Post-effective Amendment to an S-8 Filing (s-8 Pos)
September 02 2022 - 06:08AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on September
2, 2022
Registration No. 333-215253
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF
1933
NIOCORP DEVELOPMENTS LTD.
(Exact name of registrant as
specified in its charter)
British Columbia, Canada |
98-1262185 |
(State or other jurisdiction of incorporation or
organization) |
(I.R.S. Employer Identification No.) |
7000 South Yosemite Street, Suite 115
Centennial, Colorado
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80112
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(Address of Principal Executive
Offices) |
(Zip Code) |
NIOCORP DEVELOPMENTS LTD. 2016 INCENTIVE STOCK OPTION
PLAN
(Full title of the plan)
CT Corporation
111 Eighth Avenue
13th Floor
New York, New York 10011
(800) 624-0909
(Name, address, including zip
code, and telephone number, including area code, of agent for
service)
Copies to:
Christopher M. Kelly, Esq.
Andrew C. Thomas, Esq.
Jones Day
North Point
901 Lakeside Avenue
Cleveland, Ohio 44114
(216) 586-3939
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a
smaller reporting company, or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule
12b-2 of the Exchange Act.
Large accelerated filer |
¨ |
Accelerated filer |
¨ |
Non-accelerated filer |
ý |
Smaller
reporting company |
ý |
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Emerging
growth company |
¨ |
If
an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act. ¨
EXPLANATORY NOTE
On December 22, 2016, NioCorp Developments Ltd., a British Columbia
corporation (the “Company”), filed a registration statement on Form
S-8, Registration No. 333-215253 (as amended from time to time, the
“Registration Statement”) with the Securities and Exchange
Commission. The Registration Statement registered for issuance by
the Company up to an aggregate of 18,459,812 common shares, without
par value, of the Company (“Common Shares”), comprising (i)
12,175,000 Common Shares available for issuance by the Company
pursuant to options granted and outstanding under the NioCorp
Developments Ltd. 2016 Incentive Stock Option Plan (the “Plan”) as
of December 19, 2016 and (ii) 6,284,812 Common Shares available for
issuance by the Company pursuant to options available for grant
under the Plan.
Since the approval by the Company’s shareholders of the Company’s
long-term incentive plan in 2017, no further options are available
for grant under the Plan and, as of March 2022, there are no longer
any options granted and outstanding under the Plan. Accordingly,
there are no longer any Common Shares issuable under the Plan. In
accordance with an undertaking made by the Company in the
Registration Statement to remove by means of a post-effective
amendment any securities that remain unsold at the termination of
the offering, this Post-Effective Amendment No. 1 is being filed to
terminate the effectiveness of the Registration Statement and to
remove from registration all securities registered but not sold
under the Registration Statement. As a result of this
deregistration, no securities remain registered for issuance
pursuant to the Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that
it meets all of the requirements for filing on Form S-8 and has
duly caused this Post-Effective Amendment No. 1 to the Registration
Statement on Form S-8 to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Centennial,
State of Colorado, on September 2, 2022.
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NIOCORP DEVELOPMENTS LTD. |
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By: |
/s/ Neal
Shah |
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Name: |
Neal Shah |
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Title: |
Chief Financial Officer |
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Pursuant to the requirements of the Securities Act of 1933, this
Post-Effective Amendment No. 1 to the Registration Statement on
Form S-8 has been signed by the following persons in the capacities
and on the dates indicated.
Signature |
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Title |
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*
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President, Chief
Executive Officer (Principal |
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September 2, 2022 |
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Mark A. Smith |
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Executive Officer and
Authorized U.S. Representative) |
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and Executive Chairman
of the Board of Directors |
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/s/ Neal Shah
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Chief Financial
Officer (Principal Financial and |
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September 2, 2022 |
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Neal Shah |
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Accounting
Officer) |
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* |
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Director |
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September 2, 2022 |
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Michael Morris |
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*
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Director |
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September 2, 2022 |
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David C. Beling |
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*
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Director |
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September 2, 2022 |
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Anna Castner Wightman |
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/s/ Nilsa Guerrero-Mahon
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Director |
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September 2, 2022 |
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Nilsa Guerrero-Mahon |
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/s/ Fernanda Fenga
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Director |
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September 2, 2022 |
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Fernanda Fenga
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/s/ Peter Oliver
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Director |
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September 2, 2022 |
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Peter
Oliver |
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* |
The undersigned, by signing his name hereto, does
sign and execute this Post-Effective Amendment No. 1 to the
Registration Statement on Form S-8 pursuant to the Powers of
Attorney executed by the above-named directors and officers of the
registrant, which were filed on behalf of such directors and
officers with the Registration Statement on Form S-8. |
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By: |
/s/ Neal Shah
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September 2,
2022 |
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Neal Shah |
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Attorney-in-Fact |
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