UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Mallinckrodt plc
(Name of Issuer)

 

Ordinary shares, par value $0.20 per share
(Title of Class of Securities)

 

G5785G107
(CUSIP Number)

 

The Buxton Helmsley Group, Inc.

1185 Avenue of the Americas, Floor 3

New York, N.Y. 10036-2600

Tel.: +1 (212) 561-5540

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 2, 2021
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ].

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. G5785G107 SCHEDULE 13D Page 2 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Buxton Helmsley Holdings, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,315,234
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,315,234
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,315,234
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%1
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

1 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 3 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Buxton Helmsley Group, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,315,234
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,315,234
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,315,234
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%2
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

2 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 4 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Parker
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
AF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,315,234
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,315,234
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,315,234
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%3
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

3 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 5 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vladislav Dikii
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
220,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
220,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
220,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%4
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

4 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 6 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vladimir Kovalenko
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
370,183
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
370,183
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
370,183
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4%5
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

5 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 7 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kharkov Aleksandr Sergeevich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
255,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
255,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
255,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%6
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

6 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 9 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Elena Tsygankova
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
228,000
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
228,000
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
228,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%8
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

8 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 10 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas Gitter
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
235,250
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
235,250
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
235,250
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%9
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

9 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 11 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Daniliuk Kirill Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
193,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
193,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
193,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%10
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

10 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 12 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roman Dontsov Valentinovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
135,212
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
135,212
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
135,212
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%11
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

11 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 14 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexey Isaev
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
121,347
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
121,347
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,347
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%13
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

13 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 15 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alexander Koch
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
120,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
120,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%14
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

14 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 16 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James Jonathan Josey
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
111,400
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
111,400
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
111,400
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%15
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

15 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 17 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Pradeep Vasudeva Kadambi
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Florida
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
101,900
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
101,900
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
101,900
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%16
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

16 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.



CUSIP No. G5785G107 SCHEDULE 13D Page 18 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Edgard Gafurov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
96,512
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
96,512
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
96,512
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%17
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

17 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 19 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Kimberly Tully
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
95,060
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
95,060
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
95,060
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%18
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

18 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 20 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Joan I. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
93,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
93,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
93,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%19
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

19 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 21 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
James Paul Carey
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Ohio
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
90,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
90,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%20
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

20 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 22 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Janice J. O'Connor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
84,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
84,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%21
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

21 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 23 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew Gruber
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Massachussets
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
60,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
60,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
60,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%22
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

22 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 24 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Yushenkova Olga Petrovna
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
77,699
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
77,699
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
77,699
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%23
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

23 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 25 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Vanik Petrosian
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
74,300
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
74,300
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
74,300
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%24
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

24 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 26 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Richard Barry
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
72,285
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
72,285
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,285
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%25
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

25 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 27 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Zavolozhin Sergey Vladimirovich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
67,413
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
67,413
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
67,413
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%26
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

26 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 28 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chris Tichenor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Kentucky
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
54,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
54,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
54,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%27
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

27 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 29 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victor Pardo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
52,080
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
52,080
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,080
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%28
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

28 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 30 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alex Peter Wounlund
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Denmark
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
47,018
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
47,018
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,018
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%29
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

29 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 31 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Petr Hoferek
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nebraska
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
45,100
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
45,100
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,100
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%30
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

30 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 32 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John V. Barry Revocable Trust (Dtd. 12/13/13)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Missouri
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
44,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
44,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%31
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

31 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 33 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Nepiyvoda Kirill Nikolaevich
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
40,000
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
40,000
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%32
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

32 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 34 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Mary Dunne
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
39,347
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
39,347
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,347
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%33
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

33 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 36 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Lisrael Larrondo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Spain
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
23,634
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
23,634
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,634
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%35
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

35 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 37 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David Lamb
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Oregon
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
17,632
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
17,632
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,632
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%36
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

36 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.





CUSIP No. G5785G107 SCHEDULE 13D Page 38 of 35 Pages

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Valerii Mansurov
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  [X]

(b)  [   ]

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
PF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
                                                                  [   ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Russia
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7 SOLE VOTING POWER
180,375
8 SHARED VOTING POWER
0
9 SOLE DISPOSITIVE POWER
180,375
10 SHARED DISPOSITIVE POWER
0
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
180,375
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
[   ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%37
14 TYPE OF REPORTING PERSON (See Instructions)
HC, CO
       

__________________

37 Based upon 84,627,154 shares of Ordinary shares, par value $0.20 per share ("Shares"), of Mallinckrodt plc. (the "Issuer") outstanding as of March 26, 2021, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 4, 2021.




