Current Report Filing (8-k)
December 15 2022 - 4:14PM
Edgar (US Regulatory)
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2022-12-15
2022-12-15
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December
15, 2022
NioCorp
Developments Ltd.
(Exact
name of registrant as specified in its charter)
British
Columbia, Canada
(State or other jurisdiction
of incorporation) |
000-55710
(Commission File Number) |
98-1262185
(IRS Employer
Identification No.) |
7000
South Yosemite Street, Suite 115
Centennial, Colorado 80112
(Address of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (720) 639-4647
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
NioCorp Developments Ltd. (the “Company”)
held its 2022 Annual Meeting of Shareholders (the “Annual Meeting”) on December 15, 2022. As of the record date for the Annual
Meeting, there were 279,393,227 common shares, no par value, of the Company (“Common Shares”) issued and outstanding and entitled
to vote, of which 92,360,941 Common Shares were present by proxy or in person at the Annual Meeting. The final results for each of the
matters submitted to a vote of shareholders at the Annual Meeting are as follows:
Proposal One – To Set the Number of Directors for the Ensuing
Year at Seven.
Votes For: |
53,603,656 |
Votes Against: |
1,507,729 |
Abstentions: |
0 |
Broker non-votes: |
37,249,556 |
Proposal Two – Election of Directors.
Nominee |
Votes FOR |
Votes WITHHELD |
Broker Non-Votes |
Mark A. Smith |
53,635,875 |
1,475,510 |
37,249,556 |
Michael J. Morris |
53,770,413 |
1,340,972 |
37,249,556 |
David C. Beling |
51,810,571 |
3,300,814 |
37,249,556 |
Anna Castner-Wightman |
51,727,409 |
3,383,977 |
37,249,556 |
Nilsa Guerrero-Mahon |
53,879,306 |
1,232,079 |
37,249,556 |
Fernanda Reda Fenga Viana Klamas |
53,776,778 |
1,334,607 |
37,249,556 |
Peter Oliver |
54,035,162 |
1,076,224 |
37,249,556 |
Proposal Three
– Appointment of BDO USA, LLP as Auditors of the Company for the Ensuing Year and Authorizing the Directors to Fix Their Remuneration.
Votes For: |
90,796,295 |
Votes Withheld: |
1,564,646 |
Broker non-votes: |
0 |
Proposal Four
– Approval, on a nonbinding, advisory basis, of the compensation of the Company’s named executive officers.
Votes For: |
51,547,037 |
Votes Against: |
2,781,885 |
Votes Withheld: |
782,463 |
Broker non-votes: |
37,249,556 |
Proposal Five
– Approval, on a nonbinding, advisory basis, of the frequency of future shareholder advisory votes to approve the compensation
of the Company’s named executive officers.
Votes for Every Year: |
52,888,441 |
Votes for Every Two Years: |
394,544 |
Votes for Every Three Years: |
1,005,754 |
Votes Withheld: |
535,523 |
Broker non-votes: |
37,536,679 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
NIOCORP DEVELOPMENTS LTD. |
|
|
|
DATE: December 15, 2022 |
By: |
/s/ Neal S. Shah |
|
|
Neal S. Shah
Chief Financial Officer |
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