Current Report Filing (8-k)
February 16 2021 - 07:32AM
Edgar (US Regulatory)
CB24 9BZ United Kingdom 00-0000000 266800
false 0001351288 0001351288 2021-02-16 2021-02-16
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 16,
2021
GW PHARMACEUTICALS PLC
(Exact name of registrant as specified in its charter)
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England and Wales |
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001-35892 |
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Not
Applicable |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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Sovereign House, Vision Park Chivers Way, Histon Cambridge,
CB24
9BZ United Kingdom
(Address of principal executive offices, including zip code)
+44 1223 266 800
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol
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Name of each exchange
on which registered
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American Depositary Shares, each
representing 12 Ordinary Shares, par value £0.001 per
share |
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GWPH |
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The Nasdaq Global Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 |
Results of Operations and Financial Condition.
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On February 16, 2021, GW Pharmaceuticals plc (the “Company”)
issued a press release announcing the Company’s financial and
operating results for the fourth quarter and year ended
December 31, 2020. A copy of the press release is furnished as
Exhibit 99.1 hereto and incorporated herein by reference.
The information in this Report, including the press release, is
furnished only, is not “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section, and is not incorporated
by reference into any filing under the Securities Act of 1933, as
amended, regardless of any general incorporation language in such a
filing, except as expressly set forth by specific reference in that
filing.
Item 9.01 |
Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned, hereunto duly
authorized.
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GW
PHARMACEUTICALS PLC |
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Date: February 16, 2021 |
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By: |
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/s/ Douglas B. Snyder
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Name: |
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Douglas B.
Snyder |
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Title: |
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Chief Legal
Officer |