Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 16 2020 - 09:15AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
12b-25
Notification
of Late Filing
SEC
File Number: 1-16467
CUSIP
Number: 761227206
(Check
one):
[ ]
Form 10-K |
[ ]
Form 20-F |
[ ]
Form 11-K |
[X]
Form 10-Q |
[ ]
Form 10-D |
[ ]
Form N-CEN |
[ ]
Form N-CSR |
|
For
Period Ended: September 30, 2020
[ ]
Transition Report on Form 10-K |
[ ]
Transition Report on Form 20-F |
[ ]
Transition Report on Form 11-K |
[ ]
Transition Report on Form 10-Q |
For
the Transition Period Ended:
Nothing
in this form shall be construed to imply that the
Commission
has verified any information contained herein.
If
the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates: Not
applicable.
PART
I - REGISTRANT INFORMATION
RESPIRERX
PHARMACEUTICALS INC.
Full
Name of Registrant
126
Valley Road, Suite C
Address
of Principal Executive Office (Street and Number)
Glen
Rock, New Jersey 07452
(City,
State and Zip Code)
PART
II - RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule
12b-25(b), the following should be completed. (Check box if
appropriate) [X]
(a) |
The
reason described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or
expense; |
(b) |
The
subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or
portion thereof, will be filed on or before the fifteenth calendar
day following the prescribed due date; or the subject quarterly
report or transition report on Form 10-Q or subject distribution
report on Form 10-D, or portion thereof, will be filed on or before
the fifth calendar day following the prescribed due date;
and |
(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c)
has been attached if applicable. |
PART
III - NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D,
N-CEN, N-CSR, or the transition report or portion thereof, could
not be filed within the prescribed time period.
RespireRx
Pharmaceuticals Inc. (the “Registrant”) was unable, without
unreasonable effort or expense, to file its Quarterly Report on
Form 10-Q for the period ended September 30, 2020 (the “Quarterly
Report”) by the November 16, 2020 filing date applicable to smaller
reporting companies due to additional time needed for the Board of
Directors (acting as the Audit Committee) of the Registrant to
complete its review of the Quarterly Report with the Registrant’s
independent registered accounting firm. This delay was also a
result of the current public health crisis and related disruptions
in working arrangements of parties necessary to the coordination of
the process. As a result, the Registrant is still in the process of
preparing disclosure and accumulating validating information needed
to complete the Quarterly Report and requires additional time for
its completion. The Registrant intends to file a complete Quarterly
Report as soon as practicable within the extension period of five
calendar days provided under Rule 12b-25 of the Securities Exchange
Act of 1934, as amended.
PART
IV - OTHER INFORMATION
Name
and telephone number of person to contact in regard to this
notification:
Jeff
E. Margolis |
(201) |
444-4947 |
(Name) |
(Area
Code) |
(Telephone
Number) |
Have
all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such
shorter period that the registrant was required to file such
report(s) been filed? If answer is no, identify
report(s).
[X]
Yes [ ] No
Is it
anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof?
[ ]
Yes [X] No
If
so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the
reasons why a reasonable estimate of the results cannot be
made.
RespireRx
Pharmaceuticals Inc. has caused this notification to be signed on
its behalf by the undersigned hereunto duly authorized.
Date:
November 16, 2020 |
RespireRx
Pharmaceuticals Inc. |
|
|
|
|
By: |
/s/
Jeff E. Margolis |
|
|
Jeff
E. Margolis |
|
|
Senior
Vice President, Chief Financial Officer,
Treasurer
and Secretary
|