This Amendment No. 2 to Schedule 13D ("Amendment No. 2") amends and supplements the Schedule 13D originally filed with the Securities and Exchange Commission by the Reporting Persons on March 5, 2021 (the "Schedule 13D") relating to the Ordinary shares, par value $0.20 per share (the "Shares"), of Mallinckrodt plc (the "Issuer"). Except as specifically provided herein, this Amendment No. 2 does not modify any of the information previously reported on the Schedule 13D. Capitalized terms used but not otherwise defined in this Amendment No. 2 shall have the meanings ascribed to them in the Schedule 13D.

 

Item 1. Security and Issuer

Item 1 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

This Schedule 13D is being filed with respect to common shares issued by Mallinckrodt plc, whose principal executive offices are at College Business & Technology Park, Cruiserath, Blanchardstown, Dublin 15, Ireland.

 

Item 2. Identity and Background

 

Item 2 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

  (a)

This Schedule 13D is being filed jointly pursuant to that certain Joint Filing Agreement filed herewith as Exhibit 99.1 by:

        Buxton Helmsley Holdings, Inc. ("Holdings")

        The Buxton Helmsley Group, Inc. ("Buxton")

        Alexander Parker ("Parker") and

        The individual persons and entities listed below (collectively, the "Individual Members"):

o   Vladislav Dikii

o   Vladimir Kovalenko

o   Kharkov Aleksandr Sergeevich

o   Elena Tsygankova

o   Thomas Gitter

o   Daniliuk Kirill Vladimirovich

o   Roman Dontsov Valentinovich

o   Alexey Isaev

o   Alexander Koch

o   James Jonathan Josey

o   Pradeep Vasudeva Kadambi

o   Edgard Gafurov

o   Kimberly Tully

o   Joan I. Barry Revocable Trust (Dtd. 12/13/13)

o   James Paul Carey

o   Janice J. O'Connor

o   Andrew Gruber

o   Yushenkova Olga Petrovna

o   Vanik Petrosian

o   Richard Barry

o   Zavolozhin Sergey Vladimirovich

o   Chris Tichenor

o   Victor Pardo

o   Alex Peter Wounlund

o   Petr Hoferek

o   John V. Barry Revocable Trust (Dtd. 12/13/13)

o   Nepiyvoda Kirill Nikolaevich

o   Mary Dunne

o   Lisrael Larrondo

o   David Lamb

o   Valerii Mansurov

 

 


   

Together with Holdings, Buxton, and Parker, the Individual Members comprise a group within the meaning of Section 13(d)(3) of the Act.

     
  (b) The business address of Holdings, Buxton, and Parker is 1185 Avenue of the Americas, Floor 3, New York, N.Y.  10036-2600. Information regarding the Individual Members is set forth on Schedule A.
     
  (c) Buxton is the wholly-owned subsidiary of Holdings, a parent holding company. Buxton is a private asset management and financial services firm and a registered investment advisor. Buxton holds the Shares reported in this Schedule 13D in the accounts of Buxton's discretionary clients. Parker is the sole control person of both Buxton and Holdings.  Parker holds the title of Director at Holdings and Senior Managing Director at Buxton. There are no other directors, officers, or control persons at Holdings or Buxton. Information regarding the Individual Members is set forth on Schedule A.
 
     
  (d) During the last five years, neither Holdings, Buxton, Parker, nor any of the Individual Members have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
     
