Current Report Filing (8-k)
June 18 2020 - 09:01AM
Edgar (US Regulatory)
a
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington,
D.C. 20549 FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of
earliest event reported): June 18, 2020
GENEREX BIOTECHNOLOGY
CORPORATION
(Exact of registrant
as specified in its charter)
DELAWARE
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000-29169
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98-0178636
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State or other jurisdiction of incorporation
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Commission File Number
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IRS Employer Identification No.
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10102 USA Today
Way, Miramar, Florida 33025
(Address of principal executive offices) (Zip Code)
(416) 364-2551
(Registrant’s
telephone number, including area code)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new or revised financial accounting standards provided
pursuant to Section 13 (a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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N/A
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N/A
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N/A
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Item 8.01 Other Events.
On April 15, 2020, Generex Biotechnology Corporation
(“Generex”) received a letter of support from The Brooklyn Hospital Center, a clinical affiliate of The Mount
Sinai Hospital, regarding Generex’s efforts to develop Generex’s li-Key-SARS-CoV-2 peptide vaccine with the goal to
begin mass vaccination in the Fall of 2020. A copy of the letter of support is attached to this report as Exhibit 99.1 and is
incorporated by reference herein.
The Brooklyn Hospital Center (TBHC) is the oldest hospital
in Brooklyn and an independent community hospital. Since 1845, TBHC has provided outstanding health services, education and research
to the Brooklyn community. Its focus is ensuring optimal patient care through staff expertise and the use of advanced technology,
and innovative medical and surgical treatments. TBHC takes care of the community in its 464-bed hospital and via its network of
family health centers, medical practices and other ambulatory care sites, located both on the main campus and throughout Brooklyn’s
neighborhoods. TBHC is a clinical affiliate of The Mount Sinai Hospital and an academic affiliate of The Icahn School of Medicine
at Mount Sinai. TBHC is also a community leader, partnering with many other Brooklyn institutions. TBHC is the official healthcare
provider of the Brooklyn Academy of Music (BAM), America’s oldest performing arts center, and the official hometown hospital
of the Barclays Center, one of the world’s most popular sporting and entertainment arenas.
Forward-Looking Statements
Statements in this report may contain certain forward-looking statements.
All statements included concerning activities, events or developments that the Generex expects, believes or anticipates will or
may occur in the future are forward-looking statements. Actual results could differ materially from the results discussed in the
forward-looking statements. Forward-looking statements are based on current expectations and projections about future events and
involve known and unknown risks, uncertainties and other factors that may cause actual results and performance to be materially
different from any future results or performance expressed or implied by forward-looking statements. Known risks and uncertainties
also include those identified from time to time in the reports filed by Generex with the Securities and Exchange Commission, which
should be considered together with any forward-looking statement. No forward-looking statement is a guarantee of future results
or events, and one should avoid placing undue reliance on such statements. Generex undertakes no obligation to update publicly
any forward-looking statements, whether as a result of new information, future events or otherwise. Generex cannot be sure when
or if it will be permitted by regulatory agencies to undertake additional clinical trials or to commence any particular phase
of clinical trials. Because of this, statements regarding the expected timing of clinical trials or ultimate regulatory approval
cannot be regarded as actual predictions of when Generex will obtain regulatory approval for any “phase” of clinical
trials or when it will obtain ultimate regulatory approval by a particular regulatory agency. Generex claims the protection of
the safe harbor for forward-looking statements that is contained in the Private Securities Litigation Reform Act. Additional information
on these and other risks, uncertainties and factors is included in the Company’s Annual Report on Form 10-K, Quarterly Reports
on Form 10-Q, Current Reports on Form 8- K and other documents filed with the SEC.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
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Description
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99.1
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Letter of Support provided by The Brooklyn Hospital Center dated April 15, 2020
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April 15, 2020
U.S. Department of Health and Human Services
200 Independence Avenue SW
Washington, DC 20201
Office of the Assistant Secretary for Preparedness and
Response (ASPR) and Biomedical Advanced Research and Development Authority (BARDA):
It
is our understanding that Generex Biotechnology is working with the HHS, ASPR, BARDA, and other government agencies to develop
the li-Key-SARS-CoV-2 peptide vaccine with the goal to begin mass vaccination in the Fall of 2020. This will require the collection
of convalescent plasma for the screening and selection of peptides to be included in the final vaccine formulation. This formulation
will then be administered as part of an adaptive design protocol in a clinical trial to assess safety and immunogenicity. Concurrently,
a similar clinical trial will be conducted in a special population of healthcare workers. Subsequent special population trials
will be conducted in pediatric, geriatric, and immunocompromised populations.
On behalf of The
Brooklyn Hospital Center, please accept this letter as notice of our intent to support Generex Biotechnology and BARDA's efforts
to develop the li-Key-SARS-CoV-2/COVfD-19 vaccine. Although we cannot commit financial support or in-kind services, we are eager
to provide clinical and laboratory expertise. As resources permit we are willing to assume Principal Investigator roles, assist
in the collection of convalescent plasma, and serve as a research site for the immunogenicity, healthcare workers, and special
population clinical trials. We recognize the urgent need for vaccine development and are committed to partnering with Generex Biotechnology
and BARDA to make it a reality.
Sincerely,
Leonard B. Berkowitz, MD
Chief of Infectious Diseases
Department of Internal Medicine
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: June 18, 2020
GENEREX BIOTECHNOLOGY CORPORATION
/s/Joseph Moscato
By: Joseph Moscato, CEO, President
Generex Biotechnology (CE) (USOTC:GNBT)
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