Post-effective Amendment to an S-8 Filing (s-8 Pos)
September 02 2022 - 6:08AM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on September 2, 2022
Registration No. 333-215253
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE
AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES
ACT OF 1933
NIOCORP DEVELOPMENTS LTD.
(Exact name of registrant
as specified in its charter)
British Columbia, Canada |
98-1262185 |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
7000 South Yosemite Street, Suite 115
Centennial, Colorado |
80112 |
(Address of Principal Executive Offices) |
(Zip Code) |
NIOCORP DEVELOPMENTS LTD. 2016 INCENTIVE STOCK OPTION
PLAN
(Full title of the plan)
CT Corporation
111 Eighth Avenue
13th Floor
New York, New York 10011
(800) 624-0909
(Name, address, including
zip code, and telephone number, including area code, of agent for service)
Copies to:
Christopher M. Kelly, Esq.
Andrew C. Thomas, Esq.
Jones Day
North Point
901 Lakeside Avenue
Cleveland, Ohio 44114
(216) 586-3939
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions
of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging
growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
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Accelerated filer |
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Non-accelerated filer |
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Smaller reporting company |
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Emerging growth company |
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If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 7(a)(2)(B) of the Securities Act. ¨
EXPLANATORY NOTE
On December 22, 2016, NioCorp Developments Ltd.,
a British Columbia corporation (the “Company”), filed a registration statement on Form S-8, Registration No. 333-215253 (as
amended from time to time, the “Registration Statement”) with the Securities and Exchange Commission. The Registration Statement
registered for issuance by the Company up to an aggregate of 18,459,812 common shares, without par value, of the Company (“Common
Shares”), comprising (i) 12,175,000 Common Shares available for issuance by the Company pursuant to options granted and outstanding
under the NioCorp Developments Ltd. 2016 Incentive Stock Option Plan (the “Plan”) as of December 19, 2016 and (ii) 6,284,812
Common Shares available for issuance by the Company pursuant to options available for grant under the Plan.
Since the approval by the Company’s shareholders
of the Company’s long-term incentive plan in 2017, no further options are available for grant under the Plan and, as of March 2022,
there are no longer any options granted and outstanding under the Plan. Accordingly, there are no longer any Common Shares issuable under
the Plan. In accordance with an undertaking made by the Company in the Registration Statement to remove by means of a post-effective amendment
any securities that remain unsold at the termination of the offering, this Post-Effective Amendment No. 1 is being filed to terminate
the effectiveness of the Registration Statement and to remove from registration all securities registered but not sold under the Registration
Statement. As a result of this deregistration, no securities remain registered for issuance pursuant to the Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form
S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Centennial, State of Colorado, on September 2, 2022.
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NIOCORP DEVELOPMENTS LTD. |
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By: |
/s/ Neal Shah |
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Name: |
Neal Shah |
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Title: |
Chief Financial Officer |
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Pursuant to the requirements of the Securities
Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 has been signed by the following persons in
the capacities and on the dates indicated.
Signature |
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Title |
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President, Chief Executive Officer (Principal |
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September 2, 2022 |
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Mark A. Smith |
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Executive Officer and Authorized U.S. Representative) |
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and Executive Chairman of the Board of Directors |
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/s/ Neal Shah |
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Chief Financial Officer (Principal Financial and |
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September 2, 2022 |
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Neal Shah |
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Accounting Officer) |
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Director |
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September 2, 2022 |
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Michael Morris |
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Director |
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September 2, 2022 |
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David C. Beling |
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Director |
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September 2, 2022 |
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Anna Castner Wightman |
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/s/ Nilsa Guerrero-Mahon |
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Director |
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September 2, 2022 |
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Nilsa Guerrero-Mahon |
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/s/ Fernanda Fenga |
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Director |
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September 2, 2022 |
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Fernanda Fenga
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/s/ Peter Oliver |
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Director |
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September 2, 2022 |
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Peter Oliver |
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The undersigned, by signing his name hereto, does sign and execute this Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 pursuant to the Powers of Attorney executed by the above-named directors and officers of the registrant, which were filed on behalf of such directors and officers with the Registration Statement on Form S-8. |
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By: |
/s/ Neal Shah |
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September 2, 2022 |
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Neal Shah |
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Attorney-in-Fact |
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