.01 common Purchase 2,080 25.2700 USD
USD 0.01 common Purchase 3,123 25.0600 USD
USD 0.01 common Purchase 3,640 24.7391 USD
USD 0.01 common Purchase 5,202 24.8558 USD
USD 0.01 common Purchase 7,079 24.8003 USD
USD 0.01 common Purchase 11,004 24.7895 USD
USD 0.01 common Purchase 11,108 24.7837 USD
USD 0.01 common Purchase 14,299 24.8198 USD
USD 0.01 common Purchase 18,316 24.7818 USD
USD 0.01 common Purchase 20,062 24.8401 USD
USD 0.01 common Purchase 21,577 24.7007 USD
USD 0.01 common Purchase 22,670 24.9770 USD
USD 0.01 common Purchase 35,386 24.6200 USD
USD 0.01 common Purchase 39,414 24.6222 USD
USD 0.01 common Purchase 42,194 24.7945 USD
USD 0.01 common Purchase 43,824 24.8649 USD
USD 0.01 common Purchase 68,184 24.9199 USD
USD 0.01 common Purchase 179,423 24.7742 USD
USD 0.01 common Sale 4 24.9200 USD
USD 0.01 common Sale 50 24.6600 USD
USD 0.01 common Sale 100 25.2400 USD
USD 0.01 common Sale 100 25.0100 USD
USD 0.01 common Sale 100 24.6150 USD
USD 0.01 common Sale 101 24.9750 USD
USD 0.01 common Sale 130 25.0038 USD
USD 0.01 common Sale 137 24.9686 USD
USD 0.01 common Sale 200 24.9900 USD
USD 0.01 common Sale 200 25.0200 USD
USD 0.01 common Sale 200 25.2750 USD
USD 0.01 common Sale 255 24.9594 USD
USD 0.01 common Sale 280 24.6700 USD
USD 0.01 common Sale 300 25.0000 USD
USD 0.01 common Sale 300 24.9933 USD
USD 0.01 common Sale 400 24.9203 USD
USD 0.01 common Sale 425 24.9549 USD
USD 0.01 common Sale 435 24.8362 USD
USD 0.01 common Sale 503 25.0865 USD
USD 0.01 common Sale 573 24.7327 USD
USD 0.01 common Sale 599 24.9967 USD
USD 0.01 common Sale 836 24.8900 USD
USD 0.01 common Sale 1,012 24.8498 USD
USD 0.01 common Sale 1,100 24.7000 USD
USD 0.01 common Sale 1,114 24.9403 USD
USD 0.01 common Sale 1,229 24.8849 USD
USD 0.01 common Sale 1,269 24.9298 USD
USD 0.01 common Sale 1,594 24.9087 USD
USD 0.01 common Sale 1,686 24.8762 USD
USD 0.01 common Sale 1,826 24.7120 USD
USD 0.01 common Sale 1,859 24.9476 USD
USD 0.01 common Sale 1,947 24.9324 USD
USD 0.01 common Sale 1,965 24.9259 USD
USD 0.01 common Sale 1,970 25.0120 USD
USD 0.01 common Sale 2,080 25.2700 USD
USD 0.01 common Sale 2,937 24.7359 USD
USD 0.01 common Sale 3,103 24.6823 USD
USD 0.01 common Sale 6,611 24.7706 USD
USD 0.01 common Sale 8,516 24.8679 USD
USD 0.01 common Sale 9,041 24.8025 USD
USD 0.01 common Sale 9,801 24.6457 USD
USD 0.01 common Sale 10,000 24.6743 USD
USD 0.01 common Sale 10,234 24.6317 USD
USD 0.01 common Sale 15,362 24.6746 USD
USD 0.01 common Sale 18,316 24.7818 USD
USD 0.01 common Sale 35,787 24.6200 USD
USD 0.01 common Sale 69,688 24.8576 USD
USD 0.01 common Sale 84,461 24.8795 USD
USD 0.01 common Sale 234,461 24.7857 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 30 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210730005320/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
July 30, 2021 08:02 ET (12:02 GMT)
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