Notification That Annual Report Will Be Submitted Late (nt 10-k)
June 30 2021 - 3:53PM
Edgar (US Regulatory)
|
|
OMB
APPROVAL
|
|
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB
Number:
|
3235-0058
|
|
Expires:
|
February
28, 2022
|
|
Estimated
average
burden hours
per response.
|
2.50
|
|
FORM
12b-25
|
SEC
FILE NUMBER
|
|
000-55000
|
|
|
|
|
|
CUSIP
NUMBER
|
|
NOTIFICATION OF LATE
FILING
|
270311103
|
(Check one):
|
[X] Form 10-K [_] Form
20-F [_] Form 11-K [_] Form
10-Q [_] Form 10-D
[_] Form N-CEN [_] Form N-CSR
|
|
|
|
For
Period Ended: March 31, 2021
[_] Transition Report on Form 10-K
[_] Transition Report on Form 20-F
[_] Transition Report on Form 11-K
[_] Transition Report on Form 10-Q
For
the Transition Period Ended: ____________________
|
Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I — REGISTRANT INFORMATION
EARTH
SCIENCE TECH, INC.
|
Full Name of Registrant
|
|
|
Former Name if Applicable
|
|
387 Corona
Street, Suite 555
|
Address of Principal Executive Office (Street and
Number)
|
|
Denver,
CO 80218
|
City, State and Zip Code
|
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
[X]
|
|
(a)
|
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
|
|
|
|
|
[X]
|
|
(b)
|
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and
|
|
|
|
|
|
|
(c)
|
The accountant’s
statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
|
PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period. (Attach extra Sheets if Needed)
The
Registrant is unable to complete its audit and preparation of its Form 10-K for the period ended March 31, 2021 because of unanticipated
delays and reduction of accounting staff.
PART
IV — OTHER INFORMATION
(1)
|
Name and telephone number of person to
contact in regard to this notification
|
|
|
Robert
Stevens
|
|
720
|
|
442-7000
|
|
(Name)
|
|
(Area Code)
|
|
(Telephone Number)
|
|
(2)
|
Have all other periodic reports required
under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding
12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify
report(s).
|
|
|
Yes [_] NO [X]
|
|
|
The
Registrant was advised on June 2, 2021 that its auditor, BF Borgers, CPA, indicated that administrative fees in the Receivership action,
which were previously determined not to be contingent liabilities of Earth Science Tech, Inc., (“Company”) should be included
in the financial statements of the Company The amount of unpaid receivership administrative costs and fees as of December 31, 2020 were
$878,031.16. This affects all filings from the fourth quarter of fiscal year end 2019 through December 31, 2020, (“the non-reliance
period”) and the financial statements should no longer be relied upon
|
|
|
|
|
(3)
|
Is it anticipated that any significant
change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements
to be included in the subject report or portion thereof?
|
|
|
Yes [X] NO [_]
|
|
|
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made.
The
Registrant is working with accounting staff to restate the financial statements for the non-reliance period and the effect of the
restatement(s) on the results of operations are at this time unknown and may impact the earnings statements to be included in the
subject report or portion thereof.
|
EARTH
SCIENCE TECH, INC.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date:
|
June
30, 2021
|
|
By:
|
/s/
Robert Stevens
|
|
|
|
Name:
|
Robert Stevens
|
|
|
|
Title:
|
Court-Appointed
Receiver
|
INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of
the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of
the registrant shall be filed with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
Earth Science Tech (PK) (USOTC:ETST)
Historical Stock Chart
From Mar 2024 to Apr 2024
Earth Science Tech (PK) (USOTC:ETST)
Historical Stock Chart
From Apr 2023 to Apr 2024