Current Report Filing (8-k)
January 10 2022 - 05:13PM
Edgar (US Regulatory)
0001281845 false 0001281845 2022-01-06
2022-01-06 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, DC
20549
FORM
8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Report (Date of earliest event reported):
January 6, 2022
UNIQUE LOGISTICS INTERNATIONAL, INC.
(Exact name
of registrant as specified in its charter)
|
Nevada |
|
000-50612 |
|
01-0721929 |
|
(State or
other jurisdiction of
incorporation or
organization)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
154-09 146th Ave,
Jamaica,
NY
11434
(Address of
principal executive offices)
(718)
978-2000
(Registrant’s telephone
number, including area code)
(Former name
or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
| |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
| |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
|
Title of
each class |
|
Trading
Symbol(s) |
|
Name of
each exchange on which registered |
|
None |
|
None |
|
None |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01
Entry Into A Material Definitive Agreement.
As
previously disclosed in the Current Report on Form 8-K filed with
the Securities and Exchange Commission (the “SEC”) by Unique
Logistics International, Inc. (the “Company”) on April 7, 2021, the
Company entered into an Amended and Restated Promissory Note (the
“Amended and Restated Note”) with an accredited investor (the
“Investor”), pursuant to which the Company and the Investor amended
and restated in its entirety that certain promissory note, issued
to the Investor on March 19, 2020 (the “Original Note”). The
Amended and Restated Note were to mature on June 15, 2021 (the
“Maturity Date”).
As
previously disclosed in the Current Report on Form 8-K filed with
the SEC by the Company on July 22, 2021, the Company entered into a
First Amendment to the Amended and Restated Note (the “First
Amendment”) with the Investor pursuant to which the Company and the
Investor agreed to extend the maturity date of the Amended and
Restated Note by deleting “June 15, 2021” in the first paragraph of
the Amended and Restated Note and replacing the same with “October
31, 2021.”
As
previously disclosed in the Current Report on Form 8-K filed with
the SEC by the Company on September 28, 2021, on September 23,
2021, the Company entered into a Second Amendment to the Amended
and Restated Note (the “Second Amendment”) with the Investor
pursuant to which the Company and the Investor agreed to extend the
maturity date of the Amended and Restated Note by deleting “October
31, 2021” in the first paragraph of the Amended and Restated Note
and replacing the same with “December 31, 2021.”
On January
6, 2022, the Company entered into a Third Amendment to the Amended
and Restated Note (the “Third Amendment”) with the Investor
pursuant to which the Company and the Investor agreed to extend the
maturity date of the Amended and Restated Note by deleting
“December 31, 2021” in the first paragraph of the Amended and
Restated Note and replacing the same with “March 31,
2022.”
A copy of
the Third Amendment is included as Exhibit 4.1 to this Current
Report on Form 8-K and is hereby incorporated by reference. All
references to the Second Amendment are qualified, in their
entirety, by the text of such exhibit.
Item 8.01 Other Events.
On January 7, 2022, the Company paid in full the outstanding
principal amount of $2 million plus accrued but unpaid interest on
certain promissory notes, issued by the Company on September 17,
2021.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| |
UNIQUE
LOGISTICS INTERNATIONAL, INC. |
|
|
|
|
| Dated: January 10,
2022 |
By: |
/s/
Sunandan Ray |
| |
|
Sunandan
Ray |
| |
|
Chief
Executive Officer |
Unique Logistics (PK) (USOTC:UNQL)
Historical Stock Chart
From Jan 2023 to Feb 2023
Unique Logistics (PK) (USOTC:UNQL)
Historical Stock Chart
From Feb 2022 to Feb 2023