  (e) During the last five years, neither Holdings, nor the Individual Members, have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and became subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Buxton and Parker were involved in an adversary proceeding filed against them by the Issuer (Mallinckrodt Plc. v. The Buxton Helmsley Group, Inc. and Alexander E. Parker, Adv Proc. No. 21-505242), as part of the Issuer's Chapter 11 proceedings (Mallinckrodt plc, et al., Case No. 20-12522), for which an injunction (the "Injunction") was issued by the United States Bankruptcy Court for the District of Delaware (the "Court"), enjoining certain activities of Buxton, Parker, and any other shareholders/members deemed by the Issuer to be "acting in concert" with Buxton and Parker (Injunction, § 6). Those enjoined activities include, for example, the calling of an extraordinary general meeting of the Issuer's shareholders/members, nomination of directors or officers as part of any general meeting of the shareholders/members, casting votes in any general meeting of the shareholders/members to "remove" or "replace" directors of the Issuer (the Injunction, § 1(e), "any action seeking to remove, replace ... any directors or officers of any Debtor"), submission of shareholder proposals to be "acted upon" by shareholders/members as part of a general meeting (the Injunction, § 1(c), "any steps to ... propose any matters to be acted upon by Mallinckrodt shareholders"), solicitation of proxies, any litigation against the Issuer or its officers and/or directors, among other restrictions of activities covered by that Injunction, requested by the Issuer and ordered by the Court.
     
  (f) Holdings and Buxton are Michigan corporations. Parker is a citizen of the United States of America. The citizenship of each Individual Member is set forth on Schedule A.

 

Item 3. Source and Amount of Funds or Other Considerations

Item 3 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

Funds for the purchase of the Shares reported herein were derived from available working capital of Buxton. Buxton purchased 510,936 Shares of the Issuer in open market purchases between January 12, 2021 and March 1, 2021 for a total of $162,503.38. Buxton also purchased an additional 52,628 Shares of the Issuer in open market purchases during the sixty (60) days preceding this amendment, for a total of $16,567.81. Buxton made other purchases of the Shares previously, also via available working capital.

The Reporting Persons collectively may be deemed to be the beneficial owner of, in the aggregate, 4,759,981 Shares. For the Individual Members, other than Elena Tsygankova, the Joan I. Barry Revocable Trust (Dtd. 12/13/13), and the John V. Barry Revocable Trust (Dtd. 12/13/13), whose funding for the Shares was derived from available working capital, the source of funding for the Shares was personal funds of the respective Individual Member.


 

Item 4. Purpose of Transaction

 

Item 4 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

The Reporting Persons reserve the right, consistent with applicable law, to (i) acquire additional Shares and/or other equity, debt, notes, instruments or other securities (collectively, "Securities") of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; and (iii) engage in any hedging or similar transactions with respect to the Securities. The Reporting Persons may engage in discussions with management or the Board of Directors of the Issuer concerning the business, operations, management, and future plans of the Issuer. Depending on various factors, including the Reporting Persons' financial position and investment strategy, the price of the Shares, conditions in the securities markets, and general economic and industry conditions, the Reporting Persons may in the future take such actions they deem appropriate and lawful.

 

On August 3, 2021, the Reporting Persons sent a letter via email (the "August 3, 2021, Letter") to the Issuer. The August 3, 2021, Letter is filed herewith as Exhibit 99.2 to the Amendment No. 2.

 

On July 7, 2021, the Reporting Persons sent a letter via email (the "July 7, 2021, Letter") to the Issuer. The July 7, 2021, Letter is filed herewith as Exhibit 99.3 to the Amendment No. 2.

 

On June 1, 2021, the Reporting Persons sent a letter via email (the "June 1, 2021, Letter") to the Issuer. The June 1, 2021, Letter is filed herewith as Exhibit 99.4 to the Amendment No. 2.

 

On May 20, 2021, the Reporting Persons sent a letter via email (the "May 20, 2021, Letter") to the Issuer. The May 20, 2021, Letter is filed herewith as Exhibit 99.5 to the Amendment No. 2.

 

On March 10, 2021, the Reporting Persons sent a letter via email (the "March 10, 2021, Letter") to the Issuer. The March 10, 2021, Letter is filed herewith as Exhibit 99.6 to the Amendment No. 2.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

(a) As of the time of this filing, Holdings, Buxton, and Parker own 1,315,234 Shares of the Issuer, or a 1.6% ownership interest of the Issuer's Shares. Information regarding the Individual Members is set forth on Schedule B. Collectively, Holdings, Buxton, Parker, and the Individual Members own 4,759,981 Shares or a 5.6% ownership interest of the Issuer's Shares.
   
(b)

Number of Shares as to which such person has:

 

(i) Sole Voting Power:

Each of Holdings, Buxton, and Parker has the sole power to vote or direct the vote over 0 Shares.

