Current Report Filing (8-k)
July 29 2022 - 10:12AM
Edgar (US Regulatory)
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2022-07-27
2022-07-27
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
Of
the Securities Exchange Act of 1934
July
27, 2022
Date
of report (date of earliest event reported)
RocketFuel
Blockchain, Inc.
(Exact
Name of Registrant as Specified in Charter)
Nevada |
|
Commission
File No. 033-17773-NY |
|
90-1188745 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
201
Spear Street, Suite 1100, San Francisco, CA 94105
(Address of Principal Executive Offices)
(424)
256-8560
(Registrant’s
Telephone Number)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2 below):
|
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
None |
|
None |
|
None |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
7.01 Regulation FD Disclosure
In
accordance with Regulation FD, we are furnishing the Presentation the Company will present to analysts, investors and others on or after
July 27, 2022. The slides are attached hereto as Exhibit 99.1 and will be available on the Company’s website at rocketfuelblockchain.com.
The information contained in the Presentation is summary information that is intended to be considered in the context of our Securities
and Exchange Commission (“SEC”) filings and other public announcements that we may make, by press release or otherwise, from
time to time. The presentation does not provide information concerning our financial condition with respect to any period subsequent
to the fiscal year ended March 31, 2022. To the extent that estimates or targets have been provided concerning subsequent quarters or
years, these reflect statements that have previously been made in our securities filings. We undertake no duty or obligation to publicly
update or revise the information contained in this presentation, although we may do so from time to time. Any such updating may be made
through the filing of other reports or documents with the SEC, through press releases or through other public disclosure. In accordance
with General Instruction B.2 of Form 8-K, the information furnished pursuant to Item 7.01, including Exhibit 99.1 furnished herewith,
shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such a filing.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
Exhibit |
|
|
Number |
|
Description |
|
|
|
99.1 |
|
Presentation |
104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated:
July 28, 2022 |
RocketFuel
Blockchain, Inc. |
|
|
|
|
By: |
/s/
Bennett J. Yankowitz |
|
|
Bennett
J. Yankowitz |
|
|
Chief
Financial Officer |
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