Washington, D.C. 20549
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
*The remainder of this
cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information, which would alter the disclosures provided in a prior cover
page.
The information required
in the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities
and Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act out shall be subject
to all other provisions of the Act, (however, see the Notes).
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
YA II PN, Ltd.
|
|
|
(98-0615462)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Cayman Islands
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%*
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 additional shares underlying
warrants exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of
Generation Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
YA Global II SPV, LLC
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%*
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
YA Global Investments II (U.S.), LP
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
YAII GP, LP
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Yorkville Advisors GP, LLC
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Yorkville Advisors Global, LP
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Yorkville Advisors Global II, LLC
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Matthew Beckman
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: U.S.A.
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
D-Beta One EQ, Ltd.
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Cayman Islands
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
D-Beta One Blocker EQ, Ltd.
|
|
|
(98-1312787)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Cayman Islands
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
D-Beta One Growth and Opportunity Fund Offshore, LP
|
|
|
(98-1312519)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Cayman Islands
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99%
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions): PN
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Delta Beta Advisors, LLC
|
|
|
(81-3109521)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No.
6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
CUSIP No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Delta Beta Advisors, LP
|
|
|
(81-3014898)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No.
6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
PN
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Cusip
No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
D-Beta One GP, LLC
|
|
|
(81-3005935)
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No. 6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Cusip
No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
MDM Cultivation, LLC
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: Delaware
|
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No. 6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
OO
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Cusip
No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Mark Angelo
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: U.S.A.
|
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No. 6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
IN
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Cusip
No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
David Gonzalez
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: U.S.A.
|
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No. 6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
IN
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Cusip
No.
834230104
|
1.
|
Names of Reporting Persons.
|
|
|
I.R.S. Identification Nos. of above persons (entities only)
|
|
|
|
|
|
Michael Rosselli
|
|
|
|
|
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
|
|
(a)
x
|
|
|
(b)
¨
|
|
|
|
|
3.
|
SEC Use Only
|
|
|
|
|
4.
|
Citizenship or Place of Organization: U.S.A.
|
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power:
|
0
|
|
|
|
|
|
|
|
|
|
6.
|
Shared Voting Power:
|
4,740,305*
|
|
|
|
|
|
|
|
|
|
7.
|
Sole Dispositive Power:
|
0
|
|
|
|
|
|
|
|
|
|
8.
|
Shared Dispositive Power:
|
4,740,305*
|
|
|
|
|
|
9.
|
Aggregate Amount Beneficially Owned
|
|
|
by Each Reporting Person: 4,740,305*
|
|
|
|
|
10.
|
Check if the Aggregate Amount in Row (9)
¨
|
|
|
Excludes Certain Shares (See Instructions)
|
|
|
|
|
11.
|
Percentage of Class Represented by Amount
|
|
|
in Row (9): 9.99% (see Item No. 6 Below)
|
|
|
|
|
12.
|
Type of Reporting Person (See Instructions):
IN
|
*Calculations are based on 2,925,000 shares
of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares underlying warrants
exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner of 9.99% of Generation
Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
Item 1.
|
|
(a)
|
Name of Issuer:
Generation Alpha,
Inc.
|
|
|
(b)
|
Address of Issuer’s Principal Executive Offices:
|
853 Sandhill Ave
Carson, CA 90746
|
|
Item 2.
|
Identity and Background
.
|
|
|
(a)
|
Name of Person Filing
: YA II PN, Ltd.
|
|
|
(b)
|
Address of Principal Executive Office or, if none, Residence of Reporting Persons:
|
1012 Springfield Ave.
Mountainside, NJ 07092
|
|
(c)
|
Citizenship:
Cayman Islands
|
|
|
(d)
|
Title of Class of Securities:
Common Shares, par value $0.001 per share
|
|
|
(e)
|
CUSIP Number:
834230104
|
|
|
Item 3.
|
If the statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is:
|
|
(a)
|
¨
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
¨
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
¨
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
¨
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 of the Act (15 U.S.C. 78o);
|
|
(e)
|
¨
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
¨
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
¨
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
¨
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
¨
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
¨
|
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); or
|
|
(k)
|
x
|
Group, in accordance with 240.13d(b)(1)(ii)(K).
|
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
(a)
|
Amount beneficially owned: 4,740,305*
|
|
|
(b)
|
Percentage of Class: 9.99%
|
|
|
(c)
|
Number of shares as to which the person has:
|
|
|
(i)
|
Sole Power to vote or to direct the vote:
0
|
|
|
(ii)
|
Shared power to vote or to direct the vote: 4,740,305*
|
|
|
(iii)
|
Sole power to dispose or to direct the disposition:
0
|
|
|
(iv)
|
Shared power to dispose or to direct the disposition: 4,740,305*
|
*Calculations are based
on 2,925,000 shares of Common Stock beneficially owned directly by YA II PN, Ltd. and D-Beta One EQ, Ltd., plus 1,540,305 shares
underlying warrants exercisable into shares of Common Stock such that the reporting person is deemed to be the beneficial owner
of 9.99% of Generation Alpha’s outstanding Common Stock of 46,066,564 shares as of the date of this filing.
