ADVFN PLC Holding(s) in Company (4681X)
May 04 2021 - 06:47AM
UK Regulatory
TIDMAFN
RNS Number : 4681X
ADVFN PLC
04 May 2021
For immediate release
4 May 2021
ADVFN PLC
("ADVFN" or the "Company")
Holding(s) in Company
The Board of ADVFN PLC announces that the Company has received
the following TR-1 notification which is set out below without
amendment.
TR-1: S tandard form for notification of major holdings
1a. Identity of the issuer or the ADVFN PLC
underlying issuer of existing shares
to which voting rights are attached
(ii) :
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or
boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii) :
3. Details of person subject to the notification obligation (iv)
Name Peter O'Reily
City and country of registered office Dublin
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
----------------------------------------
City and country of registered office
(if applicable)
----------------------------------------
5. Date on which the threshold was 27-04-2021
crossed or reached (vi) :
----------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 29-04-2021
----------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting
to shares (total instruments 8.B) rights of
of 8. A) (total of 8.B issuer (vii)
1 + 8.B 2)
------------------ --------------------- -------------- ----------------
Resulting situation
on the date
on which threshold
was crossed
or reached 5.47% 25703846
------------------ --------------------- -------------- ----------------
Position of
previous notification
(if
applicable) 7.61%
------------------ --------------------- -------------- ----------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
--------------------------
1405893
---------------------- -------------------------- ------------------------- ---------------------
SUBTOTAL 8. A
-------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------------ -------------------------------- ---------------------
SUBTOTAL 8. B 1
------------------------------ -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- -------------------- -------------------- --------------------
SUBTOTAL 8.B.2
-------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both
if it equals or through financial if it equals
is higher than the instruments if it or is higher
notifiable threshold equals or is higher than the notifiable
than the notifiable threshold
threshold
---------------------- --------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
----------------------------------------------
The number and % of voting rights
held
----------------------------------------------
The date until which the voting rights
will be held
----------------------------------------------
11. Additional information (xvi)
Place of completion Dublin
Date of completion 30(th) April 2021
------------------
A copy of this announcement is available on the Company's website, at www.advfn.com
For further information please contact:
ADVFN PLC
Clem Chambers CEO
Tel: +44 20 3868 6702
Beaumont Cornish Limited (Nominated Adviser)
www.beaumontcornish.com
Roland Cornish/Michael Cornish
Tel: +44 (0) 207 628 3396
Cassiopeia Ltd (Investor Relations)
Stefania Barbaglio
stefania@cassiopeia-ltd.com
ENDS
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