Network 1 Financial Group, Inc. (PN)
Ticker Symbol: USOTC:NTFL
OTC Market Tier: Pink No Information
CIK Number: 0001057695
Security Type: Common Stock
NTFL Address: 2 Bridge Ave
Suite 241
Red Bank, New Jersey 07701
NTFL Country: USA
NTFL Phone: 732-758-9001
NTFL Fax #: N/A
Description: Through our wholly owned subsidiary, Network 1 Financial Securities Inc., we are in the business of providing Investment Banking and Broker-dealer services. Network 1 Financial Securities, Inc., established 1983, is registered as a broker-dealer with the SEC, 40 states and Puerto Rico. We are an introducing broker-dealer and registered FINRA market maker that clears all transactions with and for customers on a fully disclosed basis with our clearing broker, Legent Clearing. We are a member of the Financial Industry Regulatory Authority ("FINRA"), the Securities Investor Protection Corporation ("SIPC") and NASDAQ. Our customer base is made up primarily of individual investors. We generate income from transactional business, mutual fund sales, business consulting fees, finder's fees, annuity sales, register representative investment advisor fees, fees for providing investment banking services, placement agent fees for capital raises, bond transactions, and underwriting fees and concessions. We offer Investment Banking services to microcap public companies which we believe are significantly underserved by the investment community. These companies may have little or no analysts following their growth and may be shut out of the capital markets due to their size and current market cap. Our Investment Banking Services Include: Fairness Opinions, Private Placements, IPOs and Securities Offerings, Financial Consulting, Mergers and Acquisition, Bank and Debt Financing, and Business Planning and Development. Network 1 Financial Securities, Inc. is dedicated to helping public companies take advantage of the rapidly changing equity markets. We are not just a "transaction oriented" investment banking firm. We are committed to the long term prospect and growth of our clients. We realize that once we are engaged by a company, its financial concerns and well - being become our concerns. We pride ourselves in understanding the clients' long term goals and ambitions and help them achieve success. Working with our clients to unlock shareholder value is our main objective.
SIC Code / Description: 6211 / Security brokers and dealers
Shares Authorized: 100,000,000
Shares Outstanding: 67,940,487
Shares Outstanding Date: 10/17/2019
Shares Holder Count: 130
Shares Holder Date: 04/18/2013
Market Capitalization: $ 402,207.68
Key Executives: Vincent LaBarbara - Dir.
Richard Hunt - Chairman
Damon Testaverde - Dir.
William Hunt, JR - Dir.
Keith Testaverde - Vice President
Adam Pasholk - Other
Number of Employees: 70
Incorporation State: DE
Incorporation Country: USA
Incorporation Year: 1983
Auditor: Liggett & Webb, P.A.
Auditor Address: 432 Park Avenue South, 10 Floor
New York, NY 10016
United States
Auditor Website:
IR Firm: N/A
Legal Counsel: Gibbons P.C.
Legal Counsel Address: One Penn Plaza, 37th Floor
New York, NY 10119
Legal Counsel Website: N/A
Fiscal Year End: 6/30
Reporting Status: Alternative Reporting Standard
Bankrupt: No
Shell: No
Audit Status: No
ADR Ratio: N/A
Transfer Agent: Continental Stock Transfer & Trust Company
TA Address: 1 State Street Plaza
30th Floor
New York, NY 10004
Depository Website: N/A
SHO Flag: N/A
3210 Flag: N/A
Short Volume: 1,311
Short Date: 07/13/2018
Closing MMID: 8
BFCMmid: 6
Tier ID: 22
Status: Active

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