Amended Current Report Filing (8-k/a)
January 31 2022 - 09:01AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January
31, 2022 (November 22, 2021)
UNRIVALED BRANDS,
INC.
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(Exact name of registrant as specified in its charter)
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Nevada
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000-54258
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26-3062661
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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3242 S. Halladay St., Suite 202
Santa Ana, California 92705
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92705
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (888)
909-5564
Not
Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ Written communications pursuant to Rule
425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.001
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UNRV
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OTCQX
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Explanatory Note
On November 29, 2021, Unrivaled Brands, Inc. (the “Company”) filed
a Current Report on Form 8-K (the “Initial Filing”) disclosing
that, on November 22, 2021, the Company completed the initial
closing of its acquisition of People’s First Choice, LLC, pursuant
to the First Membership Interest Purchase Agreement (the
“Transaction”).
This Amendment No. 1 on Form 8-K/A amends the Initial Filing to
include the required historical financial statements of Peoples
First Choice, LLC and the pro forma financial information required
by Items 9.01(a) and 9.01(b) of Form 8-K as well as the related
auditor consents and should be read in conjunction with the Initial
Filing.
The pro forma financial information included as Exhibit 99.2 to
this Current Report on Form 8-K/A has been presented for
informational purposes only, as required by Form 8K, and does not
purport to represent the actual results of operations that the
Company and People’s First Choice, LLC would have achieved had the
companies been combined at and during the period presented in the
pro forma financial information, and is not intended to project the
future results of operations that the combined company may achieve
following the Transaction.
Except as described above, all other information in the Initial
Filing remains unchanged.
Item 9.01 Financial Statements and
Exhibits.
(a) Financial statements of business acquired
The audited financial statements of People’s First Choice, LLC as
of and for the years ended December 31, 2020 and December 31, 2019
are filed as Exhibit 99.1, and are incorporated herein by
reference.
(b) Pro forma financial information
The unaudited pro forma condensed combined financial information of
Unrivaled Brands, Inc. (f/k/a Terra Tech Corp.) and People’s First
Choice, LLC as of September 30, 2021 and for the nine months ended
September 30, 2021 is filed as Exhibit 99.2 and is incorporated
herein by reference.
(d) Exhibits
Exhibit No.
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Description
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23.1
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Consent of Porter & Hunt – People’s
First Choice, LLC
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99.1
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Audited Financial Statements of People’s
First Choice, LLC as of December 31, 2020 and December 31, 2019 and
for the period from January 1, 2019 through December 31,
2020.
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99.2
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Unaudited Pro Forma Condensed Combined
Financial Information of Unrivaled Brands, Inc. (f/k/a Terra Tech
Corp.) and People’s First Choice, LLC as of September 30, 2021 and
for the nine months ended September 30, 2021.
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL
document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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UNRIVALED BRANDS, INC.
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Date: January 31, 2022
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By:
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/s/ Francis Knuettel II
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Francis Knuettel II
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Chief Executive Officer
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