TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 July 2021
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to the AVAST PLC
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,835,056 0.32% 238,320 0.04%
Cash-settled
(2) derivatives:
24,339 0.00% 1,279,498 0.22%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 1,859,895 0.32% 1,519,918 0.26%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 129,000 0.02% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 129,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 26 25.6950 USD
USD 0.01 common Purchase 51 25.7650 USD
USD 0.01 common Purchase 58 25.7237 USD
USD 0.01 common Purchase 100 25.7350 USD
USD 0.01 common Purchase 102 25.7275 USD
USD 0.01 common Purchase 123 25.7100 USD
USD 0.01 common Purchase 151 25.7366 USD
USD 0.01 common Purchase 167 25.7630 USD
USD 0.01 common Purchase 200 25.8350 USD
USD 0.01 common Purchase 200 25.7750 USD
USD 0.01 common Purchase 300 25.7733 USD
USD 0.01 common Purchase 400 25.7987 USD
USD 0.01 common Purchase 400 25.7912 USD
USD 0.01 common Purchase 402 25.7400 USD
USD 0.01 common Purchase 405 25.6836 USD
USD 0.01 common Purchase 497 25.7950 USD
USD 0.01 common Purchase 566 25.6603 USD
USD 0.01 common Purchase 595 25.7757 USD
USD 0.01 common Purchase 600 25.7816 USD
USD 0.01 common Purchase 600 25.7875 USD
USD 0.01 common Purchase 637 25.8000 USD
USD 0.01 common Purchase 700 25.7692 USD
USD 0.01 common Purchase 800 25.7881 USD
USD 0.01 common Purchase 951 25.7450 USD
USD 0.01 common Purchase 1,000 25.7755 USD
USD 0.01 common Purchase 1,007 25.7850 USD
USD 0.01 common Purchase 1,200 25.6358 USD
USD 0.01 common Purchase 1,211 25.6717 USD
USD 0.01 common Purchase 1,251 25.7700 USD
USD 0.01 common Purchase 1,384 25.7797 USD
USD 0.01 common Purchase 2,213 25.7851 USD
USD 0.01 common Purchase 2,314 25.8073 USD
USD 0.01 common Purchase 3,962 25.7805 USD
USD 0.01 common Purchase 7,573 25.7804 USD
USD 0.01 common Purchase 13,409 25.7598 USD
USD 0.01 common Purchase 16,366 25.7800 USD
USD 0.01 common Purchase 16,700 25.7557 USD
USD 0.01 common Purchase 18,005 25.7380 USD
USD 0.01 common Purchase 18,577 25.7724 USD
USD 0.01 common Purchase 20,183 25.7478 USD
USD 0.01 common Purchase 20,995 25.7761 USD
USD 0.01 common Purchase 42,221 25.7775 USD
USD 0.01 common Purchase 91,850 25.7779 USD
USD 0.01 common Sale 6 25.5366 USD
USD 0.01 common Sale 32 25.7300 USD
USD 0.01 common Sale 32 25.7200 USD
USD 0.01 common Sale 40 25.7265 USD
USD 0.01 common Sale 57 25.7500 USD
USD 0.01 common Sale 95 25.7100 USD
USD 0.01 common Sale 100 25.6800 USD
USD 0.01 common Sale 100 25.7750 USD
USD 0.01 common Sale 156 25.7900 USD
USD 0.01 common Sale 160 25.7520 USD
USD 0.01 common Sale 161 25.9000 USD
USD 0.01 common Sale 166 25.7702 USD
USD 0.01 common Sale 224 25.7328 USD
USD 0.01 common Sale 238 25.7600 USD
USD 0.01 common Sale 424 25.7613 USD
USD 0.01 common Sale 437 25.7253 USD
USD 0.01 common Sale 450 25.8011 USD
USD 0.01 common Sale 464 25.7063 USD
USD 0.01 common Sale 468 25.7710 USD
USD 0.01 common Sale 497 25.7950 USD
USD 0.01 common Sale 540 25.7753 USD
USD 0.01 common Sale 571 25.7694 USD
USD 0.01 common Sale 600 25.7740 USD
USD 0.01 common Sale 837 25.7529 USD
USD 0.01 common Sale 880 25.7422 USD
USD 0.01 common Sale 1,000 25.7630 USD
USD 0.01 common Sale 1,993 25.7677 USD
USD 0.01 common Sale 6,019 25.7659 USD
USD 0.01 common Sale 6,737 25.7364 USD
USD 0.01 common Sale 11,281 25.7732 USD
USD 0.01 common Sale 12,670 25.7752 USD
USD 0.01 common Sale 14,277 25.7749 USD
USD 0.01 common Sale 14,421 25.7771 USD
USD 0.01 common Sale 14,471 25.7597 USD
USD 0.01 common Sale 14,609 25.7585 USD
USD 0.01 common Sale 14,714 25.7814 USD
USD 0.01 common Sale 21,116 25.7303 USD
USD 0.01 common Sale 22,000 25.7601 USD
USD 0.01 common Sale 27,891 25.7800 USD
USD 0.01 common Sale 101,913 25.7792 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 26 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210726005462/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
July 26, 2021 08:46 ET (12:46 GMT)
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