 

(ii) Shared Voting Power:

Holdings has the shared power to vote or direct the vote over 1,315,234 Shares.

Buxton has the shared power to vote or direct the vote over 1,315,234 Shares.

Parker has the shared power to vote or direct the vote over 1,315,234 Shares.

 

(iii) Sole Dispositive Power:

Each of Holdings, Buxton, and Parker has the sole power to dispose or direct the disposition of 0 Shares.

 

(iv) Shared Dispositive Power:

Holdings has the shared power to dispose or to direct the direct the disposition of 1,315,234 Shares.

Buxton has the shared power to dispose or to direct the direct the disposition of 1,315,234 Shares.

Parker has the shared power to dispose or to direct the direct the disposition of 1,315,234 Shares.

 

Information regarding the voting and dispositive power of the Individual Members is set forth on Schedule B.

 

 



(c)

The following table sets forth all transactions with respect to the Shares effected during the past sixty (60) days by any of the Reporting Persons, inclusive of any transactions effected through 4:00 p.m., New York City time, on August 1, 2021.  Except as otherwise noted below, all such transactions were purchases of Shares effected in the open market, and the table includes commissions paid in per share prices.

 

 

Reporting Person Date Shares Price of Security
Buxton 2021-07-09 6820 0.3398
Buxton 2021-07-09 300 0.3398
Buxton 2021-07-07 -1,280 0.3599
Buxton 2021-07-06 2500 0.35
Buxton 2021-07-06 3436 0.35
Buxton 2021-07-06 5616 0.355
Buxton 2021-07-06 5177 0.36
Buxton 2021-07-06 930 0.3172
Buxton 2021-07-06 3191 0.35
Buxton 2021-07-06 30 0.3488
Buxton 2021-07-06 762 0.3491
Buxton 2021-07-06 436 0.3491
Buxton 2021-07-06 4433 0.3545
Buxton 2021-07-06 76 0.3161
Buxton 2021-06-28 -12,123 0.431
Buxton 2021-06-28 -2,500 0.4301
Buxton 2021-06-28 -5,377 0.43
Buxton 2021-06-25 2026 0.4405
Buxton 2021-06-24 16 0.5199
Buxton 2021-06-23 2500 0.4355
Buxton 2021-06-23 1359 0.439
Buxton 2021-06-22 4,900 0.45595102
Buxton 2021-06-22 10,000 0.41
Buxton 2021-06-17 5,000 0.4001
Buxton 2021-06-16 -31,000 0.38
Buxton 2021-06-14 1590 0.32
Buxton 2021-06-14 44410 0.324
Buxton 2021-06-14 400 0.33
Buxton 2021-06-14 -1,000 0.32

 

 

   
(d) N/A.
   
(e) N/A.

 

Item 7. Material to Be Filed as Exhibits

 

Item 7 of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

  1. Joint Filing Agreement
     
  2. Letter - August 2, 2021
     
  3. Letter - July 7, 2021
     
  4. Letter - June 1, 2021
     
  5. Letter - May 20, 2021
     
  6. Letter - March 10, 2021


 

 

Schedule A

 

Schedule A of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

 

 

Name Principal Business Address or Residence Principal Occupation or Employment/ Principal Business Citizenship
Vladislav Dikii Moscow, p. Pervomayskoe, Block 328, Bld. 96, bldg. 9

Investor (Self-Employed)

Russia
Vladimir Kovalenko 246700 Pskov Pushkina street 611/1 Russia

Investor (Self-Employed)

Russia
Kharkov Aleksandr Sergeevich 630550, OBL NOVOSIBIRSKAIA, R-N NOVOSIBIRSKII, S pazdolnoe, PER ZELENYI, DOM 28

Investor (Self-Employed)

Russia
Elena Tsygankova Moscow Rusakovskaya street 31

Financial Advisor

Russia
Thomas Gitter 17 Parklawn Place, Madison, WI 53705

Retired

USA
Daniliuk Kirill Vladimirovich 125315,G MOSKVA,PR-KT LENINGRADSKII,DOM 74/6,KV 76

Retired

Russia
Roman Dontsov Valentinovich 350005 Russia, Krasnodar, Alexandra Pokryshkina street 2 /2 apartment 416

Investor (Self-Employed)

Russia
Alexey Isaev Russian Federation. Moscow. Fryazevskaya street house 11.