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class
:
|
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following [ ].
|
|
Item 6.
|
Ownership of more than five percent on Behalf of Another Person
.
|
The reporting persons directly
or indirectly own an aggregate of 4,740,305*, or 9.99%, shares of Common Stock of Generation Alpha, Inc. (“Generation Alpha”)
as of the date of this filing. YA II and the other reporting persons shared the power to vote and dispose any such Common Stock.
Direct
beneficial
ownership of such Common Stock by the reporting persons is as follows (and therefore
excludes
any Common Stock indirectly
held by such person or any securities, such as warrants, which may be exercised or converted into Common Stock of Generation Alpha):
|
|
·
|
YA II PN, Ltd. – 1,184,277
|
|
|
·
|
YA Global II SPV, LLC — 0
|
|
|
·
|
YA Global Investments II (U.S.), LP — 0
|
|
|
·
|
Yorkville Advisors Global, LP – 0
|
|
|
·
|
Yorkville Advisors Global II, LLC – 0
|
|
|
·
|
Yorkville Advisors GP, LLC — 0
|
|
|
·
|
D-Beta One EQ, Ltd. – 1,740,723 (these shares are titled in the name of YA II PN, Ltd., but
are beneficially owned by D-Beta One EQ, Ltd. through a participation agreement with YA II PN, Ltd.)
|
|
|
·
|
D-Beta One Blocker EQ, Ltd. – 0
|
|
|
·
|
D-Beta One Growth & Opportunity Fund Offshore, LP – 0
|
|
|
·
|
Delta Beta Advisors, LP – 0
|
|
|
·
|
Delta Beta Advisors, LLC – 0
|
In addition to the direct
beneficial ownership set forth above, each reporting person is also deemed to be the
indirect
beneficial owner of an additional
1,540,305 shares of Common Stock that may be acquired by each such reporting person within 60 days of the date of this filing.
Such Common Stock may be acquired by the reporting persons upon the exercise of Warrants, which are exercisable into Generation
Alpha’s Common Stock. The Warrants are subject to an ownership cap that limits the number of Common Stock that may be issued
upon exercise of the Warrants into 9.99% of Generation Alpha’s outstanding Common Stock. In calculating the number of shares
of Common Stock that may be subject to the ownership cap, the number of shares of Common Stock beneficially owned by the holder
of the Warrants and all of its affiliates are taken into consideration. Solely for purposes of this filing, all of the reporting
persons are deemed to be affiliated parties and therefore any shares of Common Stock beneficially owned by one reporting person
are deemed to be held by all other reporting persons.
YA II PN, Ltd. (“YA
II”) entered into a Standby Equity Distribution Agreement (the “SEDA”) with Generation Alpha dated as of April
16, 2018. Under the SEDA, Generation Alpha has the option to sell its common shares to YA II at a price and on the terms and subject
to the conditions set forth in the SEDA. Under the SEDA, Generation Alpha is prohibited from selling shares to YA II to the extent
that it would cause the aggregate number of shares beneficially owned by YA II and its affiliates to exceed 9.99% of the shares
of Generation Alpha.
YA II and D-Beta One EQ,
Ltd. (“D-Beta”) hold warrants to purchase 1,874,998 and 5,625,002 shares of Generation Alpha’s Common Stock,
respectively, at an exercise price of $1.50 per share. These warrants contain ownership caps prohibiting YA II and D-Beta from
exercising any of the warrants to the extent that after giving effect to such exercise, YA II, D-Beta and their affiliates would
beneficially own more than 9.99% of Generation Alpha’s Common Stock.
MDM Cultivation, LLC holds
warrants to purchase 2,250,000 shares of Generation Alpha’s Common Stock at an exercise price of $0.01 per share. These warrants
contain ownership caps prohibiting MDM Cultivation from exercising any of the warrants to the extent that after giving effect to
such exercise, MDM Cultivation and its affiliates would beneficially own more than 9.99% of Generation Alpha’s Common Stock.
The number of shares of
Common Stock beneficially owned, directly and indirectly, by each reporting person is calculated based on 46,066,564 shares of
Common Stock outstanding as of this filing, plus 1,540,305 shares underlying warrants exercisable into shares of Common Stock such
that the reporting person is deemed to be the beneficial owner of 9.99% of the outstanding Common Stock. As such, each reporting
person is deemed to beneficially own 4,740,305 shares of Common Stock.
Below is a description
of the relationship among the reporting persons:
YA II is beneficially owned
by YA Global Investments II (U.S.), LP (the “YA Feeder”). YA SPV is a wholly-owned subsidiary of YA II. Yorkville Advisors
Global, LP (the “YA Advisor”) is the investment manager to YA II. Yorkville Advisors Global II, LLC (the “YA
Advisor GP”) is the general partner to the YA Advisor. YAII GP, LP (the “YA GP”) is the general partner to the
YA Feeder. Yorkville Advisors GP, LLC (the “Yorkville GP”) is the general partner to the YA GP. Matthew Beckman makes
the investment decisions on behalf of YA II. Accordingly, each of YA II, YA SPV, YA Feeder, the YA Advisor, the YA Advisor GP,
the YA GP, the Yorkville GP and Matthew Beckman may be deemed affiliates and therefore may be deemed to beneficially own the same
number of shares of Common Stock.
