Current Report Filing (8-k)
November 09 2022 - 05:01PM
Edgar (US Regulatory)
0001838128 False 0001838128 2022-11-09
2022-11-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 9,
2022
_______________________________
Lowell Farms Inc.
(Exact name of registrant as specified in its charter)
_______________________________
British Columbia, Canada |
000-56254 |
N/A
|
(State or Other
Jurisdiction of Incorporation) |
(Commission File
Number) |
(I.R.S. Employer
Identification No.) |
19 Quail Run Circle – Suite B
Salinas, California 93907
(Address of Principal Executive Offices) (Zip Code)
(831) 998-8214
(Registrant's telephone number, including area code)
(Former name or former address, if changed since last report)
_______________________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
N/A |
N/A |
N/A |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02. Results of
Operations and Financial Condition.
On November 9, 2022, Lowell Farms Inc. (the “Company”) issued a
press release reporting its results for the third fiscal quarter
ended September 30, 2022. A copy of the press release is furnished
as Exhibit 99.1 to this report.
In accordance with General Instruction B.2 of Form 8-K, the
information in this Item 2.02 of this Current Report on Form 8-K,
including Exhibit 99.1 attached hereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934,
as amended, or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the
Securities Exchange Act of 1934, as amended, except as shall be
expressly set forth by specific reference in such a filing.
Item 9.01. Financial
Statements and Exhibits.
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
Lowell
Farms Inc. |
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|
|
|
|
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Date: November 9, 2022 |
By: |
/s/ Brian
Shure |
|
|
Brian Shure |
|
|
Chief Financial Officer |
|
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