Investor (Self-Employed)

Russia
Alexander Koch Jakob-Kaiser-Str. 14A, D-49088 Osnabrueck, Germany

Self-Employed

Germany
James Jonathan Josey 5319 Carolwood Drive, Jackson, MS 39211

Deputy CFO at The Molpus Woodlands Group, LLC

Principal Business: Timber Investment

Address:
858 North Street, Jackson, MS 39211

USA



Name Principal Business Address or Residence Principal Occupation or Employment/ Principal Business Citizenship
Pradeep Vasudeva Kadambi 2764 Tartus Dr., Jacksonville, FL 32246 USA

Doctor (Self-Employed)

USA
Edgard Gafurov Russia Novocheboksarsk Vostochnaya street, house 1, building 2, apartment 54

Investor (Self-Employed)

USA
Kimberly Tully 4 South Deer Place, Hainesport, NJ 08036

Self-Employed (Consultant)

USA
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO 64015

Retired

USA
James Paul Carey 881 Southerford Avenue, Dayton, OH 45429

Patent Lawyer at Mane, Inc.

Address: 2501 Henkle Drive, Lebanon, OH 45036

USA
Janice J. O'Connor 12808 S. Outer Belt Road, Lone Jack, MO 64070

Retired

USA
Andrew Gruber 215 Pleasant Street, Arlington MA 02476

Engineer at Qualcomm

Principal Business: Wireless Technology

Address: 5775 Morehouse Drive, San Diego CA 92121

USA
Yushenkova Olga Petrovna Russia, Ryazan,Moscovskoe shosse d.33/4 kv.435

Investor (Self-Employed)

Russia
Vanik Petrosian Ul Vodopoinaia, d 19, kv 178, 357748, g Kislovodsk, Stavropolskii krai

Retired

Russia
Richard Barry 4532 Saint James Drive, Plano TX 75024

IT Management at United Surgical Partners Incorporated

Principal Business: Ambulatory Surgery Services

Address: 5601 Warren Parkway Frisco Texas, 75034

USA
Zavolozhin Sergey Vladimirovich Russia, Novosibirsk region, R, P Koltsovo 28

Investor (Self-Employed)

Russia
Chris Tichenor 400 Redding Road, Lexington, KY 40517

Retired

USA
Victor Pardo 11 Threepence Drive, Melville, NY 11747

Audio Engineer at Self-Employed

Address: 1100 Haff Avenue, North Bellmore, NY 11710

USA
Alex Peter Wounlund Bredholtvej 8, 2650 Hvidovre, Denmark

Key Account Manager at GlobalConnect

Principal Business: Fiber Network

Address: Havneholmen 6, 2450 Copenhagen, Denmark

Denmark



Name Principal Business Address or Residence Principal Occupation or Employment/ Principal Business Citizenship
Petr Hoferek 9516 Park Drive, Unit 206, Omaha, NE 68127

Inventory Control at PAK Global LLC

Principal Business: Industrial Fabrics and Hardware

Address: 2528 South 156th Circle, Omaha, NE 68130

USA
John V. Barry Revocable Trust (Dtd. 12/13/13) 3313 S. Victoria Drive, Blue Springs, MO 64015

Retired

USA
Nepiyvoda Kirill Nikolaevich Russia, Kaluga, Duminichi, Molodezhnaya street 5a, 249300.

Self-Employed (Investor)

Russia
Mary Dunne 54 Hicks Street, Brooklyn, NY 11201

Retired

USA
Lisrael Larrondo Medinaceli, 6, 6. 28660. Boadilla del Monte. Madrid. Spain

Renewable Energy Technician at PEMOG

Principal Business: Energy

Address: Juan Carlos I. 31. 28660. Boadilla del Monte. Madrid. Spain.

Spain
David Lamb 13560 NW Springville Road, Portland, OR 97229

Digital Design Engineer at Skyworks Solutions, Inc.