D-Beta One EQ, Ltd. (“D-Beta”)
is beneficially owned by D-Beta One Blocker EQ, Ltd. (“Blocker”), which is beneficially owned by D-Beta One Growth
and Opportunity Fund Offshore, LP (the “Opportunity Fund”). Delta Beta Advisors, LP (“D-Beta Advisor”)
is the investment manager to D-Beta. Delta Beta Advisors, LLC (the “Delta Advisor GP”) is the general partner to the
D-Beta Advisor. D-Beta One GP, LLC (“D-Beta GP”) is the general partner to the Opportunity Fund. Mark Angelo makes
the investment decisions on behalf of D-Beta. Accordingly, each of D-Beta, the Blocker, the Opportunity Fund, the D-Beta Advisors,
the Delta Advisor GP, the D-Beta GP and Mark Angelo may be deemed affiliates and therefore may be deemed to beneficially own the
same number of shares of Common Stock.
MDM Cultivation, LLC is
beneficially owned by Mark Angelo, Matthew Beckman, David Gonzalez and Michael Rosselli.
For purposes of this filing,
each of the reporting persons is deemed an affiliate of each other reporting person. YA II and D-Beta may be deemed affiliates
through common ownership of the YA Advisor, the YA Advisor GP, the YA GP, the Yorkville GP, the D-Beta Advisor, the Delta Advisor
GP and the D-Beta GP, each of which may be deemed an affiliate of YA II, the YA Feeder, D-Beta, the Blocker and the Opportunity
Fund. YA II, D-Beta and MDM Cultivation may be deemed affiliates overlapping ownership.
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding
Company or Control Person.
|
Not Applicable
|
|
Item 8.
|
Identification and Classification of Member Group
|
See Item 6.
|
|
Item 9.
|
Notice of Dissolution of Group
|
Not Applicable
By signing below, I certify
that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as participant in any transaction having that purpose or effect.
Additional Information
:
Each Reporting Person disclaims
beneficial ownership of any securities beneficially owned by each other Reporting Person, and its report shall not be deemed to
be an admission that any Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any
other purpose.
SIGNATURE
After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement in true, complete and correct.
REPORTING PERSON
:
|
YA II PN, Ltd.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
YA GLOBAL II SPV, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
YA Global Investments II (U.S.), Ltd.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
Yorkville Advisors Global, LP
|
|
|
|
|
|
|
|
|
|
|
By: Yorkville Advisors Global, LLC
|
|
|
|
|
Its: General Partner
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
Yorkville Advisors Global II, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
YAII GP, LP
|
|
|
|
|
|
|
|
|
|
|
By: Yorkville Advisors GP, LLC
|
|
|
|
|
Its: General Partner
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
Yorkville Advisors GP, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
D-Beta One EQ, Ltd.
|
|
|
|
|
|
|
|
|
|
|
By: Delta Beta Advisors, LLC
|
|
|
|
|
Its: Investment Manager
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
D-Beta One Blocker EQ, Ltd.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
D-Beta One Growth and Opportunity Fund Offshore, LP
|
|
|
|
|
|
|
|
|
|
|
By: D-Beta One GP, LP
|
|
|
|
|
Its: General Partner
|
|
|
|
|
|
|
|
|
|
|
By: D-Beta One GP, LLC
|
|
|
|
|
Its: General Partner
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
D-Beta One GP, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
Delta Beta Advisors, LP
|
|
|
|
|
|
|
|
|
|
By: Delta Beta Advisors, LLC
|
|
|
|
|
Its: General Partner
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
D-Beta One GP, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Troy J. Rillo, Esq.
|
|
Date:
|
1/9/2019
|
|
|
Troy J. Rillo, Esq.
|
|
|
|
|
|
Chief Compliance Officer
|
|
|
|
|
|
|
|
|
|
|
MDM CULTIVATION, LLC
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Mark Angelo
|
|
Date:
|
1/9/2019
|
|
Mark Angelo, Manager
|
|
|
|
|
/s/ Mark Angelo
|
|
Date:
|
1/9/2019
|
|
Mark Angelo
|
|
|
|
|
|
|
|
|
|
/s/ Matthew Beckman
|
|
Date:
|
1/9/2019
|
|
Matthew Beckman
|
|
|
|
|
|
|
|
|
|
/s/ David Gonzalez
|
|
Date:
|
1/9/2019
|
|
David Gonzalez
|
|
|
|
|
|
|
|
|
|
/s/ Michael Rosselli
|
|
Date:
|
1/9/2019
|
|
Michael Rosselli
|
|
|
|