Initial Statement of Beneficial Ownership (3)
June 08 2020 - 12:33PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
Cerberus Capital Management, L.P. |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
5/29/2020
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3. Issuer Name and Ticker or Trading
Symbol SCHOOL SPECIALTY INC [SCOO] |
(Last)
(First)
(Middle)
875 THIRD AVENUE |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
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(Street)
NEW
YORK, NY 10022
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrant |
5/29/2020 |
12/29/2022 |
Common Stock |
215723 |
$0.01 |
I |
See Footnote (1) |
Warrant |
5/29/2020 |
5/29/2023 |
Common Stock |
2318759 |
$0.001 |
I |
See Footnote (1) |
Explanation of
Responses: |
(1) |
The warrants reported herein
are held by funds and accounts managed by Cerberus Capital
Management, L.P. and/or one or more of its affiliated management
companies. The reporting person disclaims beneficial ownership of
such shares, except to the extent of its pecuniary interest
therein. This report shall not be deemed an admission that the
reporting person, any fund and account or any other person or
entity is the beneficial owner of the securities reported herein
for purposes of Section 16 of the Securities Exchange Act of 1934,
as amended, or for any other purpose. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Cerberus Capital Management, L.P.
875 THIRD AVENUE
NEW YORK, NY 10022 |
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X |
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Signatures
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/s/ Frank Bruno |
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6/8/2020 |
**Signature of
Reporting Person |
Date |