Principal Business: Semiconductors

Address: 1600 NW Compton Drive, Suite 300, Hillsboro, OR 97006

USA
Valerii Mansurov Russia, Ufa city, Richard Zorge 64, 14

Construction Consultant

Address:
Russia, Ufa, Shota Rustaveli 9

Russia

 


 

Schedule B

 

Schedule B of Schedule 13D is hereby amended and restated in its entirety to read as follows:

 

 

Name Aggregate Number of Shares Owned Percentage of Class Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power
Vladislav Dikii 220,000 0.3% 220,000 220,000 220,000 220,000
Vladimir Kovalenko 370,183 0.4% 370,183 370,183 370,183 370,183
Kharkov Aleksandr Sergeevich 255,000 0.3% 255,000 255,000 255,000 255,000
Elena Tsygankova 228,000 0.3% 228,000 228,000 228,000 228,000
Thomas Gitter 235,250 0.3% 235,250 235,250 235,250 235,250
Daniliuk Kirill Vladimirovich 193,000 0.2% 193,000 193,000 193,000 193,000
Roman Dontsov Valentinovich 135,212 0.2% 135,212 135,212 135,212 135,212
Alexey Isaev 121,347 0.1% 121,347 121,347 121,347 121,347
Alexander Koch 120,000 0.1% 120,000 120,000 120,000 120,000
James Jonathan Josey 111,400 0.1% 111,400 111,400 111,400 111,400
Pradeep Vasudeva Kadambi 101,900 0.1% 101,900 101,900 101,900 101,900
Edgard Gafurov 96,512 0.1% 96,512 96,512 96,512 96,512
Kimberly Tully 95,060 0.1% 95,060 95,060 95,060 95,060
Joan I. Barry Revocable Trust (Dtd. 12/13/13) 93,000 0.1% 93,000 93,000 93,000 93,000
James Paul Carey 90,000 0.1% 90,000 90,000 90,000 90,000
Janice J. O'Connor 84,000 0.1% 84,000 84,000 84,000 84,000
Andrew Gruber 60,000 0.1% 60,000 60,000 60,000 60,000
Yushenkova Olga Petrovna 77,699 0.1% 77,699 77,699 77,699 77,699
Vanik Petrosian 74,300 0.1% 74,300 74,300 74,300 74,300
Richard Barry 72,285 0.1% 72,285 72,285 72,285 72,285
Zavolozhin Sergey Vladimirovich 67,413 0.1% 67,413 67,413 67,413 67,413
Chris Tichenor 54,000 0.1% 54,000 54,000 54,000 54,000
Victor Pardo 52,080 0.1% 52,080 52,080 52,080 52,080
Alex Peter Wounlund 47,018 0.1% 47,018 47,018 47,018 47,018
Petr Hoferek 45,100 0.1% 45,100 45,100 45,100 45,100
John V. Barry Revocable Trust (Dtd. 12/13/13) 44,000 0.1% 44,000 44,000 44,000 44,000
Nepiyvoda Kirill Nikolaevich 40,000 0.0% 40,000 40,000 40,000 40,000
Mary Dunne 39,347 0.0% 39,347 39,347 39,347 39,347
Lisrael Larrondo 23,634 0.0% 23,634 23,634 23,634 23,634
David Lamb 17,632 0.0% 17,632 17,632 17,632 17,632
Valerii Mansurov 180,375 0.2% 180,375 180,375 180,375 180,375


 

 

 

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

BUXTON HELMSLEY HOLDINGS, INC.    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
Title: Director    
     
     
     
THE BUXTON HELMSLEY GROUP, INC.    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
Title: Senior Managing Director    
     
     
     
ALEXANDER E. PARKER    
     
     
By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
       
     
     
VLADISLAV DIKII    
     
     
By: */s/ Vladislav Dikii   August 2, 2021
Name: Vladislav Dikii    
     
     
     
VLADIMIR KOVALENKO    
     
     
By: */s/ Vladimir Kovalenko   August 2, 2021
Name: Vladimir Kovalenko    
     
     
     
KHARKOV ALEKSANDR SERGEEVICH    
     
     
By: */s/ Kharkov Aleksandr Sergeevich   August 2, 2021
Name: Kharkov Aleksandr Sergeevich    
     
     
     



ELENA TSYGANKOVA         
     
     
By: */s/ Elena Tsygankova   August 2, 2021
Name: Elena Tsygankova    
     
     
     
THOMAS GITTER    
     
     
By: */s/ Thomas Gitter   August 2, 2021
Name: Thomas Gitter    
     
     
     
DANILIUK KIRILL VLADIMIROVICH    
     
     
By: */s/ Daniliuk Kirill Vladimirovich   August 2, 2021
Name: Daniliuk Kirill Vladimirovich    
     
     
     
ROMAN DONTSOV VALENTINOVICH    
     
     
By: */s/ Roman Dontsov Valentinovich   August 2, 2021
Name: Roman Dontsov Valentinovich    
     
     
     
ALEXEY ISAEV    
     
     
By: */s/ Alexey Isaev   August 2, 2021
Name: Alexey Isaev    
     
     
     
ALEXANDER KOCH    
     
     
By: */s/ Alexander Koch   August 2, 2021
Name: Alexander Koch    
     
     
JAMES JONATHAN JOSEY    
     
     
By: */s/ James Jonathan Josey   August 2, 2021
Name: James Jonathan Josey    
     


PRADEEP VASUDEVA KADAMBI    
     
     
By: */s/ Pradeep Vasudeva Kadambi   August 2, 2021
Name: Pradeep Vasudeva Kadambi    
     
     
     
EDGARD GAFUROV    
     
     
By: */s/ Edgard Gafurov   August 2, 2021
Name: Edgard Gafurov    
     
     
     
KIMBERLY TULLY    
     
     
By: */s/ Kimberly Tully   August 2, 2021
Name: Kimberly Tully    
     
     
     
JOAN I. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: */s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
JAMES PAUL CAREY    
     
     
By: */s/ James Paul Carey   August 2, 2021
Name: James Paul Carey    
     
     
     
JANICE J. O'CONNOR    
     
     
By: */s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
     
     
     
ANDREW GRUBER    
     
     
By: */s/ Andrew Gruber   August 2, 2021
Name: Andrew Gruber    
     
     

     
YUSHENKOVA OLGA PETROVNA    
     
     
By: */s/ Yushenkova Olga Petrovna   August 2, 2021
Name: Yushenkova Olga Petrovna    
     
     
     
VANIK PETROSIAN    
     
     
By: */s/ Vanik Petrosian   August 2, 2021
Name: Vanik Petrosian    
     
     
     
RICHARD BARRY    
     
     
By: */s/ Richard Barry   August 2, 2021
Name: Richard Barry    
     
     
     
ZAVOLOZHIN SERGEY VLADIMIROVICH    
     
     
By: */s/ Zavolozhin Sergey Vladimirovich   August 2, 2021
Name: Zavolozhin Sergey Vladimirovich    
     
     
     
CHRIS TICHENOR    
     
     
By: */s/ Chris Tichenor   August 2, 2021
Name: Chris Tichenor    
     
     
     
VICTOR PARDO    
     
     
By: */s/ Victor Pardo   August 2, 2021
Name: Victor Pardo    
     
     
     
ALEX PETER WOUNLUND    
     
     
By: */s/ Alex Peter Wounlund   August 2, 2021
Name: Alex Peter Wounlund    
     
     

     
PETR HOFEREK    
     
     
By: */s/ Petr Hoferek   August 2, 2021
Name: Petr Hoferek    
     
     
     
JOHN V. BARRY REVOCABLE TRUST (DTD. 12/13/13)    
     
     
By: */s/ Janice J. O'Connor   August 2, 2021
Name: Janice J. O'Connor    
Title: Co-Trustee    
     
     
     
NEPIYVODA KIRILL NIKOLAEVICH    
     
     
By: */s/ Nepiyvoda Kirill Nikolaevich   August 2, 2021
Name: Nepiyvoda Kirill Nikolaevich    
     
     
     
MARY DUNNE    
     
     
By: */s/ Mary Dunne   August 2, 2021
Name: Mary Dunne    
     
     
     
LISRAEL LARRONDO    
     
     
By: */s/ Lisrael Larrondo   August 2, 2021
Name: Lisrael Larrondo    
     
     
     
DAVID LAMB    
     
     
By: */s/ David Lamb   August 2, 2021
Name: David Lamb    
     
     
     
VALERII MANSUROV    
     
     
By: */s/ Valerii Mansurov   August 2, 2021
Name: Valerii Mansurov    
     
     
     

     
     
     
*By: /s/ Alexander E. Parker   August 2, 2021
Name: Alexander E. Parker    
Title: Attorney-in-Fact    

 

 


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